|
|
Public Roundtable on Execution, Clearance and Settlement of Microcap Securities
[Release No. 34-65511; File No. 4-639]
|
Oct. 28, 2011 | Abel Saez Incertis, Stock Trader, Spain |
Oct. 17, 2011 | Christopher J. DiIorio, Littleton, Colorado |
Oct. 17, 2011 | Khaled Hamid, South Ozone Park, New York |
Oct. 17, 2011 | Scott G. Monson, Private Attorney, Hollywood, California |
Oct. 17, 2011 | Kris Leonard , Individual Investor Stockholder, Jackson, New Hampshire |
Oct. 17, 2011 | Michael Potter, Chambersburg, Pennsylvania |
Oct. 16, 2011 | George Shull |
Oct. 16, 2011 | George Shull |
Oct. 15, 2011 | Betty Davis |
Oct. 15, 2011 | Jason Canha |
Oct. 14, 2011 | Peter Rosten |
Oct. 14, 2011 | George J. Dahl, Newport Coast Securities, Irvine, California |
Oct. 13, 2011 | David Lopez, FINOP, Spartan Securities Group Ltd. |
Oct. 13, 2011 | Daniel J. Hendrickson, Nashwauk, Minnesota |
Oct. 12, 2011 | Mark L. Baum, Esquire |
http://www.sec.gov/comments/4-639/4-639.shtml
|