Public Comments from Retail Investors and Other Interested Parties on Standards of Conduct for Investment Advisers and Broker-Dealers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 1,381
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Date Received
Date Letter Type Commenter Name
Public Comment Mark D. Moss, Staff Scientist - Aircraft Structures, Gulfstream Aerospace Corporation
Public Comment Steve Van Scoik
Public Comment Thomas Dillon
Public Comment Warren Kennett
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

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