Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Darryl McLennon
Public Comment Dave, Sales
Public Comment Dayan, Investor
Public Comment Deirdre Launt
Public Comment Denise Quinehan
Public Comment Desyblanca, Retail Investor
Public Comment Edward Khalil
Public Comment Eric Hull
Public Comment Filipe
Public Comment Glen R., Logistics
Public Comment Grant Earp
Public Comment Greg Durrell
Public Comment Griffin, Product Marketing Manager
Public Comment Hank
Public Comment Hernan Madrid
Public Comment Hien
Public Comment Huck, Retail
Public Comment Ian Hillway
Public Comment Israel Hidalgo, Engineer
Public Comment J. R.
Public Comment J. W., Retail Investor
Public Comment J., Technology
Public Comment Jackie Sosa
Public Comment Jacob
Public Comment Jake Stiles, Analyst
Public Comment James
Public Comment James
Public Comment James Coleman
Public Comment James Fortune
Public Comment Jared Sorenson, Buildings and Physical Environments

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766