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Release Number	SEC Issue Date	File Number	Details
34-65481	Oct. 4, 2011	SR-CBOE-2011-092	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PULSe Fees *Comments Due:* November 1, 2011 Federal Register version (76 FR 62881)
34-65482	Oct. 4, 2011	SR-C2-2011-028	Notice of Filing and Immediate Effectiveness of Proposed Rule ChangeRelating to PULSe Fees *Comments Due:* November 1, 2011 Federal Register version (76 FR 62879)
34-65473	Oct. 3, 2011	SR-BATS-2011-043	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* November 1, 2011 See Also - Exhibit 5 Federal Register version (76 FR 62884)
34-65472	Oct. 3, 2011	SR-NYSEAmex-2011-72	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Applicable to Qualified Contingent Cross Orders in the Options Fee Schedule *Comments Due:* November 1, 2011 See Also - Exhibit 5 Federal Register version (76 FR 62887)
34-65469	Oct. 3, 2011	SR-Phlx-2011-108	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on NASDAQ OMX PSX *Comments Due:* October 28, 2011 Federal Register version (76 FR 62486)
34-65470	Oct. 3, 2011	SR-BX-2011-048	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on the NASDAQ OMX BX Equities Market *Comments Due:* October 28, 2011 Federal Register version (76 FR 62489)
34-65467	Oct. 3, 2011	SR-NASDAQ-2011-136	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Options Market Rules Chapter VII, Section 6, Market Maker Quotations *Comments Due:* October 28, 2011 Federal Register version (76 FR 62484)
34-65471	Oct. 3, 2011	SR-C2-2011-026	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the C2 Fees Schedule *Comments Due:* October 28, 2011 Federal Register version (76 FR 62491)
34-65449	Sept. 30, 2011	SR-BATS-2011-036	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BATS Rule 13.3 To Prohibit Members From Voting Uninstructed Shares on Certain Matters and To Align BATS Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, With the Rules of Other Self-Regulatory Organizations *Comments Due:* October 27, 2011 Federal Register version (76 FR 62107)
34-65448	Sept. 30, 2011	SR-BYX-2011-024	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend BYX Rule 13.3 To Prohibit Members From Voting Uninstructed Shares on Certain Matters and To Align BYX Rule 13.3, Concerning the Forwarding of Proxy and Other Material and Proxy Voting, With the Rules of Other Self-Regulatory Organizations *Comments Due:* October 27, 2011 Federal Register version (76 FR 62103)
34-65444	Sept. 30, 2011	SR-CHX-2011-27	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain References to the Exchange Acting as the Designated Examining Authority *Comments Due:* October 27, 2011 Federal Register version (76 FR 62126)
34-65447	Sept. 30, 2011	SR-BX-2011-067	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Optional Functionality for a BOX Options Participant To Prevent Its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX From Trading With Quotes/Orders Originating From the Same BOX Participant and Were Resting on the BOX Book *Comments Due:* October 27, 2011 See Also - Exhibit 5 Federal Register version (76 FR 62111)
34-65459	Sept. 30, 2011	SR-FINRA-2011-053	Notice of Filing of Proposed Rule Change to Amend Certain Trade Reporting and Compliance Rules *Comments Due:* October 27, 2011 View Received Comments See Also - Rel. No. 34-65791 Federal Register version (76 FR 62128)
34-65445	Sept. 30, 2011	SR-CBOE-2011-086	Notice of Proposed Rule To Increase the Number of Series Permitted per Class in the Short Term Option Series Program *Comments Due:* October 27, 2011 See Also - Rel. No. 34-65772 Federal Register version (76 FR 62102)
34-65454	Sept. 30, 2011	SR-CBOE-2011-090	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Inactivity Fee on the CBOE Stock Exchange Fees Schedule *Comments Due:* October 27, 2011 Federal Register version (76 FR 62121)
