Comments on Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(4-811 form letter A; S7-04-22 form letter A; S7-04-23 form letter D; S7-05-23 form letter B; S7-25-22 form letter B): 85

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Date Received
Date Letter Type Commenter Name
Public Comment David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
Public Comment Eversheds Sutherland LLP for the Committee of Annuity Insurers
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Public Comment Michael Underhill, President, Alternative and Direct lnvestment Securities Association
Public Comment Nozomi Networks
Public Comment Professors Neal Newman and Lawrence J. Trautman, Texas AM University School of Law
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Public Comment William Michael Cunningham, Creative Investment Research
Public Comment Anonymous
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a May 12, 2023 meeting with the Managed Funds Association
Public Comment Trevor Fry, Student, Boston College Law School
Public Comment Wes Corey
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 6, 2023 meeting with a representative of Value Bridge Advisors
Public Comment Andy Quach
Public Comment Anonymous
Public Comment Hussain Shahabuddin
Public Comment James
Public Comment Trevor Panhorst
Public Comment Anonymous
Public Comment Allen Browne
Public Comment Bryon Mangler, Cybersecurity Consultant
Public Comment Tom
Public Comment Francis L. Mayer, (ISC)2
Public Comment Security Excellence, Founder, Cyber Risk Strategy, Risk Quantification
Public Comment Gail C. Bernstein, General Counsel, Investment Adviser Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 16, 2022 meeting representatives of the Investment Advisers Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 13, 2022 meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 19, 2022 meeting with representatives of the Investment Advisers Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 27, 2022 meeting with representatives of the Managed Funds Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-22
Release Number
33-11028
34-94197
IA-5956
IC-34497
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