Security-Based Swap Execution Facilities (SBSEFs)

March 24, 2025

The Securities and Exchange Commission adopted a set of rules and forms to create a regime for the registration and regulation of security-based swap execution facilities (SBSEFs).

SBSEF filings are posted on this webpage along with any corresponding Commission orders, which are concurrently posted on the Other Commission Orders, Notices, and Information webpage.

 

Filing No.Filing DateFiling TypeSBSEF NameStatusDetails
SBSF-WMSBSEF-2025-003Sept. 26, 2025Rule AmendmentWematch Live LLCEffectiveInformation File
SBSF-GLMX-2025-006Sept. 17, 2025Rule AmendmentGLMX TechnologiesEffectiveInformation File
SBSF-BSEF-2025-002Aug. 13, 2025Rule AmendmentBloomberg SEF LLCEffectiveInformation File
SBSF-TWSBSEF-2025-003Aug. 8, 2025Notification of Rule AmendmentTW SEF LLCEffectiveInformation File
SBSF-TSEF-2025-003July 18, 2025Rule AmendmentTradition SEF LLCEffectiveInformation File
SBSF-TPSEF-2025-003July 7, 2025Rule AmendmenttpSEFEffectiveInformation File
SBSF-TPSEF-2025-002July 7, 2025Rule AmendmenttpSEFEffectiveInformation File
SBSF-GFISE-2025-002June 30, 2025Rule AmendmentGFI Swaps Exchange LLCEffectiveInformation File
SBSF-ICES-2025-005May 15, 2025Rule AmendmentICE Swap Trade LLCEffectiveInformation File
SBSF-ICES-2025-004May 8, 2025Notification of Rule AmendmentICE Swap Trade LLCEffectiveInformation File
SBSF-GLMX-2025-004April 28, 2025Rule AmendmentGLMX Technologies LLCEffectiveInformation File
SBSF-ICES-2025-002April 7, 2025Rule AmendmentICE Swap Trade LLCEffectiveInformation File
SBSF-TWSBSEF-2025-002March 17, 2025Notification of Rule AmendmentTW SEF LLCEffectiveInformation File
SBSF-BSEF-2025-001March 11, 2025Rule AmendmentBloomberg SEF LLCEffectiveInformation File
SBSF-ICES-2025-001Feb. 14, 2025New ProductICE Swap Trade LLCEffectiveInformation File
SBSF-GFISE-2025-001Feb. 14, 2025Rule Amendment and New ProductGFI Swaps Exchange LLCEffectiveInformation File
SBSF-TWSBSEF-2025-001Feb. 11, 2025Notification of Rule AmendmentTW SEF LLCEffectiveInformation File

Last Reviewed or Updated: Dec. 10, 2025