Comments on National Market System Plan to Implement a Tick Size Pilot; Comments on Decimalization Roundtable

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Public Comment 34-73551 Jeff Brown, Senior Vice President, Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
Public Comment 34-73551 Kimberly Unger, CEO and Executive Director, Security Traders Association of New York, Inc.
Public Comment 34-73551 Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, CFA Institute and James C. Allen, CFA, Head, Capital Markets Policy - Americas, CFA Institute
Public Comment 34-73551 Manisha Kimmel, Managing Director, Financial Information Forum
Public Comment 34-73551 Mao Ye, Assistant Professor of Finance, University of Illinois, Urbana-Champaign
Public Comment 34-73551 Micah Hauptman, Financial Services Counsel, Consumer Federation of America
Public Comment 34-73551 Paul J. Jiganti, Managing Director, Market Structure and Client Advocacy, TD Ameritrade and John S. Markle, Deputy General Counsel - Retail and Clearing Operations, TD Ameritrade
Public Comment 34-73551 Raymond M. Tierney III, President and Chief Executive Officer, Bloomberg Tradebook LLC and Gary Stone, Chief Strategy Officer, Bloomberg Tradebook LLC
Public Comment 34-73551 Richie Prager, Managing Director, Head of Trading & Liquidity Strategies, BlackRock, Inc.; Hubert De Jesus, Managing Director, Co-Head of Market Structure & Electronic Trading, BlackRock, Inc.; Supurna Vedbrat, Managing Director, Co-Head of Market Structure & Electronic Trading, BlackRock, Inc.; and Joanne Medero, Managing Director, Government Relations & Public Policy, BlackRock, Inc.
Public Comment 34-73551 Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors, LLC
Public Comment 34-73551 Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Management & Research Co., Fidelity Investments
Public Comment 34-73551 Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment 34-73551 Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment 34-73551 Tom Quaadman, Vice President, U.S. Chamber of Commerce
Public Comment 34-73551 Alan F. Hill, CEO, and William K. Jones, Executive Chairman, JonesTrading Institutional Services LLC, Westlake Village, California
Public Comment 34-73551 Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Public Comment 34-73551 John Daley, Chairman of the Board, Security Traders Association and Jim Toes, President &: CEO Security Traders Association, New York, New York
Public Comment 34-73551 John McCarthy, General Counsel, KCG Holdings, Inc.
Public Comment 34-73551 R. Glenn Hubbard, Co-Chair; John L. Thornton, Co-Chair; and Hal S. Scott, Director; Committee on Capital Markets Regulation
Public Comment 34-73551 Rob Flatley, CEO, and Dave Weisberger, MD, Head of Market Structure Analysis, CoreOne Technologies LLC
Public Comment 34-73551 Sal Arnuk and Joseph Saluzzi, Partners and Co-Founders, Themis Trading LLC, Chatham, New Jersey
Public Comment 34-73551 Simon D. Yates, CEO, Two Sigma Securities, LLC, New York, New York
Public Comment 34-73551 Tim Buckley, Managing Director and Chief Investment Officer, The Vanguard Group, Inc.
Public Comment 34-73551 Eduardo A. Repetto, Co-Chief Executive Officer and Co-Chief Investment Officer, Dimensional Fund Advisors
Meeting with SEC Officials 34-73551 Memorandum from the Division of Trading and Markets regarding a December 17, 2014, meeting with representatives of the National Venture Capital Association et al.
Public Comment 34-73551 Scott Kupor, Managing Partner, Andreessen Horowitz, and Jeffrey M. Solomon, Chief Executive Officer, Cowen and Company, Inc.; Co-Chairs, Equity Capital Formation Task Force, New York, New York
Public Comment 34-73551 John Endean, President, American Business Conference
Public Comment 34-73551 Lawrence Tabb, Founder & CEO, TABB Group, Westborough, Massachusetts
Public Comment 34-73551 Tim Quast, President, ModernNetworks IR LLC
Public Comment 34-73551 Dave Weild, Chairman & CEO, IssuWorks, Inc., Former Vice Chairman of The Nasdaq Stock Market

Last Reviewed or Updated: Jan. 7, 2026

File Number
4-657
Release Number
34-73551
34-68510
Related Materials
How to submit comments