Comments on Modernization of Beneficial Ownership Reporting

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-06-22 form letter A; S7-32-10 form letter B): 16
B: 41
C: 353
D: 16
E: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Kenneth E. Bentsen, Jr, CEO and President, Securities Industry and Financial Markets Association
Public Comment Managed Funds Association
Public Comment Maria Ghazal, Senior Vice President and Counsel, Business Roundtable
Public Comment National Venture Capital Association
Public Comment Neuberger Berman Group LLC
Public Comment Robert E. Bishop Fellow UC Berkeley School of Law Center for Law and Business, Frank Partnoy Frank Partnoy Adrian A. Kragen Professor of Law UC Berkeley School of Law
Public Comment Robert F. Storch
Public Comment Shareholder Rights Group, Interfaith Center on Corporate Responsibility and The Shareholder Commons
Public Comment SIFMA Asset Management Group, William Thum, Managing Director, SIFMA AMG
Public Comment State Street Corporation
Public Comment Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets, Ceres, Inc.
Public Comment TIAA
Public Comment Wachtell, Lipton, Rosen &Katz
Public Comment William Michael Cunningham, Creative Investment Research
Public Comment Wm. Robertson Dorsett, Columbia Law School
Public Comment XBRL US
Public Comment Jeff Mahoney, General Counsel, Council of Institutional Investors
Public Comment Rolf Parta
Public Comment Susan Olson, General Counsel and Sarah Bessin, Associate General Counsel, Investment Company Institute
Public Comment An Investor, Engineer
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a March 31, 2022 meeting with the Council for Investor Rights and Corporate Accountability
Public Comment Robert Eccles and Shivaram Rajgopal
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 29, 2022 virtual meeting with Representatives of the Alternative Investment Management Association
Public Comment Simon Lorne
Public Comment Members of the U.S. House of Reprentatives Jamie Raskin, Salud Carbajal, Jim Cooper, Dwight Evans, Jesús G. García, Pramila Jayapal, Ted W. Lieu, James P. McGovern, Joe Neguse, Eleanor Holmes Norton, Katie Porter, Jan Schakowsky, Thomas R. Suozzi, Dina Titus, Rashida Tlaib, and Nikema Williams
Public Comment Bernard Sharfman
Public Comment Healthy Markets Association
Public Comment Richard F. McMahon, Jr., Senior Vice President, Energy Supply &Finance Edison Electric Institute
Public Comment Allison K. Thacker, President and Chief Investment Officer, Rice Management Company, Treasurer, William Marsh Rice University
Public Comment Marcus Frampton

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-22
Release Number
33-11030
34-94211
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