34-65452	Sept. 30, 2011	SR-C2-2011-023	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend C2 Rule 8.2 Concerning the Market-Maker Registration Cost for SPXPM *Comments Due:* October 27, 2011 Federal Register version (76 FR 62123)
34-65442	Sept. 29, 2011	SR-FINRA-2011-055	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks *Comments Due:* October 26, 2011 Federal Register version (76 FR 61773)
34-65440	Sept. 28, 2011	SR-EDGX-2011-30	Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14 *Comments Due:* October 25, 2011 View Received Comments See Also - Rel. No. 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 Federal Register version (76 FR 61444)
34-65437	Sept. 28, 2011	SR-BATS-2011-038	Notice of Filing of a Proposed Rule Change To Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments See Also - Rel. No. 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 Federal Register version (76 FR 61466)
34-65429	Sept. 28, 2011	SR-BYX-2011-025	Notice of Filing of a Proposed Rule Change To Modify the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 Federal Register version (76 FR 61432)
34-65431	Sept. 28, 2011	SR-EDGA-2011-31	Notice of Filing of Proposed Rule Change by EDGA Exchange, Inc. To Amend EDGA Rule 11.14 To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61425)
34-65436	Sept. 28, 2011	SR-NSX-2011-11	Notice of Filing of Proposed Rule Change To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61450)
34-65421	Sept. 28, 2011	SR-NYSEAmex-2011-70	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 903 in Order To Simplify the $1 Strike Price Program *Comments Due:* October 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 61469)
34-65432	Sept. 28, 2011	SR-NYSEAmex-2011-73	Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 80B To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61422)
34-65426	Sept. 28, 2011	SR-CHX-2011-30	Notice of Filing Proposed Rule Change To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due To Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61460)
34-65420	Sept. 28, 2011	SR-Phlx-2011-128	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Regarding Simplification of the Exchange's $1 Strike Price Program *Comments Due:* October 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 61413)
34-65434	Sept. 28, 2011	SR-Phlx-2011-129	Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Trading Halts Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 61419)
34-65418	Sept. 28, 2011	SR-NYSEArca-2011-66	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .04 to Rule 6.4 in Order To Simplify the $1 Strike Price Program *Comments Due:* October 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 61411)
34-65439	Sept. 28, 2011	SR-NYSEArca-2011-68	Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.12 To Revise the Current Methodology for Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* 21 days after publication in the Federal Register View Received Comments Federal Register version (76 FR 61463)
34-65427	Sept. 28, 2011	SR-NYSE-2011-48	Notice of Filing of Proposed Rule Change Amending Exchange Rule 80B To Revise the Current Methodology For Determining When To Halt Trading in All Stocks Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 61457)
34-65428	Sept. 28, 2011	SR-BX-2011-068	Notice of Filing of Proposed Rule Change To Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61435)
34-65419	Sept. 28, 2011	SR-Nasdaq-2011-133	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding Simplification of the Exchange's $1 Strike Price Program *Comments Due:* October 25, 2011 See Also - Exhibit 5 Federal Register version (76 FR 61441)
34-65435	Sept. 28, 2011	SR-NASDAQ-2011-131	Notice of Filing of Proposed Rule Change To Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61416)
34-65425	Sept. 28, 2011	SR-ISE-2011-61	Notice of Proposed Rule Change Related to Trading Halts Due to Extraordinary Market Volatility *Comments Due:* October 25, 2011 View Received Comments See Also - Exhibit 5 Federal Register version (76 FR 61438)
