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Comments on Study on Extraterritorial Private Rights of Action
[Release No. 34-63174; File No. 4-617]
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(Click here for meetings with SEC officials)
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| Comments have been received from individuals and entities using the following Letter Type A: 5 |
| Feb. 13, 2012 | Christian J. Ward, J. Campbell Barker, Yetter Coleman LLP, on behalf of the Council of Institutional Investors |
| Jan. 12, 2012 | Nancy K. Kopp, State Treasurer and Chairman, Board of Trustees, and R. Dean Kenderdine, Executive Director, Maryland Retirement and Pension System |
| Jan. 12, 2012 | Andrew J. Entwhistle, Entwistle & Cappucci LLP |
| Jan. 11, 2012 | Arkansas Public Employees' Retirement System, Arkansas State Police Retirement System, California Public Employees' Retirement System, California State Teachers' Retirement System, Colorado Public Employees' Retirement System, Connecticut Retirement Plans and Trust Funds, Delaware Public Employees' Retirement System, District of Columbia Retirement Board, Employees' Retirement System of Rhode Island, Illinois Municipal Retirement Fund, Municipal Employees' Retirement System of Michigan, National Conference on Public Employee Retirement Systems, New York City Employees' Retirement System, New York City Police Pension Fund, Teachers' Retirement System of the City of New York, New York Fire Department Pension Fund, Board of Education Retirement System of the City of New York, New York State Common Retirement Fund, New York State Teachers' Retirement System, North Carolina Department of State Treasurer, Oklahoma Firefighters Pension and Retirement System, Ohio Police and Fire Pension Fund, Public Employee Retirement System of Idaho, The State Board of Administration of Florida, Washington State Investment Board, West Virginia Investment Management Board |
| Jan. 10, 2012 | Arkansas Public Employees' Retirement System, Arkansas State Police Retirement System, California Public Employees' Retirement System, California State Teachers' Retirement System, Colorado Public Employees' Retirement System, Connecticut Retirement Plans and Trust Funds, Delaware Public Employees' Retirement System, District of Columbia Retirement Board, Employees' Retirement System of Rhode Island, Illinois Municipal Retirement Fund, Municipal Employees' Retirement System of Michigan, National Conference on Public Employee Retirement Systems, New York City Employees' Retirement System, New York City Police Pension Fund, Teachers' Retirement System of the City of New York, New York Fire Department Pension Fund, Board of Education Retirement System of the City of New York, New York State Common Retirement Fund, New York State Teachers' Retirement System, North Carolina Department of State Treasurer, Oklahoma Firefighters Pension and Retirement System, Ohio Police and Fire Pension Fund, Public Employee Retirement System of Idaho, The State Board of Administration of Florida, Washington State Investment Board, West Virginia Investment Management Board |
| Jan. 5, 2012 | Mark Willis, Spector Roseman Kodroff & Willis, PC |
| Jan. 4, 2012 | Robert S. Van Der Volgen, Jr., Chief Counsel, Los Angeles County Employees Retirement Association |
| Dec. 20, 2011 | Thomas P. DiNapoli, Comptroller, State of New York |
| Dec. 16, 2011 | David Hirschmann, President and Chief Ixecutive Officer, Center for Capital Markets Competitiveness, and Lisa A. Rickard, President, U.S. Chamber Institute for Legal Reform, U.S. Chamber of Commerce |
