Comments on Form CRS Relationship Summary; Amendments to Form ADV; Required Disclosures in Retail Communications and Restrictions on the use of Certain Names or Titles

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 9
B: 101
C: 11
D: 90

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Date Received
Date Letter Type Commenter Name
Public Comment R. Keith Overly, President, National Association of Government Defined Contribution Administrators (NAGDCA)
Public Comment R. Scott Henderson, Bank of America
Public Comment Ram Subramaniam, Head of Brokerage and Investment Solutions, Fidelity Investments, and David Forman, Chief Legal Officer, Fidelity Brokerage Services LLC
Public Comment Raymond J. Manista, Executive Vice President, Northwestern Mutual Life Insurance Company
Public Comment Rob Foregger, Co-Founder, NextCapital
Public Comment Rob Foregger, Co-Founder, NextCapital
Public Comment Robert D. Oros, Chief Executive Officer, HD Vest Financial Services
Public Comment Robert J. Moore, Chief Executive Officer, Cetera Financial Group
Public Comment Robert Reynolds, President and CEO, Putnam Investments
Public Comment Robin C. Swope, Director, Global Product Governance & Support, Invesco Advisers, Inc.
Public Comment Ronald J. Kruszewski, Chairman and Chief Executive Officer, Stifel Financial
Public Comment Royce A. Charney, J.D., President, Trust Administrators, Inc.
Public Comment Seth A. Miller, General Counsel, Senior Vice President, Chief Risk Officer, Cambridge Investment Research, Inc.
Public Comment Sheila Kearney Davidson, Executive Vice President, Chief Legal Officer & General Counsel, New York Life Insurance Company
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, Managed Funds Association, and Jiří Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Public Comment Thomas Roberts, Groom Law Group
Public Comment Tim Rouse, Executive Director, SPARK Institute, Inc.
Public Comment Tom Clarke, Managing Director, and Sean Murphy, Vice President, BlackRock, Inc.
Public Comment Tom P. Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment William F. Galvin, Secretary of the Commonwealth of Massachusetts
Public Comment Anonymous
Public Comment Anonymous
Public Comment Ben Brown, Founder & CEO, Entelechy
Public Comment Christopher Gilkerson, Senior Vice President and General Counsel, and Tara Tune, Director and Corporate Counsel, Charles Schwab Co. Inc
Public Comment Christopher Jones, Chief Investment Officer, Financial Engines
Public Comment Craig S. Tyle, Executive Vice President and General Counsel, Franklin Resources, Inc.
Public Comment Dan Moisand
Public Comment Douglas M. Ommen, Iowa Insurance Commissioner
Public Comment Elise Sanguinetti, President, American Association for Justice
Public Comment Hannah Basil Bryant, Basil Financial Group

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-18
Release Number
34-83063
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