34-65430	Sept. 28, 2011	SR-FINRA-2011-054	Notice of Filing of Proposed Rule Change To Update Rule 6121 (Trading Halts Due to Extraordinary Market Volatility) and Amend Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61429)
34-65417	Sept. 28, 2011	SR-CBOE-2011-089	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Two-Day Settlement on CBOE Stock Exchange *Comments Due:* October 26, 2011 Federal Register version (76 FR 61772)
34-65438	Sept. 28, 2011	SR-CBOE-2011-087	Notice of Proposed Rule Change Related to Market-Wide Circuit Breakers *Comments Due:* October 25, 2011 View Received Comments Federal Register version (76 FR 61447)
34-65433	Sept. 28, 2011	SR-C2-2011-024	Notice of Proposed Rule Change Related to Market-Wide Circuit Breakers *Comments Due:* October 25, 2011 View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 Federal Register version (76 FR 61453)
34-65407	Sept. 27, 2011	SR-BATS-2011-037	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. *Comments Due:* October 24, 2011 Federal Register version (76 FR 61127)
34-65406	Sept. 27, 2011	SR-BYX-2011-023	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. *Comments Due:* October 24, 2011 Federal Register version (76 FR 61125)
34-65410	Sept. 27, 2011	4-631	Notice of Designation of a Longer Period for Commission Action on the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex LLC, and NYSE Arca, Inc. *Comments Due:* September 29, 2025 View Received Comments See Also - Release No. 34-64547 Submit a Comment on 4-631 Federal Register version (76 FR 61121)
34-65393	Sept. 27, 2011	SR-MSRB-2011-17	Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons *Comments Due:* October 21, 2011 View Received Comments Federal Register version (76 FR 60953)
34-65408	Sept. 27, 2011	SR-FINRA-2011-049	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits *Comments Due:* October 24, 2011 Federal Register version (76 FR 61124)
34-65401	Sept. 26, 2011	SR-NSCC-2011-07	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Rules Relating to the Settlement Timing of Partial Transfers Which Include Mutual Fund Assets Through NSCC's Automated Customer Account Transfer Service *Comments Due:* October 21, 2011 Federal Register version (76 FR 60950)
34-65394	Sept. 26, 2011	SR-MSRB-2011-10	Notice of Withdrawal of Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 (Gifts and Gratuities) and Related Amendments to MSRB Rule G-8 (Books and Records) and MSRB Rule G-9 (Preservation of Records), and To Clarify That Certain Interpretations by the Financial Industry Regulatory Authority and the National Association of Securities Dealers Would Be Applicable to Municipal Advisors View Received Comments See Also - Rel. No. 34-65234 Federal Register version (76 FR 60952)
34-65395	Sept. 26, 2011	SR-MSRB-2011-12	Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37, on Political Contributions and Prohibitions on Municipal Securities Business; Proposed Form G-37/G-42 and Form G-37x/G-42x; and a Proposed Restatement of a Rule G-37 Interpretive Notice See Also - Rel. No. 34-65255 Federal Register version (76 FR 60954)
34-65396	Sept. 26, 2011	SR-MSRB-2011-08	Notice of Withdrawal of Proposed New Rule A-11, on Municipal Advisor Assessments, and New Form A-11-Interim *Comments Due:* August 29, 2011 View Received Comments See Also - Rel. No. 34-65015 Federal Register version (76 FR 60959)
34-65397	Sept. 26, 2011	SR-MSRB-2011-14	Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors View Received Comments See Also - Rel. No. 34-65282 Federal Register version (76 FR 60955)
34-65398	Sept. 26, 2011	SR-MSRB-2011-15	Notice Concerning the Application of Rule G-17 to Municipal Advisors See Also - Rel. No. 34-65292 Federal Register version (76 FR 60958)
34-65388	Sept. 23, 2011	SR-FINRA-2011-051	Notice of Filing of Proposed Rule Change To Create an Exemption From Certain Reporting Obligations Under the Equity Trade Reporting Rules for Certain Alternative Trading Systems *Comments Due:* October 20, 2011 View Received Comments See Also - Rel. No. 34-65695 Federal Register version (76 FR 60567)