| Dec. 16, 2011 | Elaine Buckberg, Ph.D., Senior Vice President, and Max Gulker, Ph.D, Senior Consultant, NERA Economic Consulting, New York, New York |
| Dec. 13, 2011 | Andrew J. Entwhistle, Entwistle & Cappucci LLP |
| Dec. 12, 2011 | Amir N. Licht, Interdisciplinary Center Herzliya; Christopher Poliquin and Jordan I. Siegel, Harvard Business School; and Xi Li, Hong Kong University of Science and Technology |
| Dec. 7, 2011 | David R. Scott, Scott+Scott LLP and Beth A. Kaswan, Scott+Scott LLP |
| Dec. 6, 2011 | Richard Keery, Investment Manager, Strathclyde Pension Fund, Glasgow, UK |
| Nov. 28, 2011 | Stephen H. Cypen, Cypen & Cypen |
| Nov. 23, 2011 | Gregory W. Smith, Chief Operating Officer/General Counsel, Colorado Public Employees' Retirement Association |
| Nov. 15, 2011 | Louis Gagnon, Professor of Finance, Queen's University, and G. Andrew Karolyi, Ph. D., Professor of Finance, Cornell University |
| Nov. 12, 2011 | Ann Byrne, Chief Executive Officer, Australian Council of Superannuation Investors; Femke van't Groenewout, Senior Advisor Responsible Investment, PGGM Investments; Gerry Lane, Chief Operating Officer, MineworkersPension Scheme; Jeff Davis, Associate General Counsel, Ontario Teachers' Pension Plan; Richard Essex, Legal Counsel, Universities Superannuation Scheme; Daniel Summerfield, Co-Head Responsible Investment, Universities Superannuation Scheme; Richard Grottheim, CEO, and Anders Mansson, Legal Counsel, AP7; Leo Palmen, APG Algemene Pensioen Groep NV |
| Nov. 10, 2011 | Brian J. Bartow, General Counsel, California State Teachers’ Retirement System |
| Jun. 13, 2011 | George Conway, Wachtell, Lipton, Rosen & Katz |
| May 5, 2011 | Dr. Carsten Gerner-Beuerle, Prof. Alain Pietrancosta, Prof. Peter Mankowski, and Lee D. Neumann |
| Apr. 8, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| Mar. 18, 2011 | Mary K. Blasy, Scott + Scott, LLP |
| Feb. 25, 2011 | Skadden, Arps, Slate, Meagher & Flom LLP |
| Feb. 23, 2011 | Manuel Sager, The Ambassador of Switzerland |
| Feb. 22, 2011 | Jonathan Faull, Director-General, DG Markt, European Commission |
| Feb. 18, 2011 | Ross Swanson, Chair, National Business Law Section, and Robert G. Patzelt, Q.C., Chair, Canadian Corporate Counsel Association, Canadian Bar Association |
| Feb. 18, 2011 | Eli K. Peterson, Vice President and Regulatory Counsel, The Clearing House Association L.L.C.; Eli K. Peterson, Vice President and Regulatory Counsel, The Clearing House Association L.L.C.; and Cecelia A. Calaby, Executive Director and General Counsel, ABA Securities Association |
| Feb. 18, 2011 | Prof. Dr. Ruediger von Rosen, Deutsches Aktieninstitut |
| Feb. 18, 2011 | Wayne Kolins, BDO International Limited; Susan Yashar, Deloitte Touche Tohmatsu Limited; Trevor Faure, Ernst & Young Global Limited; Laurence P. Kehoe, Grant Thornton International Ltd; Tom Wethered, KPMG International; Javier H. Rubinstein, PricewaterhouseCoopers International Limited; Jean M. Stephens, RSM International Limited |
| Feb. 18, 2011 | Joelle Simon, Mouvement des Entreprises de France; Heiko Willems, Federation of German Industries; Thomas Plescher and Jan Atteslander, Economiesuisse; Guido Ravoet, European Banking Federation; Sarah A. Miller, Institute of International Bankers; Heinrich Siegmann, Swiss Bankers Association |
| Feb. 18, 2011 | Yael Almog, Senior Adviser to the Chairman and Director of International Affairs Dept., Israel Securities Authority |
| Feb. 18, 2011 | Martin S. Kaufman, Senior Vice President and General Counsel, Atlantic Legal Foundation |
| Feb. 18, 2011 | Peter Mixon, General Counsel, California Public Employees' Retirement System |
