Prohibition Against Conflicts of Interest in Certain Securitizations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7
B: 126
C: 57
D: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Tyler Tetreault
Public Comment Elliot Ganz, Head of Advocacy, Co-Head of Public Policy, and Meredith Coffey, Executive Vice President, Co-Head of Public Policy, LSTA
Public Comment Guillermo Mirabal
Public Comment Household Harry
Public Comment Karol M Czajkowski, Household Investor
Public Comment Richard Russell
Public Comment Rich May, Individual Investor
Public Comment Nick Ahlers
Public Comment Jacob Gillmore
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations
Public Comment Amogh, Investor
Public Comment Blaine Jeffries, Household Investor
Public Comment Brandon G.
Public Comment Colin Clarry
Public Comment Linda Adhoch
Public Comment Michael Gerber, Individual Investor
Public Comment Shaka Smith, Associate Product Manager
Public Comment Skyler Roundtree
Public Comment Ann Elaine Rutledge, CEO CreditSpectrum Corp., Professor of Capital Markets at Columbia University SIPA
Public Comment Egmont Chesuloppa, inquisitive investor
Public Comment Lukas Baltrusaitis
Public Comment American Property Casualty Insurance Association, Loan Syndications and Trading Association, Association for Financial Markets in Europe, Mortgage Bankers Association, Bank Policy Institute, Reinsurance Association of America, CRE Finance Council, Securities Industry and Financial Markets Association, Housing Policy Council, Structured Finance Association International Association of Credit Portfolio Managers, and U.S. Mortgage Insurers
Public Comment Abdirahman Barud
Public Comment Jack Pieper
Public Comment Mayo Yiffin
Public Comment Anon
Public Comment Mr. Chungus
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 2, 2023 meeting with representatives of the Loan Symdications and Trading Association
Public Comment Roy Jones
Public Comment Ren Huizenga, bank clerk

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-23
Release Number
33-11151
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