34-65378	Sept. 22, 2011	SR-CME-2011-07	Notice of Filing of Proposed Rule Change To Accept Additional Credit Default Index Swaps for Clearing *Comments Due:* October 19, 2011 See Also - Rel. No. 34-65655 Federal Register version (76 FR 60110)
34-65381	Sept. 22, 2011	SR-NASDAQ-2011-128	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity *Comments Due:* October 19, 2011 See Also - Exhibit 5 Federal Register version (76 FR 64403)
34-65384	Sept. 22, 2011	SR-ISE-2011-59	Notice of Proposed Rule To Simplify the $1 Strike Price Interval Program *Comments Due:* October 20, 2011 Submit a Comment on SR-ISE-2011-59 Federal Register version (76 FR 60574)
34-65382	Sept. 22, 2011	SR-FINRA-2011-050	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules *Comments Due:* October 19, 2011 Federal Register version (76 FR 60106)
34-65379	Sept. 22, 2011	SR-CBOE-2011-079	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order *Comments Due:* October 19, 2011 Federal Register version (76 FR 64402)
34-65380	Sept. 22, 2011	SR-C2-2011-017	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order *Comments Due:* October 19, 2011 Federal Register version (76 FR 60102)
34-65369	Sept. 21, 2011	SR-NYSEAmex-2011-55	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Section 101 of the NYSE Amex Company Guide To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a "Reverse Merger" With a Shell Company *Comments Due:* August 31, 2011 View Received Comments See Also - Rel. No. 34-65033 Submit a Comment on SR-NYSEAmex-2011-55 Federal Register version (76 FR 59763)
34-65373	Sept. 21, 2011	SR-Phlx-2011-127	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Maximum Number of Quoters ("MNQ") Permitted To Be Assigned in Equity Options *Comments Due:* October 18, 2011 Federal Register version (76 FR 59764)
34-65370	Sept. 21, 2011	SR-OCC-2011-08	Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts *Comments Due:* October 12, 2011 See Also - Rel. No. 34-65654, Rel. No. 34-64982, Rel. No. 34-65654, Rel. No. 34-64982 Federal Register version (76 FR 59750)
34-65368	Sept. 21, 2011	SR-NYSE-2011-38	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Sections 102.01 and 103.01 of the Exchange's Listed Company Manual To Adopt Additional Listing Requirements for Companies Applying To List After Consummation of a "Reverse Merger" With a Shell Company *Comments Due:* August 31, 2011 View Received Comments See Also - Rel. No. 34-65034 Submit a Comment on SR-NYSE-2011-38 Federal Register version (76 FR 59756)
34-65374	Sept. 21, 2011	SR-FINRA-2011-047	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 37 Examination Program *Comments Due:* October 18, 2011 Federal Register version (76 FR 59761)
34-65375	Sept. 21, 2011	SR-FINRA-2011-048	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program *Comments Due:* October 18, 2011 Federal Register version (76 FR 59757)
34-65376	Sept. 21, 2011	SR-FINRA-2011-046	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 17 Examination Program *Comments Due:* October 18, 2011 Federal Register version (76 FR 59759)
34-65371	Sept. 21, 2011	SR-C2-2011-021	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Exchange's Automated Improvement Mechanism *Comments Due:* October 18, 2011 Federal Register version (76 FR 59754)
34-65358	Sept. 20, 2011	SR-FINRA-2011-045	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 7 Examination Program *Comments Due:* October 18, 2011 View Received Comments Federal Register version (76 FR 64419)
34-65360	Sept. 20, 2011	SR-C2-2011-022	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Exchange's Complex Order Execution Mechanisms *Comments Due:* October 17, 2011 Federal Register version (76 FR 59470)
34-65353	Sept. 19, 2011	SR-BATS-2011-035	Notice of Filing of Proposed Rule Change To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. *Comments Due:* October 17, 2011 See Also - Rel. No. 34-65728 Federal Register version (76 FR 59472)
