Comments on Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum regarding an April 3, 2007 meeting with representatives of Standard and Poor's
Public Comment Jean Helwege, Associate Professor of Finance, Penn State University, University Park, Pennsylvania
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an April 5, 2007 meeting with representatives of Moody's Investors Service
Public Comment Charles S. Morrison, Senior Vice President and Money Market Group Leader, Fidelity Management & Research Company
Public Comment Darrell Duffie, Stanford University, Stanford, California
Public Comment Charles W. Calomiris, Henry Kaufman Professor of Financial Institutions, Columbia University; George J. Benston, John H. Harland Professor of Finance, Accounting, and Economics, Goizueta Business School, Emory University; Kenneth W. Dam, Max Pam Professor Emeritus of American & Foreign Law and Senior Lecturer, University of Chicago Law School; Robert A. Eisenbeis, Economic Consultant; Paul M. Horvitz, Judge James A. Elkins Chair of Banking, University of Houston; George G. Kaufman, John F. Smith, Jr. Professor of Finance and Economics, Loyola University Chicago; Robert E. Litan, Senior Fellow, Economic Studies Program, The Brookings Institution; Kenneth E. Scott, Ralph M. Parsons Professor Emeritus of Law and Business, Stanford Law School; Peter J. Wallison, Senior Fellow, American Enterprise Institute
Public Comment Raymond W. McDaniel, President, Moodys Investors Service
Public Comment Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 26, 2007 meeting with representatives of the McGraw-Hill Companies and Standard & Poor's
Public Comment Vickie A. Tillman, Executive Vice President, Standard & Poor's Rating Services
Public Comment George P. Miller, Executive Director, American Securitization Forum
Public Comment Makoto Utsumi, President & CEO, Japan Credit Rating Agency, Ltd.
Public Comment Grace L. Hinchman, Senior Vice President, Financial Executives International, Washington, District of Columbia
Public Comment John Grout, Policy and Technical Director, The Association of Corporate Treasurers, London, United Kingdom
Public Comment Christopher Ricciardi, CEO, Cohen Company, New York, New York
Meeting with SEC Officials Memorandum regarding a March 9, 2007, meeting with representatives of Fitch Ratings, dated March 13, 2007.
Public Comment Alex J. Pollock, Resident Fellow, American Enterprise Institute,Washington, D.C.
Public Comment Ayal Rosenthal, New Jersey
Public Comment Cate Long, Multiple-Markets, Rhinebeck, New York
Public Comment Charles Covell, Executive Vice President, Citigroup Alternative Investments
Public Comment Charles D. Brown, General Counsel, Fitch Ratings
Public Comment Daniel Ivascyn, Managing Director, Pacific Investment Management Company LLC
Public Comment Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Public Comment Elizabeth Krentzman, General Counsel, Investment Company Institute
Public Comment Geoffrey G. Jervis, Chief Financial Officer, Capital Trust, Inc.
Public Comment Herwig M. Langohr, Professor of Finance and Banking, INSEAD Business School, Fontainebleau, France; and Patricia T. Langohr, Assistant Professor of Economics, ESSEC Business School, Pontoise, France
Public Comment James A. Kaitz, President and CEO, Association for Financial Professionals, Washington, D.C.
Public Comment Jeanne M. Dering, Executive Vice President, Global Regulatory Affairs & Compliance, Moodys Investors Service
Public Comment Kent Wideman, Group Managing Director, and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Public Comment Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-04-07
Release Number
34-55231
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