Comments on Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail by BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc. and Cboe Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, Long-Term Stock Exchange, Inc., Miami International Securities Exchange LLC, MEMX, LLC, MIAX Emerald, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The NASDAQ Stock Market LLC; and New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.
(Limited Liability Amendment)

[Release No. 34-90826; File No. 4-698]

Submitted Comments

 (Click here for meetings with SEC officials)
May 18, 2021 Michael Simon, CAT NMS Plan Operating Committee Chair
May 3, 2021 Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA
May 3, 2021 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Apr. 5, 2021 CRA Response to the Economic Analysis of Proposed Amendment to National Market System Plan Governing the Consolidated Audit Trail
Apr. 1, 2021 Michael Simon, CAT NMS Plan Operating Committee Chair
Feb. 25, 2021 Daniel Keegan, Managing Director, Head of North America, Markets & Securities Services, Citigroup Global Markets Inc.
Feb. 23, 2021 Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Feb. 19, 2021 Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association
Feb. 8, 2021 Thomas R. Tremaine, Executive Vice President, Chief Operations Officer, Raymond James & Associates, Inc.
Feb. 8, 2021 Joanna Mallers, Secretary, FIA Principal Traders Group
Feb. 2, 2021 Matthew Price, Chief Operations Officer, Fidelity Capital Markets, National Financial Services LLC
Jan. 29, 2021 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Jan. 27, 2021 Ellen Greene, Managing Director, Equity and Options Market Structure, Securities Industry and Financial Markets Association
Jan. 27, 2021 Peggy L. Ho, Executive Vice President, Government Relations, LPL Financial
Jan. 27, 2021 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Jan. 27, 2021 Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc.
Jan. 8, 2021 Kenneth E. Bentsen, Jr, President and CEO, Securities Industry and Financial Markets Association

Meetings with SEC Officials

 (Click here for submitted comments from the public)
Jun. 2, 2021 Memorandum from the Division of Trading and Markets regarding a May 19, 2021 meeting with representatives of the Securities Industry and Financial Markets Association
Feb. 22, 2021 Memorandum from the Office of Commissioner Elad Roisman regarding a February 8, 2021, meeting with Representatives of SIFMA

Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.

4-698 comments for funding model amendment

4-698 comments for CAT Reporter Agreement Amendment

4-698 comments revised linkage timeline amendment

Older comments for 4-698

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