34-65887
Dec. 5, 2011
SR-NYSEAmex-2011-91
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 72 Priority of Bids and Offers and Allocation of Executions Comments Due: Exhibit 5 Federal Register version (76 FR 77038)
34-65883
Dec. 5, 2011
SR-Phlx-2011-154
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Routing Fees for PSX Comments Due: Exhibit 5 Federal Register version (76 FR 77048)
34-65888
Dec. 5, 2011
SR-Phlx-2011-160
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Firm Related Equity Option Cap Comments Due: Exhibit 5 Federal Register version (76 FR 77046)
34-65894
Dec. 5, 2011
SR-NYSEArca-2011-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Its Rules an Existing Policy Related to the Application of NYSE Arca Options Rule 6.47A Comments Due: Exhibit 5 Federal Register version (76 FR 77044)
34-65889
Dec. 5, 2011
SR-NYSE-2011-60
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 72 Priority of Bids and Offers and Allocation of Executions Comments Due: Exhibit 5 Federal Register version (76 FR 77040)
34-65890
Dec. 5, 2011
SR-FINRA-2011-070
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend FINRA Rule 4512 (Customer Account Information) Comments Due: Federal Register version (76 FR 77034)
34-65864
Dec. 2, 2011
SR-NYSEAMEX-2011-90
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume Comments Due: Exhibit 5 Federal Register version (76 FR 76775)
34-65869
Dec. 2, 2011
SR-Phlx-2011-161
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality Comments Due: Federal Register version (76 FR 76793)
34-65870
Dec. 2, 2011
SR-OCC-2011-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Clearing of Real Estate Index Futures Contracts Comments Due: Federal Register version (76 FR 76792)
34-65865
Dec. 2, 2011
SR-NYSE-2011-58
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 104(a)(1)(A) To Reflect That Designated Market Maker Unit Quoting Requirements Are Based on Consolidated Average Daily Volume Comments Due: Exhibit 5 Federal Register version (76 FR 76799)
34-65866
Dec. 2, 2011
S7-24-89
Notice of Filing and Immediate Effectiveness of Amendment No. 26 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE Amex, Inc., and NYSE Arca, Inc. Comments Due: View Received Comments Federal Register version (76 FR 76455)
34-65876
Dec. 2, 2011
SR-BX-2011-078
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX Comments Due: Exhibit 5 Federal Register version (76 FR 76781)
34-65867
Dec. 2, 2011
SR-BX-2011-080
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality Comments Due: Federal Register version (76 FR 76797)
34-65868
Dec. 2, 2011
SR-NASDAQ-2011-158
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality Comments Due: Federal Register version (76 FR 76795)
34-65873
Dec. 2, 2011
SR-NASDAQ-2011-164
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct NOM Rules Comments Due: Federal Register version (76 FR 76786)
34-65878
Dec. 2, 2011
SR-NASDAQ-2011-165
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Transaction Execution Fee and Credit Schedule in Rule 7018 Comments Due: Exhibit 5 Federal Register version (76 FR 77032)
34-65877
Dec. 2, 2011
SR-FINRA-2011-069
Notice of Filing of Proposed Rule Change Relating To Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded TBA Comments Due: View Received Comments Rel. No. 34-66149 Federal Register version (76 FR 76777)
34-65871
Dec. 2, 2011
SR-DTC-2011-09
Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement Comments Due: Rel. No. 34-66186 Federal Register version (76 FR 76790)
34-65875
Dec. 2, 2011
SR-CBOE-2011-112
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Transaction Fees Comments Due: Federal Register version (76 FR 76783)
34-65872
Dec. 2, 2011
SR-CBOE-2011-113
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 Comments Due: Federal Register version (76 FR 76788)
34-65874
Dec. 2, 2011
SR-C2-2011-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (76 FR 76785)
34-65859
Dec. 1, 2011
SR-NYSEArca-2011-84
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Russell Global Opportunity ETF; Russell Bond ETF; and Russell Real Return ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66345 Federal Register version (76 FR 76205)
34-65860
Dec. 1, 2011
SR-NYSEArca-2011-85
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of SPDR SSgA Real Assets ETF; SPDR SSgA Income Allocation ETF; SPDR SSgA Conservative Global Allocation ETF; SPDR SSgA Global Allocation ETF; and SPDR SSgA Aggressive Global Allocation ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66343 Federal Register version (76 FR 76464)
34-65862
Dec. 1, 2011
SR-NYSEArca-2011-86
Notice of Filing of Proposed Rule Change To List and Trade the Accuvest Global Opportunities ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66201 Federal Register version (76 FR 76457)
34-65858
Dec. 1, 2011
SR-NASDAQ-2011-162
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate To Add Liquidity Comments Due: Federal Register version (76 FR 76472)
34-65861
Dec. 1, 2011
SR-ISE-2011-77
