ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-14770
File Number:
3-14770
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Release No.
3-15099
File Number:
3-15099
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Release No.
3-15090
File Number:
3-15090
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Release No.
3-14351
File Number:
3-14351
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Release No.
3-15085
File Number:
3-15085
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Release No.
3-15096
File Number:
3-15096
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Release No.
3-15088
File Number:
3-15088
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Release No.
3-15016
File Number:
3-15016
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Release No.
3-15076
File Number:
3-15076
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Release No.
3-14944
File Number:
3-14944
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Release No.
3-14720
File Number:
3-14720
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-15008
File Number:
3-15008
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Release No.
3-15073
File Number:
3-15073
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Release No.
3-14948
File Number:
3-14948
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Release No.
3-15060
File Number:
3-15060
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Release No.
3-15015
File Number:
3-15015
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Release No.
3-14961, IC-30269
File Number:
3-14961
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Release No.
3-15039
File Number:
3-15039
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Release No.
3-15062
File Number:
3-15062
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Release No.
3-14862
File Number:
3-14862
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Release No.
3-15047
File Number:
3-15047
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Release No.
3-15027
File Number:
3-15027
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Release No.
3-15028
File Number:
3-15028
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Release No.
3-15009
File Number:
3-15009
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Release No.
3-15015
File Number:
3-15015
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Release No.
3-14856
File Number:
3-14856
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Release No.
3-15026
File Number:
3-15026
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Release No.
3-14956
File Number:
3-14956
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Release No.
3-14967
File Number:
3-14967
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Release No.
3-14697
File Number:
3-14697
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Release No.
3-15007
File Number:
3-15007
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Release No.
3-14994
File Number:
3-14994
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Release No.
3-14976
File Number:
3-14976
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Release No.
3-14623
File Number:
3-14623
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Release No.
3-14875
File Number:
3-14875
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Release No.
3-14914
File Number:
3-14914
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Release No.
3-14856
File Number:
3-14856
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Release No.
3-14977
File Number:
3-14977
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Release No.
3-14856
File Number:
3-14856
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Release No.
3-14432
File Number:
3-14432
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Release No.
3-14828
File Number:
3-14828
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Release No.
3-14897
File Number:
3-14897
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Release No.
3-14853
File Number:
3-14853
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Release No.
3-14969
File Number:
3-14969
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Release No.
3-14978
File Number:
3-14978
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Release No.
3-14971
File Number:
3-14971
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-14956
File Number:
3-14956
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Release No.
3-14936
File Number:
3-14936
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-14881
File Number:
3-14881
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Release No.
3-14943
File Number:
3-14943
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Release No.
3-14759
File Number:
3-14759
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-14733
File Number:
3-14733
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Release No.
3-14714
File Number:
3-14714
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Release No.
3-14942
File Number:
3-14942
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Release No.
3-14940
File Number:
3-14940
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Release No.
3-14932
File Number:
3-14932
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|
Release No.
3-14934
File Number:
3-14934
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Release No.
3-14856
File Number:
3-14856
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Release No.
3-14946
File Number:
3-14946
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Release No.
3-14868
File Number:
3-14868
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Release No.
3-14793
File Number:
3-14793
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Release No.
3-14791
File Number:
3-14791
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Release No.
3-14792
File Number:
3-14792
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Release No.
3-14781
File Number:
3-14781
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Release No.
3-14896
File Number:
3-14896
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Release No.
3-14923
File Number:
3-14923
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Release No.
3-14882
File Number:
3-14882
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Release No.
3-14903
File Number:
3-14903
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Release No.
3-14856
File Number:
3-14856
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Release No.
3-14910
File Number:
3-14910
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Release No.
3-14914
File Number:
3-14914
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Release No.
3-14900
File Number:
3-14900
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Release No.
3-14822
File Number:
3-14890
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-14890
File Number:
3-14890
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Release No.
3-14904
File Number:
3-14904
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Release No.
3-14920
File Number:
3-14920
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Release No.
3-14911
File Number:
3-14911
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Release No.
3-14880
File Number:
3-14880
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Release No.
3-14871
File Number:
3-14871
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Release No.
3-14886
File Number:
3-14886
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Release No.
3-14890
File Number:
3-14890
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Release No.
3-14881
File Number:
3-14881
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Release No.
3-14902
File Number:
3-14902
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Release No.
3-14898
File Number:
3-14898
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Release No.
3-14888
File Number:
3-14888
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Release No.
3-14894
File Number:
3-14894
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Release No.
3-14833
File Number:
3-14833
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Release No.
3-14355
File Number:
3-14355
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Release No.
3-14832
File Number:
3-14832
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Release No.
3-14862
File Number:
3-14862
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Release No.
3-14870
File Number:
3-14870
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Release No.
3-14869
File Number:
3-14869
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Release No.
3-14829
File Number:
3-14829
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Release No.
3-14857
File Number:
3-14857
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Release No.
3-14827, 34-67116, IC-30095
File Number:
3-14827
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