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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title I — Reopening American Capital Markets to Emerging Growth Companies


Submitted Comments

(Click here for meetings with SEC officials)
Oct. 8, 2013 Adrian Martinez, Oklahoma City, Oklahoma
Aug. 29, 2013 Donovan Jones, Menlo Park, California
Jun. 12, 2013 J. Robert Brown, Jr., Professor, University of Denver Sturm College of Law, Denver, Colorado
May 29, 2013 E. A. De La Pena, San Francisco, California
May 9, 2013 Brett Baker, MSc, DC, President and CEO, Microbion Corporation
Apr. 3, 2013 Daniel Tapia
Feb. 4, 2013 A. Whigham
Dec. 9, 2012 Rogelio T. Gloria, San Diego, California
Oct. 2, 2012 Roger Doctor, New York, New York
Sep. 21, 2012 Wayne F. Spencer, Woodruff, South Carolina
Sep. 17, 2012 Greg Webb, Film Maker, Los Angeles, California
Sep. 17, 2012 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
Sep. 3, 2012 David T. Clary, JD, Santa Maria, California
Aug. 29, 2012 Razi Mohiuddin, Cupertino, California
Aug. 29, 2012 Dan J. Petit, Austin, Texas
Aug. 27, 2012 Allen Braswell, Jr, CEO, Medical Device Startup, Clearwater, Florida
Aug. 24, 2012 Barbara Steen, Putnam Valley, New York
Aug. 16, 2012 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy; CFA Institute, Charlottesville, Virginia
Aug. 16, 2012 Thomas Braun, CFO, Genedyne Corporation
Aug. 15, 2012 Jack Herstein, President, North American Securities Administrators Association, Inc. (NASAA)
Aug. 9, 2012 Jeff Mahoney, General Counsel, Council of Institutional Investors
Aug. 8, 2012 Michael Orsak, Vice President, Campus Advantage, Inc., Austin, Texas
Aug. 7, 2012 Martin Wright, United Kingdom
Aug. 6, 2012 Randolph G. Taylor, Small Business Owner, Gastonia, North Carolina
Jul. 31, 2012 Akshat Tewary, Elizabeth Freidrich, Andre Sunnen, Nathan Tankus, George Bailey and J. Bulworth, Occupy the SEC
Jul. 30, 2012 Catherine C. Sacher, VP, Cargille-Sacher Laboratories, Inc., Cedar Grove, New Jersey
Jul. 27, 2012 Anurag Sharma, Stamford, Connecticut
Jul. 20, 2012 Neil Wali, Council of Institutional Investors
Jul. 11, 2012 Steve Rabin, CPA, Sunnyvale, California
Jul. 10, 2012 Arthur L. Loomis, II
Jul. 7, 2012 Sean Newman
Jul. 5, 2012 Tom Kilcoyne, New York
Jul. 4, 2012 Fred Oswald, Cleveland, Ohio
Jul. 3, 2012 Pete Fels
Jul. 3, 2012 James J. Baroni, Carrollton, Texas
Jul. 3, 2012 Darren D. Nakos, Frisco, Colorado
Jul. 3, 2012 Dale Wickersham, St. Cloud, Florida
Jul. 2, 2012 David A. Kennedy, Columbus, Ohio
Jul. 2, 2012 Christopher Dawson, Woburn, Massachusetts
Jul. 2, 2012 Randall D. Everett, Tallahassee, Florida
Jul. 2, 2012 Arlene M. Fisher, Littleton, Colorado
Jul. 1, 2012 Nancy E. Schuhrke, CIA, CCA, IIA, Certified Internal Auditor, Chandler, Arizona
Jul. 1, 2012 William Hughey, Seattle, Washington
Jul. 1, 2012 Kenneth L. A. Rizzuto, Pittsford, New York
Jul. 1, 2012 Marc Elig, Sarasota, Florida
Jul. 1, 2012 Chad Forester
Jul. 1, 2012 Michael G. Katzenmeyer, Hamburg, Minnesota
Jul. 1, 2012 Patricia Hegger
Jun. 30, 2012 Sandra P. Sinclair, Orient, New York
Jun. 30, 2012 Pete Kandratieff
Jun. 30, 2012 David Baemmert, Kiel
Jun. 30, 2012 Joe S. Goldsmith, Doctor of Optometry, Eau Claire, Wisconsin
Jun. 30, 2012 Pat R. Monnahan, Snohomish, Washington
