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Public Roundtable on Execution, Clearance and Settlement of Microcap Securities

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Date Sort descending	Letter Type	Commenter Name
Oct. 28, 2011	Public Comment	Abel Saez Incertis, Stock Trader, Spain
Oct. 17, 2011	Public Comment	Christopher J. DiIorio, Littleton, Colorado
Oct. 17, 2011	Public Comment	Khaled Hamid, South Ozone Park, New York
Oct. 17, 2011	Public Comment	Kris Leonard , Individual Investor Stockholder, Jackson, New Hampshire
Oct. 17, 2011	Public Comment	Michael Potter, Chambersburg, Pennsylvania
Oct. 17, 2011	Public Comment	Scott G. Monson, Private Attorney, Hollywood, California
Oct. 16, 2011	Public Comment	George Shull
Oct. 16, 2011	Public Comment	George Shull
Oct. 15, 2011	Public Comment	Betty Davis
Oct. 15, 2011	Public Comment	Jason Canha
Oct. 14, 2011	Public Comment	George J. Dahl, Newport Coast Securities, Irvine, California
Oct. 14, 2011	Public Comment	Peter Rosten
Oct. 13, 2011	Public Comment	Daniel J. Hendrickson, Nashwauk, Minnesota
Oct. 13, 2011	Public Comment	David Lopez, FINOP, Spartan Securities Group Ltd.
Oct. 12, 2011	Public Comment	Mark L. Baum, Esquire

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-639

Release Number

34-65511

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