Comments on Reporting Threshold for Institutional Investment Managers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 86
B: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Tim Galbraith, Chief Investment Officer, Innovation Beta
Public Comment Constantine Petropoulos, SVP General Counsel, Park Aerospace Corp.
Public Comment Daniel C. Bartok, Chief Executive Officer, Forestar Group Inc., James D. Allen, Chief Financial Officer, Forestar Group Inc., Jessica L. Hansen, Vice President of lnvestor Relations, D.R. Horton, Inc. and Ashley Dagley, Vice President and Secretary, Forestar Group Inc.
Public Comment Debbie Lawrence, Global Head of Data Management, Refinitiv
Public Comment Gergely S. Kecskes
Public Comment John D. Neumann, Vice President, General Counsel and Secretary, NACCO Industries, Inc.
Public Comment James R. Chapman, Executive Vice President, Chief Financial Officer and Treasurer, Dominion Energy
Public Comment Jeremy Cohen, Senior Vice President, Edelman and Jeff Zilka, Senior Counselor, Edelman
Public Comment John A. Zecca, Executive Vice President, Chief Legal & Regulatory Officer, Nasdaq, Inc.
Public Comment Mark George, EVP and CFO Norfolk Southern Corporation
Public Comment Mark W. Hianik, SVP & General Counsel, Veritiv Corporation and Stephen J. Smith, SVR & Chief Financial Officer, Veritiv Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 22, 2020 meeting with representatives of the Investor Protection League
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 22, 2020 meeting with representatives of the National Association of Manufacturers
Public Comment Nasdaq, Inc. et al.
Public Comment Stephen E. Riffee, Executive Vice President and Chief Financial Officer,
Public Comment T. Wilson Eglin, President and Chief Executive Officer, Lexington Realty Trust
Public Comment Erik Randerson, CFA, VP, Investor Relations, Revolve Group, Inc. and Jesse Timmermans, Chief Financial Officer, Revolve Group, Inc.
Public Comment Gary A. Shiffman, Chairman and Executive Officer, Sun Communities Inc.
Public Comment H. Gene Shiels, Director of Investor Relations, Kraton Corporation
Public Comment Hope M. Jarkowski, Co-Head of Government Affairs, Intercontinental Exchange, and Chris T. Taylor, Vice President, Listings & Services, NYSE
Public Comment Hugh De Stoop, CEO, Euronav NV, and Carl Steen, Chairman, Euronav NV
Public Comment Kashif Rashid, General Counsel, Nevro Corp.
Public Comment Kelsey Duffey, Vice President of Investor Relations, Walker & Dunlop, Inc.
Public Comment Mark Guinan, Chief Financial Officer, Quest Diagnostics Incorporated
Public Comment MaryAnne Gilmartin, Chief Executive Officer and Chairman, Mack-Cali Realty Corporation
Public Comment Michael A. Rumbolz, Chief Executive Officer, Everi Holdings Inc.
Public Comment Ph.D. Veljko Fotak, Associate Professor of Finance, University at Buffalo, SUNY
Public Comment Rajiv A. Tata, Vice President, General Counsel & Corporate Secretary, Ducommun Incorporated
Public Comment Sean A. MacArthur
Public Comment Walter S. Hulse III, Chief Financial Officer, Treasurer and Executive Vice President, Strategic Planning and Corporate Affairs, OneOK, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-20
Release Number
34-89290
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