Jun. 30, 2012 Raul Bocagrande, M.A., Covington, Kentucky
Jun. 30, 2012 Josh Colon, Virginia Beach, Virginia
Jun. 29, 2012 Francis X. Cunningham , Jr., Philadelphia, Pennsylvania
Jun. 29, 2012 Ann Kelleher, President, Integrity Staffing Solutions, Omaha, Nebraska
Jun. 29, 2012 Janell Jenkins, Garland, Texas
Jun. 29, 2012 John Thomas, Collingswood, New Jersey
Jun. 29, 2012 Norm Conrad
Jun. 29, 2012 Cappy A. Walls, Chicago, Illinois
Jun. 29, 2012 Robin Grindley, Ph.D.
Jun. 29, 2012 Stephen R Johnston, Moab, Utah
Jun. 29, 2012 Bruce L. Contryman
Jun. 29, 2012 William Grimm, Ridgway, Colorado
Jun. 29, 2012 Joel Dorfman, Sherman Oaks, California
Jun. 29, 2012 Guy Lohman, Ph.D., Almaden, San Jose, California
Jun. 29, 2012 John C. Moor, Round Rock, Texas
Jun. 29, 2012 Albert Rogat, Fort Mill, South Carolina
Jun. 29, 2012 Andrew E. Taylor, Barre, Massachusetts
Jun. 29, 2012 Sue J. Imperial
Jun. 29, 2012 David R. Hopkinson, Compliance Auditor/Owner, Abandoned Property Experts, LLC, Ann Arbor, Michigan
Jun. 29, 2012 Brahim Lekmine, Broomfield, Colorado
Jun. 29, 2012 Tom Heau, Hot Springs Village, Arkansas
Jun. 29, 2012 Thomas Daniels, Bloomfield, Connecticut
Jun. 29, 2012 N. Vanclef, Palo Alto, California
Jun. 29, 2012 Ron Rudokas, Mercer Island, Washington
Jun. 29, 2012 Marc Gustafson, San Diego, California
Jun. 29, 2012 John A. Kane, Issaquah, Washington
Jun. 29, 2012 The Forum for US Securities Lawyers in London
Jun. 29, 2012 Deb Cunningham, Flatonia, Texas
Jun. 29, 2012 David A Collum, CPA, The Woodlands, Texas
Jun. 29, 2012 Paul Furman, Chestnut Ridge, New York
Jun. 29, 2012 Tom Broughton
Jun. 29, 2012 Richard W. Olson, Dwight, Kansas
Jun. 29, 2012 Stephen M. Wasserman, Alliance Fund Advisors, LLC, Smyrna, Georgia
Jun. 29, 2012 Thomas E. Booker, Knoxville, Tennessee
Jun. 29, 2012 Edward I. Geffner, Esquire, New York, New York
Jun. 29, 2012 Sibbett F. Sapp, Lexington, South Carolina
Jun. 29, 2012 Tonya Rose, Richmond, Indiana
Jun. 28, 2012 Sheldon L. Tucker, Kerrville, Texas
Jun. 28, 2012 Michelle A. Stevens, Deerfield Beach, Florida
Jun. 28, 2012 Irene R. Wiley, Sandia Park, New Mexico
Jun. 28, 2012 Robert F, Ashley, CEO, Small Business, Dallas, Texas
Jun. 28, 2012 Alice Ritzman, Kalispell, Montana
Jun. 28, 2012 George M. Lux, Oak Lawn, Illinois
Jun. 28, 2012 Jennifer Gill, CPA
Jun. 28, 2012 Thomas Hagerman, Los Angeles, California
Jun. 28, 2012 Michael Malloy, Managing Director, The Edgemont Group, Birmingham, Michigan
Jun. 28, 2012 William R. Hall, Wayne, New Jersey
Jun. 28, 2012 Linda Tibolla
Jun. 28, 2012 Steve K. Knauber, Irvine, California
Jun. 28, 2012 Elyse Grusky, New York, New York
Jun. 28, 2012 Erich E. Baumgartner,Rockville, Maryland
Jun. 28, 2012 Dann Munro, Grand Prairie, Texas
Jun. 28, 2012 Ron P. Verdonk, Silver Spring, Maryland
Jun. 28, 2012 Fred A Bohle, Progress Software, Loxahatchee, Florida
Jun. 28, 2012 Susanna L. Cummings, Potter Valley, California
Jun. 28, 2012 Keith L. Berry, Sterling, Virginia
Jun. 28, 2012 Mary Lemmons, Blue Springs, Missouri
Jun. 28, 2012 Chris McKie, CEO and Founder, IronGate Security Networks, Washington
Jun. 28, 2012 Kevin P. Gaffney, Jr., Malvern, Pennsylvania
Jun. 28, 2012 Eddy L. David, Sand Springs, Oklahoma
