Comments on Investors' Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

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Comment
A: 15

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Date Received
Date Letter Type Commenter Name
Public Comment Nate Smith, Minneapolis, Minnesota
Public Comment Sal Arnuk and Joe Saluzzi, Themis Trading LLC, Chatham, New Jersey
Public Comment Ron Hovanec
Public Comment David W. Sjoding, MPA, Olympia, Washington
Public Comment Rep. Brad Sherman, Member of Congress
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Theocharis Michail, Individual investor, Cyprus
Public Comment Andrew Metzger
Public Comment Donald J. Barth
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Jonathan Bensky
Public Comment Mary Ann Burns, Chief Operating Officer, FIA
Public Comment Andrew J.M. Spokes, Managing Partner, Farallon Capital Management, L.L.C., San Francisco, California
Public Comment Charles M. Jones, Robert W. Lear Professor of Finance and Economics, Columbia Business School, New York, New York
Public Comment John Comerford, Executive Managing Director, Global Head of Trading Research, Instinet Holdings Incorporated, New York, New York
Meeting with SEC Officials Memorandum from the Office of the General Counsel regarding a March 2, 2015, conference call with representatives of Investors' Exchange LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 24, 2016, meeting with representatives of T. Rowe Price Group, The Capital Group Companies, Sands Capital Management, and Oppenheimer Funds
Public Comment Muralidhara Raju, Houston, Texas
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Sophia Lee, General Counsel, IEX Group, Inc., New York, New York
Public Comment Carlos J. Estate, Private Investor, Islamorada, Florida
Public Comment Dylan Moore, CFA, CEO, 1WealthStreet, St Petersburg, Florida
Public Comment Ron Hovanec, Trader, Ohio
Public Comment Thomas Lee, Executive Director and Chief Investment Officer, and Fred Herrmann, CFA, Managing Director of Public Equities, New York State Teachers' Retirement System
Public Comment John P. Franz, Pittsburgh, Pennsylvania
Public Comment Ron Hovanec, Trader, Ohio
Public Comment Haoming Chen, Ph.D. Candidate, University of New South Wales, Australia and Sean Foley, Ph.D., Lecturer of Finance, University of Sydney, Australia
Public Comment Jim Greco, CEO, Direct Match
Public Comment Robert Gai, West Palm Beach, Florida
Public Comment John C. Nagel, Esq., Managing Director and Sr. Deputy General Counsel, Citadel LLC, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-222
Release Number
34-75925
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