France Application of the Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution (December 9, 2020) Notice and Proposed Order (December 22, 2020) Reopening of Comment Period for Notice and Proposed Order (April 5, 2021) Final Order (July 23, 2021) Amendment of Final Order (October 22, 2021) Substituted Compliance Memorandum of Understanding with the Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel et de Résolution (July 23, 2021) Substituted Compliance Memorandum of Understanding with the European Central Bank (August 16, 2021) Germany Application of Bundesanstalt für Finanzdienstleistungsaufsicht (November 6, 2020) Notice and Proposed Order (November 9, 2020) Final Order (December 22, 2020) Amended Application of Bundesanstalt für Finanzdienstleistungsaufsicht (August 12, 2021) Notice and Proposed Amended Order (August 12, 2021) Final Amended and Restated Order (October 22, 2021) Substituted Compliance Memorandum of Understanding with Bundesanstalt für Finanzdienstleistungsaufsicht (December 18, 2020) Substituted Compliance Memorandum of Understanding with the European Central Bank (August 16, 2021) Spain Application of the Comisón Nacional del Mercado de Valores (August 20, 2021) Notice and Proposed Order (August 20, 2021) Final Order (October 22, 2021) Substituted Compliance Memorandum of Understanding with the Comisión Nacional del Mercado de Valores and the Banco de España (October 21, 2021) Substituted Compliance Memorandum of Understanding with the European Central Bank (August 16, 2021) Switzerland Application of Credit Suisse AG and UBS AGAnnex 1Annex 2 (August 10, 2021) Notice and Proposed Order (August 10, 2021) Final Order (October 8, 2021) Substituted Compliance Memorandum of Understanding with the Swiss Financial Market Supervisory Authority (October 8, 2021) United Kingdom Application of the Financial Conduct Authority (March 19, 2021) Notice and Proposed Order (April 5, 2021) Final Order (July 30, 2021) Amendment of Final Order (October 22, 2021) Substituted Compliance Memorandum of Understanding with the Financial Conduct Authority and the Bank of England (July 30, 2021) Substituted Compliance Applications Submitted to the Commission France Germany Spain Switzerland United Kingdom