| Feb. 18, 2011 | AGEST Superannuation Fund; Alecta pensionsförsäkring, ömsesidigt; AMF Fonder AB; AMF Pensionsförsäkring AB; APG Algemene Pensioen Groep N.V.; ASSETSuper Superannuation Fund; ATP - Arbejdsmarkedets Tillægspension; AUST (Q) Superannuation Fund; Australian Catholic Superannuation & Retirement Fund; Australian Institute of Superannuation Trustees; Australian Reward Investment Alliance; Australian Superannuation Fund; Australia’s Unclaimed Super Fund; AustSafe Superannuation Fund; AVSuper Superannuation Fund; Catholic Superannuation Fund; Construction & Building Industry Superannuation Fund; Danica Pension; Danske Invest Management A/S; Electricity Supply Industry Superannuation Fund; Emergency Services & State Superannuation Fund; Energy Industries Superannuation Scheme; FIL Investments International; FirstSuper Superannuation Fund; Folksam; Forsta AP-Founden; GMB Trade Union; Health Employees Superannuation Trust Australia; Health Superannuation Fund; HOSTPLUS Superannuation Fund; Industriens Pension; KLP Kapitalforvaltning; Labour Union Co-operative Retirement Fund; Legalsuper Superannuation Fund; Local Government Superannuation Scheme; Local Super (SA-NT) Superannuation Fund; Maritime Superannuation Fund; Media Superannuation Fund; Merseyside Pension Fund;
Motor Trades Association of Australia Superannuation Fund; Non-Government Schools Superannuation Fund;
Nordea Fondbolag Finland AB; Nordea Fondene Norge AS; Nordea Fonder AB; Nordea Investment Funds Company I S.A.; OMERS Administration Corporation; PFA Pension; PGGM Vermogensbeheer B.V. (PGGM Investments); Raiffiesien Capital Management; Retail Employees Superannuation Trust; Royal Mail Pension Plan; Sampension KP Livsforsikring A/S; SKAGEN A/S; Skandinaviska Enskilda Banken AB; SPEC Superannuation Fund; State Superannuation Scheme // SAS Trustee Corporation; Statewide Superannuation Fund; Sunsuper Superannuation Fund; Swedbank Robur Fonder AB; Syntrus Achmea; Tasplan Superannuation Fund; Telstra Superannuation Fund; The Australian Council of Superannuation Investors; TWUSUPER Superannuation Fund; UniSuper Superannuation Fund; Universities Superannuation Scheme; Varma Mutual Pension Insurance Company; VicSuper Superannuation Fund; VisionSuper Superannuation Fund |
| Feb. 18, 2011 | Jordan I. Siegel, Associate Professor, Harvard University |
| Feb. 18, 2011 | Leandro Perucchi |
| Feb. 18, 2011 | The London Pensions Fund Authority; Wirral MBC on Behalf of the Merseyside Pension Fund; Mn Services Vermogensbeheer B.V.; The Council of the Borough of South Tyneside Acting in Its Capacity as the Administering Authority of the Tyne And Wear Pension Fund; City of Bradford Metropolitan District Council as the Administering Authority for the West Yorkshire Pension Fund; Wolverhampton City Council, Administering Authority for the West Midlands Metropolitan Authorities Pension Fund |
| Feb. 18, 2011 | Vivendi, S.A. |
| Feb. 18, 2011 | David Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce Center for Capital Markets Competitiveness and Lisa Rickard, President, U.S. Chamber Institute for Legal Reform |
| Feb. 18, 2011 | Bruce Raynor, Chairman of the Board of Trustees, Consolidated Retirement Fund |
| Feb. 18, 2011 | Law Society of England Wales and the City of London Law Society |
| Feb. 18, 2011 | Comments by Forty-Two Law Professors |
| Feb. 18, 2011 | Jeffrey Dong, Chief Treasury Officer, City and County of Swansea Pension Fund |
| Feb. 18, 2011 | Mrs. Joanne Hope, Pensions Manager, North East Scotland Pension Fund |
| Feb. 18, 2011 | Dave Howes, London Borough of Southwark |
| Feb. 18, 2011 | Wiltshire Pension Fund |
| Feb. 18, 2011 | National Association of Shareholder and Consumer Attorneys |
