During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-14770
File Number: 3-14770
Date: Respondents:
Release No. 3-15099
File Number: 3-15099
Date: Respondents:
Release No. 3-15090
File Number: 3-15090
Date: Respondents:
Release No. 3-14351
File Number: 3-14351
Date: Respondents:
Release No. 3-15085
File Number: 3-15085
Date: Respondents:
Release No. 3-15088
File Number: 3-15088
Date: Respondents:
Release No. 3-15096
File Number: 3-15096
Date: Respondents:
Release No. 3-15016
File Number: 3-15016
Date: Respondents:
Release No. 3-15076
File Number: 3-15076
Date: Respondents:
Release No. 3-14944
File Number: 3-14944
Date: Respondents:
Release No. 3-14720
File Number: 3-14720
Date: Respondents:
Release No. 3-14848
File Number: 3-14848
Date: Respondents:
Release No. 3-15008
File Number: 3-15008
Date: Respondents:
Release No. 3-15073
File Number: 3-15073
Date: Respondents:
Release No. 3-14948
File Number: 3-14948
Date: Respondents:
Release No. 3-15060
File Number: 3-15060
Date: Respondents:
Release No. 3-15015
File Number: 3-15015
Date: Respondents:
Release No. 3-14961, IC-30269
File Number: 3-14961
Date: Respondents:
Release No. 3-15039
File Number: 3-15039
Date: Respondents:
Release No. 3-15062
File Number: 3-15062
Date: Respondents:
Release No. 3-14862
File Number: 3-14862
Date: Respondents:
Release No. 3-15047
File Number: 3-15047
Date: Respondents:
Release No. 3-15027
File Number: 3-15027
Date: Respondents:
Release No. 3-15028
File Number: 3-15028
Date: Respondents:
Release No. 3-15009
File Number: 3-15009
Date: Respondents:
Release No. 3-15015
File Number: 3-15015
Date: Respondents:
Release No. 3-14856
File Number: 3-14856
Date: Respondents:
Release No. 3-15026
File Number: 3-15026
Date: Respondents:
Release No. 3-14956
File Number: 3-14956
Date: Respondents:
Release No. 3-14967
File Number: 3-14967
Date: Respondents:
Release No. 3-14697
File Number: 3-14697
Date: Respondents:
Release No. 3-15007
File Number: 3-15007
Date: Respondents:
Release No. 3-14994
File Number: 3-14994
Date: Respondents:
Release No. 3-14623
File Number: 3-14623
Date: Respondents:
Release No. 3-14976
File Number: 3-14976
Date: Respondents:
Release No. 3-14875
File Number: 3-14875
Date: Respondents:
Release No. 3-14914
File Number: 3-14914
Date: Respondents:
Release No. 3-14856
File Number: 3-14856
Date: Respondents:
Release No. 3-14977
File Number: 3-14977
Date: Respondents:
Release No. 3-14856
File Number: 3-14856
Date: Respondents:
Release No. 3-14432
File Number: 3-14432
Date: Respondents:
Release No. 3-14828
File Number: 3-14828
Date: Respondents:
Release No. 3-14897
File Number: 3-14897
Date: Respondents:
Release No. 3-14853
File Number: 3-14853
Date: Respondents:
Release No. 3-14969
File Number: 3-14969
Date: Respondents:
Release No. 3-14971
File Number: 3-14971
Date: Respondents:
Release No. 3-14978
File Number: 3-14978
Date: Respondents:
Release No. 3-14848
File Number: 3-14848
Date: Respondents:
Release No. 3-14956
File Number: 3-14956
Date: Respondents:
Release No. 3-14848
File Number: 3-14848
Date: Respondents:
Release No. 3-14936
File Number: 3-14936
Date: Respondents:
Release No. 3-14881
File Number: 3-14881
Date: Respondents:
Release No. 3-14943
File Number: 3-14943
Date: Respondents:
Release No. 3-14733
File Number: 3-14733
Date: Respondents:
Release No. 3-14759
File Number: 3-14759
Date: Respondents:
Release No. 3-14848
File Number: 3-14848
Date: Respondents:
Release No. 3-14714
File Number: 3-14714
Date: Respondents:
Release No. 3-14940
File Number: 3-14940
Date: Respondents:
Release No. 3-14942
File Number: 3-14942
Date: Respondents:
Release No. 3-14932
File Number: 3-14932
Date: Respondents:
Release No. 3-14934
File Number: 3-14934
Date: Respondents:
Release No. 3-14856
File Number: 3-14856
Date: Respondents:
Release No. 3-14946
File Number: 3-14946
Date: Respondents:
Release No. 3-14868
File Number: 3-14868
Date: Respondents:
Release No. 3-14791
File Number: 3-14791
Date: Respondents:
Release No. 3-14792
File Number: 3-14792
Date: Respondents:
Release No. 3-14793
File Number: 3-14793
Date: Respondents:
Release No. 3-14781
File Number: 3-14781
Date: Respondents:
Release No. 3-14896
File Number: 3-14896
Date: Respondents:
Release No. 3-14923
File Number: 3-14923
Date: Respondents:
Release No. 3-14882
File Number: 3-14882
Date: Respondents:
Release No. 3-14903
File Number: 3-14903
Date: Respondents:
Release No. 3-14856
File Number: 3-14856
Date: Respondents:
Release No. 3-14910
File Number: 3-14910
Date: Respondents:
Release No. 3-14914
File Number: 3-14914
Date: Respondents:
Release No. 3-14822
File Number: 3-14890
Date: Respondents:
Release No. 3-14848
File Number: 3-14848
Date: Respondents:
Release No. 3-14890
File Number: 3-14890
Date: Respondents:
Release No. 3-14900
File Number: 3-14900
Date: Respondents:
Release No. 3-14904
File Number: 3-14904
Date: Respondents:
Release No. 3-14920
File Number: 3-14920
Date: Respondents:
Release No. 3-14911
File Number: 3-14911
Date: Respondents:
Release No. 3-14880
File Number: 3-14880
Date: Respondents:
Release No. 3-14871
File Number: 3-14871
Date: Respondents:
Release No. 3-14886
File Number: 3-14886
Date: Respondents:
Release No. 3-14881
File Number: 3-14881
Date: Respondents:
Release No. 3-14890
File Number: 3-14890
Date: Respondents:
Release No. 3-14902
File Number: 3-14902
Date: Respondents:
Release No. 3-14898
File Number: 3-14898
Date: Respondents:
Release No. 3-14888
File Number: 3-14888
Date: Respondents:
Release No. 3-14894
File Number: 3-14894
Date: Respondents:
Release No. 3-14833
File Number: 3-14833
Date: Respondents:
Release No. 3-14355
File Number: 3-14355
Date: Respondents:
Release No. 3-14832
File Number: 3-14832
Date: Respondents:
Release No. 3-14862
File Number: 3-14862
Date: Respondents:
Release No. 3-14870
File Number: 3-14870
Date: Respondents:
Release No. 3-14869
File Number: 3-14869
Date: Respondents:
Release No. 3-14827, 34-67116, IC-30095
File Number: 3-14827
Date: Respondents:
Release No. 3-14829
File Number: 3-14829
Date: Respondents:
Release No. 3-14857
File Number: 3-14857