Security-Based Swap Execution Facilities (SBSEFs)
March 24, 2025
The Securities and Exchange Commission adopted a set of rules and forms to create a regime for the registration and regulation of security-based swap execution facilities (SBSEFs).
SBSEF filings are posted on this webpage along with any corresponding Commission orders, which are concurrently posted on the Other Commission Orders, Notices, and Information webpage.
| Filing No. | Filing Date | Filing Type | SBSEF Name | Status | Details |
|---|---|---|---|---|---|
| SBSF-TPSEF-2025-003 | July 7, 2025 | Rule Amendment | tpSEF | Effective | |
| SBSF-TPSEF-2025-002 | July 7, 2025 | Rule Amendment | tpSEF | Effective | |
| SBSF-GFISE-2025-002 | June 30, 2025 | Rule Amendment | GFI Swaps Exchange LLC | Effective | |
| SBSF-ICES-2025-005 | May 15, 2025 | Rule Amendment | ICE Swap Trade LLC | Effective | |
| SBSF-ICES-2025-004 | May 8, 2025 | Notification of Rule Amendment | ICE Swap Trade LLC | Effective | |
| SBSF-GLMX-2025-004 | April 28, 2025 | Rule Amendment | GLMX Technologies LLC | Effective | |
| SBSF-ICES-2025-002 | April 7, 2025 | Rule Amendment | ICE Swap Trade LLC | Effective | |
| SBSF-TWSBSEF-2025-002 | March 17, 2025 | Notification of Rule Amendment | TW SEF LLC | Effective | |
| SBSF-BSEF-2025-001 | March 11, 2025 | Rule Amendment | Bloomberg SEF LLC | Effective | |
| SBSF-ICES-2025-001 | Feb. 14, 2025 | New Product | ICE Swap Trade LLC | Effective | |
| SBSF-GFISE-2025-001 | Feb. 14, 2025 | Rule Amendment and New Product | GFI Swaps Exchange LLC | Effective | |
| SBSF-TWSBSEF-2025-001 | Feb. 11, 2025 | Notification of Rule Amendment | TW SEF LLC | Effective |
Last Reviewed or Updated: July 25, 2025