Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice

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Date Sort descending	Letter Type	Commenter Name
Aug. 30, 2021	Public Comment	Leann
Aug. 30, 2021	Public Comment	Lee Stewart, Director of IT, Samsung Data Systems
Aug. 30, 2021	Public Comment	Leron
Aug. 30, 2021	Public Comment	M.
Aug. 30, 2021	Public Comment	Mahbub Mohiby
Aug. 30, 2021	Public Comment	Marcus
Aug. 30, 2021	Public Comment	Mark Hagood
Aug. 30, 2021	Public Comment	Matt
Aug. 30, 2021	Public Comment	Matthew
Aug. 30, 2021	Public Comment	Matthew Carlin, Director of Sales
Aug. 30, 2021	Public Comment	Matthew Massaro
Aug. 30, 2021	Public Comment	Matthew Massaro
Aug. 30, 2021	Public Comment	Matty T.
Aug. 30, 2021	Public Comment	Michael
Aug. 30, 2021	Public Comment	Michael DePaula
Aug. 30, 2021	Public Comment	Michael Placencia
Aug. 30, 2021	Public Comment	Michelle Wermuth, Photographer, Business Owner
Aug. 30, 2021	Public Comment	Minsoo Park
Aug. 30, 2021	Public Comment	Nelson Castillo, Programmer
Aug. 30, 2021	Public Comment	Patrick G. Shallis, Series 7 RR
Aug. 30, 2021	Public Comment	Po Yun Tung
Aug. 30, 2021	Public Comment	Preston Holden
Aug. 30, 2021	Public Comment	Prieto
Aug. 30, 2021	Public Comment	Ramirez
Aug. 30, 2021	Public Comment	Randal Gruberman, CTO, Level-1 Global Solutions
Aug. 30, 2021	Public Comment	Randi Hunter
Aug. 30, 2021	Public Comment	Randy S., Systems Administrator
Aug. 30, 2021	Public Comment	Robert
Aug. 30, 2021	Public Comment	Robert Lucas
Aug. 30, 2021	Public Comment	Robert Perkins, Cloud Architect

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-21

Release Number

34-92766