Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Chris Concannon, Virtu Financial, LLC, New York, New York
Public Comment Christopher P. Hayes, Senior Legal Counsel, T. Rowe Price Associates, Inc., Baltimore, Maryland
Public Comment Daniel Mathisson, Credit Suisse
Public Comment David Coombs, Bedford, Massachusetts
Public Comment Eric Swanson, BATS Exchange, Inc., Lenexa, Kansas
Public Comment Eric W. Hess, General Counsel, Direct Edge Holdings LLC, Jersey City, New Jersey
Public Comment Glen Shipway
Public Comment Gus Sauter, The Vanguard Group, Inc.
Public Comment Ira D. Hammerman, SIFMA
Public Comment James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
Public Comment James S. Chanos, Chairman: Coalition of Private Investment Companies, Washington, District of Columbia
Public Comment Janet M. Kissane, NYSE Euronext
Public Comment Jeffrey S. Wecker, CEO, Lime Brokerage LLC, New York, New York
Public Comment Jesse D. Hill, Edward Jones
Public Comment John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Public Comment John C. Nagel, Citadel Investment Group, LLC
Public Comment Karrie McMillan, Investment Company Institute
Public Comment Kimberly Unger, Esq., Security Traders Association of New York, Inc., New York, New York
Public Comment Luke E. Fichthorn, IV, Managing Member, Dialectic Capital Management. LLC, New York, New York
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a September 21, 2009 Meeting with representatives of the Managed Funds Association
Public Comment Michael L. Crowl, Barclays Global Investors
Public Comment Michael R. Gru, National Association of Real Estate
Public Comment Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York
Public Comment Paul M. Russo, Goldman, Sachs & Co.
Public Comment Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC
Public Comment Richard Chase, Managing Director & General Counsel, RBC Capital Markets Corporation
Public Comment Richard J. Adler, Managing Director, European Investors Inc., New York, New York
Public Comment Suhas Daftuar, Managing Director, Hudson River Trading LLC
Public Comment William Connell, President and Chief Executive Officer, Allston Trading LLC
Public Comment William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments