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Comments on OFR Study on Asset Management Issues

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Date Sort descending	Letter Type	Commenter Name
Sept. 13, 2015	Public Comment	Brenda Kinabrew, Albuquerque, New Mexico
Aug. 19, 2014	Public Comment	Timothy W. Cameron, Esq., Managing Director and Head, Asset Management Group, Securities Industry and Financial Markets Association (SIFMA), et al.
July 22, 2014	Public Comment	Paul Schott Stevens, President & CEO, Investment Company Institute
May 22, 2014	Public Comment	Barbara Novick, Vice Chairman, BlackRock, Inc.
May 15, 2014	Public Comment	Daniel M. Gallagher, Commissioner, U.S. Securities and Exchange Commission
May 15, 2014	Public Comment	Satya Thallam, Director of Financial Services Policy, American Action Forum, Washington, District of Columbia
April 18, 2014	Public Comment	John Gidman, Association of Institutional INVESTORS
April 10, 2014	Public Comment	Dr. Dieter Wemmer, Member of the Board of Management, Allianz SE
April 9, 2014	Public Comment	Paul S. Stevens, President & CEO, Investment Company Institute, Washington, District of Columbia
April 8, 2014	Public Comment	Laura Merianos, Principal, Vanguard
April 7, 2014	Public Comment	David F. Freeman, Jr., Arnold & Porter LLP, on behalf of Federated Investors, Inc.
April 7, 2014	Public Comment	Douglas M. Hodge, Chief Executive Officer, PIMCO, Newport Beach, California
April 7, 2014	Public Comment	James F. Rothenberg, The Capital Group Companies, Los Angeles, California
April 7, 2014	Public Comment	John Gidman, Association of Institutional Investors
April 7, 2014	Public Comment	Richard Foster, Vice President and Senior Counsel for Legal and Regulatory Affairs, Financial Services Roundtable, Washington, District of Columbia
April 7, 2014	Public Comment	Richard Lacaille, Executive Vice President, Global Chief Investment Officer, State Street Global Advisors
April 7, 2014	Public Comment	Scott C. Goebel, SVP General Counsel, Fidelity Management Research Co., Boston, Massachusetts
April 4, 2014	Public Comment	Barbara Novick, BlackRock, New York, New York
April 4, 2014	Public Comment	Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association
April 4, 2014	Public Comment	Timothy W. Cameron and Matthew J. Nevins, Securities Industry and Financial Markets Association
March 14, 2014	Public Comment	Barbara Novick, Vice Chairman, BlackRock
Feb. 25, 2014	Public Comment	Barbara Novick, Vice Chairman, BlackRock
Feb. 25, 2014	Public Comment	Opal L. Komora, Telephone Pioneers, Hendersonville
Jan. 23, 2014	Public Comment	Senator Mark Kirk, Senator Thomas Carper, Senator Patrick Toomey, Senator Claire McCaskill, and Senator Jerry Moran
Dec. 4, 2013	Public Comment	James C. Allen, CFA, Head, Capital Markets Policy, Americas, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Dec. 3, 2013	Public Comment	Barbara Novick, Vice Chairman, BlackRock
Nov. 26, 2013	Public Comment	Tim Buckley, Chief Investment Officer, and John Hollyer, Principal and Head of Risk Management Group, Vanguard
Nov. 14, 2013	Public Comment	James Bone, Risk Advisory Consultant, Global Compliance Associates, LLC, Lincoln, Rhode Island
Nov. 7, 2013	Public Comment	Kenneth W. Willman, Chief Legal Officer, Russell Investments
Nov. 5, 2013	Public Comment	James J. Angel, Ph.D., CFA, Visiting Associate Professor, University of Pennsylvania, The Wharton School

Last Reviewed or Updated: Dec. 18, 2025

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