Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Doglas Lee
Public Comment Drew Wills
Public Comment Dustin Wherrell, Shelter Manger, Lawrence Community Shelter
Public Comment E. P. L.
Public Comment Emily Swan
Public Comment Farkas Noel
Public Comment Florian Rhyn
Public Comment Francisco Camarillo, International Admin
Public Comment Fratila Bogdan, Mechanical Engineer
Public Comment Gardner Smith, Facility Manager, Manufacturing
Public Comment Gary
Public Comment Gary Richardson
Public Comment Gary West
Public Comment Gen Kriffin
Public Comment George Washington, Founding Fathers
Public Comment Gerald Rainey
Public Comment Greg Webster, Information Technology Manager
Public Comment Griffin, AMC Investor Ape
Public Comment Griffin, AMC Investor, Ape
Public Comment Guy Carpenter
Public Comment H. C., Small business owner
Public Comment Hanna, University Degree
Public Comment Hans
Public Comment Heath Cushman
Public Comment Heather
Public Comment Heather D. LoBrutto
Public Comment Hough
Public Comment Ignacio
Public Comment Ignacio
Public Comment Isaac

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766