| Feb. 18, 2011 | George A Karolyi, Ph.D., Professor of Finance, Cornell University |
| Feb. 18, 2011 | Julie E. Becker, Ohio Public Employees Retirement System; William J. Neville, State Teachers Retirement System of Ohio; Mary Beth Foley, Ohio Police and Fire Pension Fund; Joseph M. Maroth, School Employees Retirement System of Ohio; Dan Weiss, Ohio Highway Patrol Retirement System |
| Feb. 18, 2011 | Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) and Lorraine Charlton, Managing Director and General Counsel, Association for Financial Markets in Europe (AFME) |
| Feb. 18, 2011 | Hannah L. Buxbaum, Indiana University Maurer School of Law |
| Feb. 18, 2011 | Brian Bartow, General Counsel, California State Teachers' Retirement System; Cynthia Collins, General Counsel, Delaware Public Employees' Retirement System; Jay Chaudhuri, General Counsel, North Carolina Department of State Treasurer; R. Dean Kenderdine, Executive Director, Maryland State Retirement and Pension System; Greg Smith, General Counsel & COO, Colorado Public Employees' Retirement System; Maureen Hazen, General Counsel, State Board of Administration of Florida; Catherine LaMarr, General Counsel, Connecticut Treasurer's Office; Gerald Gornish, Chief Counsel, Pennsylvania Public School Employees' Retirement System; Mark Dingley, General Counsel, Rhode Island General Treasurer; Michael G. Trotsky, Executive Director, Pension Reserves Investment Management Board,
Commonwealth of Massachusetts; Samuel S. Yun, Acting Chief Counsel, Pennsylvania State Employees' Retirement System; Inga Van Eysden, Chief, Pensions Division, New York City Law Department, New York City Employees' Retirement System, New York City Police Pension Fund, Teachers' Retirement System of the City of New York, New York Fire Department Pension Fund, Board of Education Retirement System of the City of New York; Hank Kim, Executive Director and Counsel, National Conference on Public Employees Retirement System; Craig Slaughter, Executive Director, West Virginia Investment Management Board |
| Feb. 18, 2011 | Klaus Botzet, Legal Adviser and Consul General, Embassy of the Federal Republic of Germany, Washington |
| Feb. 18, 2011 | Thomas P. DiNapoli, New York State Comptroller |
| Feb. 18, 2011 | Susannah Haan, Secretary General, Europeanissuers |
| Feb. 18, 2011 | R. Dean Kenderdine, Executive Director, Maryland State Retirement and Pension System |
| Feb. 18, 2011 | Adrian Hood, Regulatory Adviser, Investment Management Association, London |
| Feb. 18, 2011 | Prof. Dr. Rüdiger von Rosen, Managing Director, Deutsches Aktieninstitut |
| Feb. 18, 2011 | John Davidson, General Counsel and Group Company Secretary, SABMiller plc and Chair of the GC100, the Association of General Counsel and Company Secretaries of the UK FTSE 100 |
| Feb. 18, 2011 | Australian Government |
| Feb. 17, 2011 | Jeremy A. Lieberman, Esq., Pomerantz Haudek Grossman & Gross LLP |
| Feb. 17, 2011 | Ira M. Press, Kirby McInerney LLP |
| Feb. 17, 2011 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Feb. 17, 2011 | James B. Heaton, III, Bartlit Beck Herman Palenchar & Scott LLP |
| Feb. 17, 2011 | Government of France |
| Feb. 17, 2011 | Richard W. Painter, S. Walter Richey Professor of Corporate Law, University of Minnesota Law School |
| Feb. 17, 2011 | White & Case LLP |
| Feb. 17, 2011 | T. B. White, Devon County Council Pension Fund |
| Feb. 17, 2011 | Mike Jensen, Lancashire County Pension Fund |
| Feb. 17, 2011 | Anthony Dodridge, Hampshire Pension Fund |
| Feb. 17, 2011 | Fiona Miller, Senior Manager, Technical Finance, Cumbria Local Government Pension Scheme |
