Comments on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-811 form letter A; S7-04-22 form letter A; S7-04-23 form letter D; S7-05-23 form letter B; S7-25-22 form letter B): 85

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Date Received
Date Letter Type Commenter Name
Public Comment Stephen W. Hall, Legal Director and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets, Inc.
Public Comment Sullivan & Worcester LLP
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Public Comment Thomas T. Kim, Managing Director, Independent Directors Council
Public Comment Jerry Perullo, Founder, Adversarial Risk Management
Public Comment Chris Iacovella, CEO, American Securities Association
Public Comment SecurityScorecard
Public Comment Seth Miller, General Counsel, Chief Risk Officer, Cambridge Investment Research Advisors, Inc.
Public Comment Jeremy A. Grant, Fast Identity Online (FIDO) Alliance
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 29, 2022 videoconference with representatives of the Alternative Investment Management Association (“AIMA”)
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 31, 2022 videoconference with representatives of Stow Capital
Public Comment Carol Singer, Keyco Bond Fund, Inc.
Public Comment Henry Bryant Lanier Sr. Esq. Phd., Lanier Family Trust
Public Comment Mark Follo, Program Manager, Security Governance and Risk, Oscar Health
Public Comment Curtis Higgins
Public Comment Anonymous
Public Comment Melissa MacGregor, Managing Director & Associate General Counsel, SIFMA, Lindsey Keljo, Acting Head & Associate General Counsel, SIFMA AMG, and Brian R. Anderson, Senior Vice President, Technology Regulation, BPI
Public Comment Curtis Robinson
Public Comment Jiøí Król, Deputy CEO, Global Head of Government Affairs, AIMA and Global Head of the ACC
Public Comment Yigal M. Rechtman, CPA PLLC, CPA, CFE, CITP, CISM
Public Comment Adrian Day, RIA
Public Comment Andrew Affrunti
Public Comment Anonymous
Public Comment Dan Pierce
Public Comment Anonymous
Public Comment BAV
Public Comment Chris
Public Comment Curtis Higgins
Public Comment JJ C.
Public Comment Lebel A.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-22
Release Number
33-11028
34-94197
IA-5956
IC-34497
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