34-65352	Sept. 19, 2011	SR-BYX-2011-022	Notice of Filing of Proposed Rule Change To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. *Comments Due:* October 17, 2011 See Also - Rel. No. 34-65729 Federal Register version (76 FR 59462)
34-65354	Sept. 19, 2011	SR-CHX-2011-29	Notice of Filing of Proposed Rule Change To Change the Status of Exchange-Registered Institutional Broker Firms *Comments Due:* October 17, 2011 See Also - Rel. No. 34-65633 Federal Register version (76 FR 59476)
34-65346	Sept. 16, 2011	SR-MSRB-2011-16	Notice of Filing and Immediate Effectiveness of Rule Change To Extend the Effective Date of the Amendment to the Continuing Disclosure Service of EMMA To Provide for the Posting of Credit Rating and Related Information on the EMMA Public Web Site *Comments Due:* October 13, 2011 Federal Register version (76 FR 58852)
34-65341	Sept. 14, 2011	SR-NYSEAmex-2011-68	Notice of Filing of Proposed Rule Change Relating to the Messages to Contracts Traded Ratio Fee in the Options Fee Schedule *Comments Due:* October 12, 2011 See Also - Exhibit 5 Federal Register version (76 FR 58555)
34-65342	Sept. 14, 2011	SR-CHX-2011-28	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retroactively Waive Its Order Cancellation Fee for the Period of September 1 to September 9, 2011 (Inclusive) *Comments Due:* October 12, 2011 Federal Register version (76 FR 58553)
34-65338	Sept. 14, 2011	SR-OCC-2011-12	Notice of Filing of Proposed Rule Change To Adopt Fitness Standards for Directors, Clearing Members, and Others *Comments Due:* October 11, 2011 See Also - Rel. No. 34-65648 Federal Register version (76 FR 58061)
34-65337	Sept. 14, 2011	SR-BX-2011-064	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule *Comments Due:* October 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 58072)
34-65329	Sept. 13, 2011	SR-EDGX-2011-29	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX By-Laws *Comments Due:* October 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 58317)
34-65328	Sept. 13, 2011	SR-EDGA-2011-30	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA By-Laws *Comments Due:* October 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 58315)
34-65327	Sept. 13, 2011	SR-ISE-2011-48	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Fee Credits *Comments Due:* October 11, 2011 See Also - Exhibit 5 Federal Register version (76 FR 58068)
34-65315	Sept. 12, 2011	SR-EDGX-2011-28	Notice of Filing of Proposed Rule Change Relating To Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers *Comments Due:* October 7, 2011 View Received Comments See Also - Rel. No. 34-65660, Rel. No. 34-65964 Federal Register version (76 FR 57772)
34-65326	Sept. 12, 2011	SR-CME-2011-06	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series and Maturities to Credit Default Index Swaps Available for Clearing *Comments Due:* October 11, 2011 Federal Register version (76 FR 58071)
34-65316	Sept. 12, 2011	SR-EDGA-2011-29	Notice of Filing of Proposed Rule Change Relating to Amendments to EDGA Rules Regarding the Registration and Obligations of Market Makers *Comments Due:* October 7, 2011 See Also - Rel. No. 34-65660, Rel. No. 34-65964 Federal Register version (76 FR 57787)
34-65314	Sept. 12, 2011	SR-NYSEAmex-2011-69	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Options Fee Schedule To Add Clarifying Language With Respect to Marketing Charges Generally and Marketing Charges for Directed Orders, and To Add New and Clarifying Language With Respect to Marketing Charges for Electronic Complex Orders *Comments Due:* October 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 57793)
34-65317	Sept. 12, 2011	SR-NASDAQ-2011-127	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market *Comments Due:* October 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 61129)
