Part 248 - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 328

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Date Received
Date Letter Type Commenter Name
Public Comment Tim Phillips, CEO, Phillips & Company
Public Comment Tom Davis, President, National Association of Credit Union Services Organizations and Guy A. Messick, General Counsel, National Association of Credit Union Services Organizations
Public Comment Wachtell, Lipton, Rosen & Katz on behalf of UBS Financial Services Inc., Citigroup Global Markets Inc. (Smith Barney), Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities LLC, Wachovia Securities Financial Network, LLC and Morgan Stanley & Co. Incorporated
Public Comment William C. Mulligan, Chair and Member of the Board of Managers, Altemative Investments Compliance Association
Public Comment Steven French, CFP, President, MemberMap LLC, Cincinnati, Ohio
Public Comment Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Public Comment Douglas K. Knisely, Certified Protection Professional (CPP), Woolrich, Pennsylvania
Public Comment Julius L. Loeser, Chief Regulatory and Compliance Counsel, Comerica Tower at Detroit Center, Corporate Legal Department
Public Comment Douglas Wicks, Vice President, Investments
Public Comment Melisa D. Lindsay, Financial Advisor, OSJ Supervising Principal, CFS, SFS Division Manager
Public Comment Robert J. Stracks, Counsel, Griffin, Kubik, Stephens Thompson, Inc., Chicago, Illinois
Public Comment Stephen A. Batman, President and CEO, 1st Global
Public Comment Alfred Rashid
Public Comment Alfred Rashid
Public Comment Carolyn R. May, Chief Compliance Officer, Simmons First Investment Group, Inc., Little Rock, Arkansas
Public Comment Michael T. Prior, President/CEO, Credit Union Financial Network
Public Comment Thomas L. Mangan, Senior Vice President/ Chief Compliance Officer, James Investment Research, Inc.
Public Comment Tommy Padgett, Dasher & Padgett Financial Advisors, Inc.
Public Comment Z. Jane Riley, CCO, The Leaders Group, Inc., Littleton, Colorado
Public Comment Daniel A. Murphy, VP, Chief Compliance Officer, PlanMember Securities Corporation
Public Comment Nancy Kay, Chief Compliance Officer, Wall Street Financial Group, Inc.
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment Frank C. Dealy, Executive Advisors, Inc.
Public Comment James W. Millegan, CEO, Lake Oswego, Oregon
Public Comment Joan Hinchman, Executive Director, President and CEO, National Society of Compliance Professionals
Public Comment Alyssa Hinshaw, Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
Public Comment Robert Johnson, Executive Director, National Assn. for Information Destruction, Inc., Phoenix, Arizona
Public Comment Julian L. Afonso, Compliance Supervisor, Miami, Louisiana
Public Comment David D. McNally, McNally Financial Services Corporation, San Antonio, Texas
Public Comment John S. Miller, CEO, Colonnade Securities LLC, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-08
Release Number
34-57427
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