Security-Based Swap Markets
Feb. 5, 2020
Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) established a comprehensive regulatory framework for security-based swaps and swaps. Under this framework, the Securities and Exchange Commission regulates security-based swaps, the Commodity Futures Trading Commission regulates swaps, and the two agencies jointly regulate mixed swaps. Here you will find information about compliance with the Title VII regulatory framework for security-based swaps.
Security-Based Swap Dealers and Major Security-Based Swap Participants
Security-Based Swap Data Repositories