Filing and Disclosure Requirement Forms
Nov. 29, 2024
Securities Act Forms
| Form ABS-EE | Form for Submission of Electronic Exhibits for Asset-Backed Securities (pdf) |
| Form F-1 | Registration statement |
| Form F-3 | Registration statement |
| Form F-4 | Registration statement |
| Form F-6 | Registration statement for depositary shares evidenced by American depositary receipts |
| Form F-7 | Registration statement |
| Form F-8 | Registration statement |
| Form F-10 | Registration statement |
| Form F-80 | Registration statement |
| Form F-X | Appointment of agent for service of process and undertaking |
| Form F-N | Appointment of agent for service of process by foreign banks and foreign insurance companies |
| Form S-1 | Registration statement |
| Form S-3 | Registration statement |
| Form S-4 | Registration statement |
| Form S-8 | Registration statement |
| Form S-11 | Registration statement |
| Form SF-1 | Registration statement |
| Form SF-3 | Registration statement |
| Form 1-A | Regulation A offering statement |
| Form CB | Tender offer/rights offering notification form |
| Form D | Notice of sale of securities pursuant to Regulation D, Section 4(6), and/or Uniform Limited Offering Exemption |
| Form 144 | Notice of proposed sale of securities pursuant to Rule 144 under the Securities Act |
| Form ID | Uniform application for access codes to file on EDGAR |
| Form for submission of paper format exhibits by electronic filers | |
| Form TH | Notification of reliance on temporary hardship exemption |
Exchange Act Forms
| Form 3 | Initial statement of beneficial ownership of securities General Instructions to Form 3 |
| Form 4 | Statement of changes of beneficial ownership of securities General Instructions to Form 4 |
| Form 5 | Annual statement of beneficial ownership of securities General Instructions to Form 5 |
| Form 6-K | Report of foreign issuer pursuant to Rules 13a-16 and 15d-16 |
| Form 8-A | Registration of certain classes of securities pursuant to section 12(b) or (g) |
| Form 8-K | Current reports pursuant to Section 13 or 15(d) |
| Form 10 | General form for registration of securities pursuant to Section 12(b) or (g) of the Exchange Act |
| Form 10-D | Asset-backed issuer distribution report pursuant to Section 13 or 15(d) of the Exchange Act |
| Form 10-K | Annual report |
| Form 10-Q | Quarterly report |
| Form 11-K | Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d) of the Exchange Act |
| Form 12b-25 | Notification of late filing |
| Form 15 | Certification of termination of registration under Section 12(g) of the Exchange Act or notice of suspension of duty to file reports under Sections 13 and 15(d) of the Exchange Act |
| Form 15F | Certification of a Foreign Private Issuer's Termination of Registration of a Class Of Securities Under Section 12(G) of the Securities Exchange Act of 1934 or Its Termination of the Duty to File Reports Under Section 13(A) or Section 15(D) of the Securities Exchange Act of 1934 NOTE: Form 15F is available for use as of 6/4/07 |
| Form 18 | Application for registration pursuant to Section 12(b) and (c) of the Exchange Act (For foreign governments and political subdivisions thereof) |
| Form 18-K | Annual report for foreign governments and political subdivisions thereof |
| Form 20-F | Registration statement pursuant to Section 12(b) or (g) of the Exchange Act; annual report pursuant to Section 13 or 15(d) of the Exchange Act; transition report pursuant to Section 13 or 15(d) of the Exchange Act |
| Form 25 | Notification of the removal from listing and/or registration under Section 12(b) of the Exchange Act |
| Form 40-F | Registration statement pursuant to Section 12 of the Exchange Act or annual report pursuant to Section 13(a) or 15(d) of the Exchange Act |
| Form CB | Tender offer/rights offering notification form |
| Form ID | Uniform application for access codes to file on EDGAR |
| Form for submission of paper format exhibits by electronic filers | |
| Form TH | Notification of reliance on temporary hardship exemption |
Trust Indenture Act Forms
| Form T-1 | Statement of eligibility under the Trust Indenture Act of a corporation designated to act as trustee |
| Form T-2 | Statement of eligibility under the Trust Indenture Act of an individual designated to act as trustee |
| Form T-3 | Application for qualification of indenture under the Trust Indenture Act |
| Form T-4 | Facing sheet |
| Form T-6 | Application under Section 310(a)(1) of the Trust Indenture Act for determination of eligibility of a foreign person to act as institutional trustee |
Last Reviewed or Updated: Dec. 10, 2024