34-65318	Sept. 12, 2011	SR-NASDAQ-2011-124	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Options Market *Comments Due:* October 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 57776)
34-65324	Sept. 12, 2011	SR-NASDAQ-2011-122	Notice of Filing of Proposed Rule Change To Describe Complimentary Services That Are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets *Comments Due:* October 7, 2011 View Received Comments See Also - Rel. No. 34-65963 Federal Register version (76 FR 57781)
34-65313	Sept. 12, 2011	SR-FINRA-2011-043	Notice of Filing of Proposed Rule Change To Amend FINRA Rule 0160 (Definitions in FINRA By-Laws) *Comments Due:* October 7, 2011 See Also - Exhibit 5 Federal Register version (76 FR 57784)
34-65325	Sept. 12, 2011	SR-CBOE-2011-085	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the Clearing Trading Permit Holder Proprietary Transaction Fee Waiver for Orders in Multiply-Listed FLEX Options Classes *Comments Due:* October 11, 2011 Federal Register version (76 FR 58063)
34-65307	Sept. 9, 2011	SR-BATS-2011-034	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a Bulk-Quoting Interface To All Users of BATS Options *Comments Due:* October 6, 2011 Federal Register version (76 FR 57092)
34-65312	Sept. 9, 2011	SR-Phlx-2011-126	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Complex Orders *Comments Due:* October 6, 2011 See Also - Exhibit 5 Federal Register version (76 FR 57090)
34-65310	Sept. 9, 2011	SR-CBOE-2011-082	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features *Comments Due:* October 6, 2011 Federal Register version (76 FR 57097)
34-65311	Sept. 9, 2011	SR-C2-2011-018	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features *Comments Due:* October 6, 2011 Federal Register version (76 FR 57094)
34-65298	Sept. 8, 2011	SR-BATS-2011-033	Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc. *Comments Due:* October 5, 2011 See Also - Rel. No. 34-65646 Federal Register version (76 FR 56840)
34-65299	Sept. 8, 2011	SR-BYX-2011-021	Notice of Filing of Proposed Rule Change To Amend and Restate the Second Amended and Restated Certificate of Incorporation of BATS Global Markets, Inc. *Comments Due:* October 5, 2011 See Also - Rel. No. 34-65647 Federal Register version (76 FR 56833)
34-65300	Sept. 8, 2011	SR-CHX-2011-17	Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than on the Exchange *Comments Due:* August 16, 2011 View Received Comments See Also - Rel. No. 34-65615, Rel. No. 34-64937 Federal Register version (76 FR 57088)
34-65293	Sept. 8, 2011	SR-BX-2011-063	Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule *Comments Due:* October 5, 2011 See Also - Exhibit 5 Federal Register version (76 FR 56845)
34-65292	Sept. 8, 2011	SR-MSRB-2011-15	Notice Concerning the Application of Rule G-17 to Municipal Advisors See Also - Rel. No. 34-65398 Federal Register version (76 FR 56826)
34-65295	Sept. 8, 2011	SR-ISE-2011-55	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a New Market Data Feed *Comments Due:* October 5, 2011 Federal Register version (76 FR 56832)
34-65297	Sept. 8, 2011	SR-ISE-2011-54	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Adding and Removing Liquidity *Comments Due:* October 5, 2011 See Also - Exhibit 5 Federal Register version (76 FR 56844)
34-65283	Sept. 7, 2011	SR-NYSEAmex-2011-67	Notice of Filing of Proposed Rule Change Relating to Fees for Trading Securities Listed on the Nasdaq Stock Market LLC Pursuant to Unlisted Trading Privileges *Comments Due:* October 5, 2011 See Also - Exhibit 5 Submit a Comment on SR-NYSEAmex-2011-67 Federal Register version (76 FR 56850)
34-65282	Sept. 7, 2011	SR-MSRB-2011-14	Notice Concerning the Application of Proposed Rule G-36 to Municipal Advisors View Received Comments Federal Register version (76 FR 56254)
34-65286	Sept. 7, 2011	SR-DTC-2011-07	Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports *Comments Due:* October 5, 2011 See Also - Rel. No. 34-65721 Federal Register version (76 FR 56847)