Comments on NMS Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail; (Funding Model Amendment)

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-91555 Howard Meyerson, Managing Director, Financial Information Forum
Public Comment 34-91555 Andrew Stevens, General Counsel, IMC
Public Comment 34-91555 Gary Goldsholle, Chief Regulatory Officer and General Counsel, Long-Term Stock Exchange, Inc.
Public Comment 34-91555 Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association
Public Comment 34-91555 Gunjan Chauhan, Senior Managing Director, Global Head of SPDR Capital Markets, State Street Global Advisors
Public Comment 34-91555 Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment 34-91555 Kevin Donohue, General Counsel, Tower Research Capital LLC
Public Comment 34-91555 Marcia E. Asquith, Executive Vice President, Board & External Relations, Financial Industry Regulato1y Authority, Inc.
Public Comment 34-91555 Matthew Price, Chief Operations Officer, Fidelity Capital Markets, National Financial Services LLC
Public Comment 34-91555 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Public Comment 34-91555 Michael Blaugrund, Chief Operating Officer, NYSE, Inc.
Public Comment 34-91555 Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment 34-91555 Kirsten Wegner, Chief Executive Officer, Modern Markets Initiative
Public Comment 34-91555 Michael Simon, CAT NMS Plan Operating Committee Chair
Public Comment 34-90826, 34-91555, 34-89632 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Public Comment 34-91555 Howard Meyerson, Managing Director, Financial Information Forum

Last Reviewed or Updated: Feb. 3, 2026

File Number
4-698
Release Number
34-94984
34-97151
34-91555
Related Materials
How to submit comments