Prohibition Against Conflicts of Interest in Certain Securitizations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7
B: 126
C: 57
D: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Tehmoi
Public Comment Thomas Raye, Investor
Public Comment Aaron Rosario
Public Comment Andrew Affrunti
Public Comment Andrew Davidson, President, Andrew Davidson Co., Inc.
Public Comment Anonymous
Public Comment Anonymous
Public Comment Arch Capital Group Ltd., Enact Holdings Inc., Essent Group Ltd., MGIC Investment Corporation, NMI Holdings, Inc., and Radian Group Inc.
Public Comment Association for Financial Markets in Europe.
Public Comment Better Markets
Public Comment Brian J, Engineer and Household Investor
Public Comment Brookes Wayne Ross
Public Comment BU-433 Caldwell University, ,Caldwell NJ: Students: Michael Brown-Cariola, Imogen Cook, Michael Costantini, Kevin DaCruz, Christopher Ferri, Ricky Gole, Matthew Hanzich, Michael Lorhmann, Eric McKenna, Tevin Skeete and Connor Woods. Insturctor: Frank SanPietro, PhD, CFP., Students and Adjunct Lecturer in Finance
Public Comment Cara Tunstall, ERP Administrator
Public Comment Cornelius
Public Comment Cory Christian Michael Elliott
Public Comment Don Simon, Chief Operating Officer, Pentalpha Surveillance LLC
Public Comment Duke Watson
Public Comment Fannie Mae and Freddie Mac
Public Comment Ian Miller
Public Comment International Association of Credit Portfolio Managers (IACPM)
Public Comment James Lutes
Public Comment Jennifer W. Han, Managed Funds Association
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Public Comment Lisa Pendergast, CRE Financial Council, CRE Financial Council
Public Comment Martin Dörr
Public Comment Meredith Coffey and Elliot Ganz of the LSTA
Public Comment Mike Gilbert
Public Comment Mike Gill, Senior Vice President, Capital Markets, Housing Po
Public Comment Mortgage Bankers Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-23
Release Number
33-11151
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