Comments on Proposed Rule: Exemption for Certain Exchange Members

Comments on Proposed Rule: Exemption for Certain Exchange Members

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Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding an August 4, 2015, conference call with representatives of Susquehanna International Group, LLP
Meeting with SEC Officials 34-74581 Memorandum from the Office of the Chair regarding an August 6, 2015, meeting with representatives of CTC Trading Group and Optiver
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding a July 27, 2015, meeting with representatives of Delta Strategy Group, CTC Trading Group, Optiver, Peak6 Investments, and Belvedere Trading
Meeting with SEC Officials 34-74581 Memorandum from the Office of Commissioner Kara Stein regarding a July 27, 2015, meeting with representatives of Optiver Trading, Peak6 Trading, and Delta Strategy Group
Meeting with SEC Officials 34-74581 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 27, 2015, meeting with representatives of Optiver Trading, Peak6 Trading, and Delta Strategy Group
Public Comment 34-74581 Angelo Evangelou, Associate General Counsel, CBOE, Chicago, Illinois
Public Comment 34-74581 Elizabeth K. King, Secretary and General Counsel, New York Stock Exchange, and Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX Group, Inc.
Public Comment 34-74581 Mark E. Gannon, Chief Compliance Officer, Lakeshore Securities, LP
Public Comment 34-74581 Marcia E. Asquith, Senior Vice President and Corporate Secretary, FINRA
Public Comment 34-74581 Adam Nunes, Head of Business Development, Hudson River Trading LLC, New York, New York
Public Comment 34-74581 Frank A. Bednarz, Global Co-Head of Trading, CTC Trading Group, L.L.C., Chicago, Illinois
Public Comment 34-74581 Gregory F. Hold, CEO, Hold Brothers Capital LLC, New York, New York
Public Comment 34-74581 James Ongena, Senior Vice President and General Counsel, Chicago Stock Exchange, Chicago, Illinois
Public Comment 34-74581 Jay Coppoletta, Chief Legal Officer, PEAK6 Capital Management LLC
Public Comment 34-74581 Mary Ann Burns, Chief Operating Officer, FIA Principal Traders Group, Washington, District of Columbia
Public Comment 34-74581 Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA
Public Comment 34-74581 Mark Schepps, General Counsel and Senior Director of Compliance, D & D Securities, Inc.
Public Comment 34-74581 Mark Schepps, General Counsel and Senior Director of Compliance, PTR, Inc.
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding a May 28, 2015, conference call with representatives of Delta Strategy Group
Public Comment 34-74581 Claudia Crowley, IEX Services LLC, New York, New York
Public Comment 34-74581 Chris Barnard, Germany
Public Comment 34-74581 Mary Ann Burns, COO, FIA, Washington, District of Columbia
Public Comment 34-74581 Keith Miller
Public Comment 34-74581 Keith Miller
Public Comment 34-74581 Michelle Pav
Meeting with SEC Officials 34-74581 Memorandum from the Division of Trading and Markets regarding an April 7, 2015, conference call with representatives of Susquehanna International Group, LLP
Public Comment 34-74581 Ryan W. Porter, Founder, High Amplitude Capital Trading (HatCap), Seattle, Washington

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-15
Release Number
34-95388
34-74581
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