Comments on Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology to Develop and Provide Investment Advice


Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Austin Brown
Public Comment Benedict Yangstrom, Data analyst
Public Comment Brad Hutton
Public Comment Brad Leese
Public Comment Bryan
Public Comment Bryan Goldmark
Public Comment Bryce Porter, Information Security Officer, NFCU
Public Comment Caitlin Anderson, Title Insurance/Rancher
Public Comment Carlos Espindola, System Administrator
Public Comment Chad Carroll
Public Comment Chad, Finance
Public Comment Charles Norton, Project Manager and small business owner
Public Comment Charles Stoodley
Public Comment Chelsie
Public Comment Chris Anger
Public Comment Chris P.
Public Comment Chris Sorensen
Public Comment Christoffer Ludwigs
Public Comment Christopher David Conner
Public Comment Christopher Ell
Public Comment Christopher Hira, U.S. Navy
Public Comment Christopher Moore
Public Comment Connor, Logistics Lead
Public Comment Craig Isenor
Public Comment D.
Public Comment Dakota Blain
Public Comment Dame Von Stürmen
Public Comment Dane
Public Comment Daniel Bowers
Public Comment Dante, Manager Analytics

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-21
Release Number
34-92766