Notice

Release Number SEC Issue Date File Number Details
34-38545 SR-NASD-97-28 Notice of Filing of a Proposed Rule Change by the National Association of Securities Dealers, Inc. ("NASD') to Proposed Changes in the By-Laws of the NASD, NASD Regulation, Inc., The Nasdaq Stock Market, Inc., the Plan of Allocation and Delegation of Functions by the NASD to Subsidiaries, Membership Application Procedures, Disciplinary Proceedings, Other Proceedings, and Other Conforming Changes
Federal Register version (62 FR 25226)
34-37809 SR-NYSE-96-29 Notice of Filing of Proposed Rule Change Relating to Stock Distributions
Federal Register version (61 FR 54476)
34-37800 SR-DTC-96-15 Notice of Filing of an Amendment to a Proposed Rule Change Relating to the Procedures To Establish a Direct Registration System
See Also - Rel. No. 34-37778
Federal Register version (61 FR 54473)
34-37778 SR-DTC-96-15 Notice of Filing of Proposed Rule Change Relating to the Procedures to Establish a Direct Registration System
See Also - Rel. No. 34-37800
34-36980 SR-NASD-95-63 Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Regulating the Conduct of Broker/Dealers Operating on the Premises of a Financial Institution
Federal Register version (61 FR 11913)
34-36720 SR-NASD-95-42 Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice
Comments Due: January 26, 1996
Federal Register version (61 FR 1655)
34-36548 SR-NASD-95-42 Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to NAqcess System and Accompanying Rules of Fair Practice
Federal Register version (60 FR 63092)