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Comments on: SEC Announces Roundtable Discussion Regarding Mutual Recognition

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Date Sort descending	Letter Type	Commenter Name
March 14, 2008	Public Comment	Joan Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX Group, Inc.
Nov. 6, 2007	Public Comment	Reto Francioni and Andreas Preuss, Deutsche Borse
Sept. 14, 2007	Public Comment	John A. Thain, Chief Executive Officer, NYSE Euronext
Aug. 17, 2007	Public Comment	Juuka Ruuska, President, Federation of European Securities Exchanges
June 18, 2007	Public Comment	Joseph P. Borg, Esq., President, North American Securities Administrators Association, Inc.
June 12, 2007	Public Comment	John R. Rieger CPA, Director of Financial Accounting and Reporting, Association for Financial Professionals
May 31, 2007	Public Comment	Georges Ugeux, Chairman and CEO, Galileo Global Advisors, New York, New York
May 30, 2007	Public Comment	Peter J. Chepucavage, International Association of Small Broker Dealers and Advisors
May 26, 2007	Public Comment	David L. Brock
May 25, 2007	Public Comment	Dennis M. Edes, Salem, Alabama

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-539

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