Jun. 28, 2012 Tom H. Duncan, Lexington, Kentucky
Jun. 28, 2012 Scott Ebers, Ft. Worth, Texas
Jun. 28, 2012 David Underwood, Newport News, Virginia
Jun. 28, 2012 Patricia S Duffy, Grand Blanc, Michigan
Jun. 28, 2012 Thomas K. Brown, South Sutton, New Hampshire
Jun. 28, 2012 Mike Alberts, P.E., Engineer, Oakland University, Rochester , Michigan
Jun. 28, 2012 Robert S. Davenport, Hoffman Estates, Illinois
Jun. 28, 2012 Anthony Scarano, Rockville, Maryland
Jun. 28, 2012 Robert M. Buller, Ph.D., St. Louis
Jun. 28, 2012 Laura J. Peterson, Newnan, Georgia
Jun. 28, 2012 Linda M. Queen, Nashua, New Hampshire
Jun. 28, 2012 Justin Thomas
Jun. 28, 2012 Isaac Barlow, Las Vegas, Nevada
Jun. 28, 2012 William G Grundler, M.D., Ventura, California
Jun. 28, 2012 Chris Blees, CPA, Colorado Springs, Colorado
Jun. 28, 2012 Sylvia F. Fontana, Plano, Texas
Jun. 28, 2012 David M. Murphy, M.D., Alfonso, Philippines
Jun. 28, 2012 Rudy Bugarin, Ontario, California
Jun. 28, 2012 John D McCarley, M.D., Hixson, Tennessee
Jun. 28, 2012 Raymond Islas, Fresno, California
Jun. 27, 2012 James B. Smith, Ph.D., Park Ridge, Illinois
Jun. 27, 2012 Kathryn N. Burks, Columbia, Missouri
Jun. 27, 2012 Claire E. MacMillan, Naples, Florida
Jun. 27, 2012 King E. Adkins, Jr., La Plata, Maryland
Jun. 27, 2012 Anthony W. Schmidt, College Place, Washington
Jun. 27, 2012 Timothy Moynihan
Jun. 27, 2012 Tony C. Galesloot, Courtenay, Canada
Jun. 27, 2012 Blakely K. Bell, Charlotte, North Carolina
Jun. 27, 2012 Lenore Silverstein, New York, New York
Jun. 27, 2012 Frank Lorch, Charlotte, North Carolina
Jun. 27, 2012 Douglas C. Shaker, Vice President and COO, Expert Support Inc, Mountain View, California
Jun. 27, 2012 Christopher Calendar, Management, San Marcos, California
Jun. 27, 2012 Edward Reiner, San Francisco, California
Jun. 27, 2012 Grant Jansen, Round Rock, Texas
Jun. 27, 2012 Dieter Forberger, Commerce Twp., Michigan
Jun. 27, 2012 Joan C. Faust, CPA, Paola, Kansas
Jun. 27, 2012 Tony C. Caruso, Spokane, Washington
Jun. 27, 2012 Willard T. Engelskirchen, Saint Michaels, Maryland
Jun. 27, 2012 Mark D. Cabot, Owner/President Mission Bungalow Carolina Tiffany Inc., Raleigh, North Carolina
Jun. 27, 2012 William C. Walker, CPA, Houston, Texas
Jun. 27, 2012 Byron M. Snyder, Tucson, Arizona
Jun. 27, 2012 Timothy J. Hack, Lafayette, Indiana
Jun. 27, 2012 Robert B. Holender, Houston, Texas
Jun. 27, 2012 L. K. Meeker,Warren, Oregon
Jun. 27, 2012 Matthew J. Roti, Massapequa, New York
Jun. 27, 2012 Joseph D. Sharp, Portland, Oregon
Jun. 27, 2012 Glendon J. O'Brien, CEO, Electronic Stockroom, Glen Ellen, California
Jun. 27, 2012 Mary R. Zulli, Ph.D., Tucson, Arizona
Jun. 27, 2012 Susan K. Peacock, RPh, Tallahassee, Florida
Jun. 27, 2012 David P. Ehlinger, West Linn, Oregon
Jun. 27, 2012 Arthur F. Saulino, Private Investor, Ashtabula, Ohio
Jun. 27, 2012 India White, Raleigh, North Carolina
Jun. 27, 2012 David Leake, Kaneohe, Hawaii
Jun. 27, 2012 Steven Jones, Oregon
Jun. 27, 2012 Sue Grace, Gilbert, Arizona
Jun. 27, 2012 Paul F. Coe, Mayer, Arizona
Jun. 27, 2012 James Harshman
Jun. 27, 2012 Ralph A. Folden, Myersville, Maryland
Jun. 27, 2012 Michael Betancourt, Fort Wayne, Indiana
Jun. 27, 2012 Carolyn G. Boyd, El Paso, Texas
Jun. 27, 2012 Prof. James C. Hertter, Independent Researcher, Southaven, Mississippi