| Feb. 15, 2011 | Richard Keery, Investment Manager, Strathclyde Pension Fund |
| Feb. 15, 2011 | Alexander Reus, Managing Partner, DRRT |
| Feb. 11, 2011 | Jonathan Taylor, Managing Director, Financial Services and Stability, HM Treasury, UK Government |
| Feb. 3, 2011 | Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA |
| Jan. 26, 2011 | Jean-Pierre Jouyet, Autorité des Marchés Financier, Paris, France |
| Jan. 14, 2011 | Sunil Kumar Taparia |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 10, 2012 | Memorandum from the Office of the Chairman regarding a February 10, 2012, meeting with representatives of the Council of Institutional Investors |
| Nov. 15, 2011 | Memorandum from the Office of the Chairman regarding a November 15, 2011, meeting with representatives of the Colorado Public Employees' Retirement Association and California State Teachers' Retirement System |
| Nov. 1, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a November 1, 2011, meeting with representatives of the California State Teachers’ Retirement System, the North Carolina State Treasurer’s Office, and the Colorado Public Employees’ Retirement Association |
| Nov. 1, 2011 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a November 1, 2011, meeting with representatives of the California State Teachers’ Retirement System, the North Carolina State Treasurer’s Office, and the Colorado Public Employees’ Retirement Association |
| Jul. 13, 2011 | Memorandum from the Office of the General Counsel regarding a July 13, 2011, meeting with representatives of the Consumer Federation of America and the AFL-CIO |
| Jul. 13, 2011 | Memorandum from the Office of Commissioner Troy A. Paredes regarding a July 13, 2011, meeting with representatives of PGGM, AP7, Australian Council of Super Investors, Universities Superannuation Scheme, Setterwalls, and Coal Pension Trustees Limited |
| Jul. 12, 2011 | Memorandum from the Office of the Chairman regarding a July 12, 2011, meeting with representatives of the Consumer Federation of America and the AFL-CIO |
| Jul. 12, 2011 | Memorandum from the Office of the Chairman regarding a July 12, 2011, meeting with representatives of European Pension Funds |
| Jul. 12, 2011 | Memorandum from the Office of the General Counsel regarding a July 12, 2011, meeting with representatives of European pension funds |
| Jul. 12, 2011 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a July 12, 2011, meeting with representatives of PGGM, AP7, Universities Superannuation Scheme, Ontario Teachers' Pension Plan, APG, and Coal Pension Trustees Limited |
| May 3, 2011 | Memorandum from the Office of the General Counsel regarding attendance at the American Law Institute Conference on the Extraterritorial Application of Federal Securities Law |
| May 3, 2011 | Memorandum from the Office of Commissioner Walter regarding a May 3, 2011 meeting with representatives of the Swiss Bankers Association |
| Apr. 8, 2011 | Memorandum from the Office of Commissioner Paredes regarding an April 8, 2011 meeting with representatives of the US Chamber Institute for Legal Reform, US Chamber Center for Capital Markets Competitiveness, and Gray & Schmitz, LLP |
| Apr. 5, 2011 | Memorandum from the Office of the General Counsel regarding an April 5, 2011 meeting with representatives of public pension funds |
Data Set For Appendix B to 929Y Study
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| Mar. 26, 2012 | The data that the Division of Risk, Strategy, and Financial Innovation used in conducting the economic analysis |
http://www.sec.gov/comments/4-617/4-617.shtml
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