Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Jack Fenchel, Beaver Falls, Pennsylvania
Public Comment Peter Gakuba, Investment Advisor, Kenilworth, Illinois
Public Comment Peter J.Chepucavage , General Counsel, Plexus Consulting LLC
Public Comment Robert D. Tollen, Ph.D., Emeritus Professor, El Paso, Texas
Public Comment Robert W. Mitchals, Insurance, Willard, Missouri
Public Comment Barbara Palk, President, TD Asset Management, Toronto, Ontario
Public Comment Darren Lawson
Public Comment Jerry Guy, Stockbridge, Georgia
Public Comment Johnny Peters, ChFC, registered rep, Columubus, Saskatchewan
Public Comment Reza Ganjavi, Computer Scientist, Philosopher, Musician
Public Comment Anthony Crisafulli, Avenel, New Jersey
Public Comment Frank D'Asero, Norwalk, California
Public Comment James A. Stevens
Public Comment Jeff Jacobsen, Brookport, Illinois
Public Comment Michael S. Weiss, Hewlett, New York
Public Comment Ronald Trelle
Public Comment Yogesh S. Shah, Wyomissing, Pennsylvania
Public Comment Anonymous
Public Comment Dennis Madden, Minnesota
Public Comment Doug Tjaden, Missouri
Public Comment Dr. Merritt, Broker, Los Angeles, California
Public Comment George Vlahos
Public Comment George Vlahos, Asii, Aasa, Retired School Supterintendent
Public Comment James H. Gibson, Newport, Rhode Island
Public Comment Jim DeCosta
Public Comment Robert Haas
Public Comment Shawn McIsaac, Trader, Halifax, Canada
Public Comment Stephen R. Porpora, Huntington Bay, New York
Public Comment Tom Gettings
Public Comment William E. McDonnell, Jr., CCO, Atherton Lane Advisers, LLC, Menlo Park, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
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