Jun. 27, 2012 Lee Uniacke, San Francisco, California
Jun. 27, 2012 Derek Allen Young, Charlottesville, Virginia
Jun. 27, 2012 David S Wright, Consultant, Winchester, Massachusetts
Jun. 27, 2012 Charles Dickey, New Orleans, Louisiana
Jun. 27, 2012 Gerald Farber, Retired Attorney, Las Cruces, New Mexico
Jun. 27, 2012 Brian K. Hamilton, Senior Scientist, Autoliv, Tucson, Arizona
Jun. 27, 2012 Christopher S. Pierce, Katy, Texas
Jun. 27, 2012 Weston H. Clark, Castro Valley, California
Jun. 27, 2012 Jennifer L. Turrell, Flagstaff, Arizona
Jun. 27, 2012 Jack L. Ludwig, King of Prussia, Pennsylvania
Jun. 27, 2012 Charles Isenberg, Medford, New York
Jun. 27, 2012 Ryan Borba, Fresno, California
Jun. 27, 2012 Al Adams, Stoughton, Wisconsin
Jun. 27, 2012 Manisha Patel, Oakland, California
Jun. 27, 2012 Ilan L. Moscovitz and John Maxfield, The Motley Fool, Washington, District of Columbia
Jun. 22, 2012 Davis Polk & Wardwell LLP, New York, New York
Jun. 15, 2012 Jirí Król, Director of Government and Regulatory Affairs, The Alternative Investment Management Association Limited
Jun. 12, 2012 David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia
Jun. 7, 2012 Karl B. Hensel, II, Noblesville, Indiana
Jun. 1, 2012 Rod Steiger, CEO, Wayne Savings Bancshares, Inc., Wayne Savings Community Bank
May 31, 2012 Greg P. Hasevlat, Sustainability Research Analyst, Pax World Management LLC
May 29, 2012 Robert E. Buckholz, Chair, Committee on Securities Regulation, New York City Bar
May 18, 2012 Sunnie P. Kim, Founder, CEO, NanoIVD, Inc., Los Angeles, California
May 16, 2012 Michael Ewens, Ph.D., Assistant Professor of Finance and Entrepreneurship, Carnegie Mellon University, Pittsburgh, Pennsylvania
May 13, 2012 Karl B. Hensel, Noblesville, Indiana
May 1, 2012 Roger V. Davidson, Esq., Boulder, Colorado
Apr. 30, 2012 Neil Hershberg, Senior Vice President, Global Media, Business Wire
Apr. 27, 2012 Sean Davy, Managing Director, Securities Industry and Financial Markets Association (SIFMA)
Apr. 25, 2012 Bernard S. Sharfman, Bethesda, Maryland
Apr. 20, 2012 T. W. Kennedy, BE., CEO, Kennedy Associates, Long Beach, California
Apr. 19, 2012 Christopher Smith, Founder and President, ALGAENTIS Green Clean Energies
Apr. 19, 2012 Mike Starks, CEO, Highland Village, Texas
Apr. 18, 2012 Dusty L. Brogdon, COO, Chief Architect, Pensacola Beach, Florida
Apr. 18, 2012 "Dusty" L.W. Brogdon
Apr. 18, 2012 David Bach
Apr. 17, 2012 Michael Stolzar, Rye Brook, New York
Apr. 13, 2012 Bruce Blechman
Apr. 12, 2012 Ace Chapman, Small Business Owner, Chattanooga, Tennessee
Apr. 12, 2012 Tim Foster, Director, Venture Capital Practice, KPMG LLP
Apr. 11, 2012 Mike Zhu
Apr. 11, 2012 Stefano Ascioti, Miami, Florida
Apr. 10, 2012 Anonymous

Meetings with SEC Officials

(
Click here for submitted comments from the public)
Aug. 21, 2012 Memorandum from the Office of the Chairman regarding an August 21, 2012, meeting with representatives of OTC Markets
Jun. 22, 2012 Memorandum from the Division of Corporation Finance regarding a May 9, 2012, meeting with representatives of the Real Estate Investment Securities Association (REISA)

 

http://www.sec.gov/comments/jobs-title-i/general/general.shtml

Modified: 10/09/2013