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees Comments Due: Exhibit 5 Federal Register version (76 FR 76463)
34-65852
Nov. 30, 2011
SR-Phlx-2011-156
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period To Allow Cabinet Trading To Take Place Below $1 per Option Contract Comments Due: Federal Register version (76 FR 76212)
34-65853
Nov. 30, 2011
SR-Phlx-2011-157
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Active Specialized Quote Feed Port Fee Comments Due: Exhibit 5 Federal Register version (76 FR 76213)
34-65851
Nov. 30, 2011
SR-NASDAQ-2011-157
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the QView Service Comments Due: Federal Register version (76 FR 75924)
34-65854
Nov. 30, 2011
SR-NASDAQ-2011-159
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Exchange Direct Orders Comments Due: Federal Register version (76 FR 76204)
34-65846
Nov. 29, 2011
SR-NYSEArca-2011-82
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Emerging Markets Inflation Protection Bond Fund Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66342 Federal Register version (76 FR 75932)
34-65847
Nov. 29, 2011
SR-NYSEArca-2011-81
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66507 Federal Register version (76 FR 75926)
34-65842
Nov. 28, 2011
SR-NSX-2011-14
Notice of Filing of Proposed Rule Change Relating to the Proposed Rule Change in Connection With the Proposed Purchase and Sale of the National Stock Exchange, Inc. to CBOE Stock Exchange, Inc. Comments Due: Exhibit 5 , Rel. No. 34-66071 Federal Register version (76 FR 75586)
34-65832
Nov. 28, 2011
SR-Phlx-2011-159
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Recently Effective Modification to the Operation of the Minimum Quantity Order on the NASDAQ OMX PSX Comments Due: Federal Register version (76 FR 75572)
34-65845
Nov. 28, 2011
SR-NYSE-2011-59
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Listed Company Manual To Apply Listing and Annual Fees to Foreign Private Issuers of Certain Debt Securities Comments Due: Federal Register version (76 FR 75573)
34-65836
Nov. 28, 2011
SR-NASDAQ-2011-153
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for a Direct Market Data Product, NASDAQ Options Trade Outline ("NOTO") Comments Due: View Received Comments Federal Register version (76 FR 75593)
34-65831
Nov. 28, 2011
SR-DTC-2011-08
Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function Comments Due: Rel. No. 34-66179 Federal Register version (76 FR 75570)
34-65833
Nov. 28, 2011
SR-CBOE-2011-109
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule Comments Due: Federal Register version (76 FR 75584)
34-65835
Nov. 28, 2011
SR-CBOE-2011-105
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Makers' Continuous Electronic Quoting Obligations and Adjusted Option Series Comments Due: Federal Register version (76 FR 75575)
34-65843
Nov. 28, 2011
SR-CBOE-2011-107
Notice of Filing of Proposed Rule Change Amending and Restating the CBSX Operating Agreement and Adopting Rule 2.50 Comments Due: Exhibit 5 , Rel. No. 34-66071 Federal Register version (76 FR 75577)
34-65834
Nov. 28, 2011
SR-C2-2011-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market-Makers' Continuous Quoting Obligations and Adjusted Option Series Comments Due: Federal Register version (76 FR 75582)
34-65828
Nov. 25, 2011
SR-CBOE-2011-110
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Limited Extension to the Compliance Deadline for Registration and Qualification Pursuant to Rule 3.6A Comments Due: Federal Register version (76 FR 74835)
34-65823
Nov. 23, 2011
SR-EDGX-2011-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 to Exclude from the Pilot Rule All Rights and Warrants Comments Due: Exhibit 5 Federal Register version (76 FR 74093)
34-65827
Nov. 23, 2011
SR-EDGX-2011-35
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9 Comments Due: Exhibit 5 Federal Register version (76 FR 74090)
34-65809
Nov. 23, 2011
SR-BATS-2011-047
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 14.1, entitled "The Qualification, Listing, and Delisting of Companies-Definitions" Comments Due: Federal Register version (76 FR 74079)
34-65816
Nov. 23, 2011
SR-BATS-2011-048
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 74086)
34-65817
Nov. 23, 2011
SR-BYX-2011-029
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.18 Relating to Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 74107)
34-65822
Nov. 23, 2011
SR-EDGA-2011-38
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 to Exclude From the Pilot Rule All Rights and Warrants Comments Due: Exhibit 5 Federal Register version (76 FR 74101)
34-65826
Nov. 23, 2011
SR-EDGA-2011-37
Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 Comments Due: Exhibit 5 Federal Register version (76 FR 74092)
34-65821
Nov. 23, 2011
SR-NSX-2011-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude All Rights and Warrants From the Definition of "Circuit Breaker Securities" and Providing the Appropriate Provisions for an Early Scheduled Close Comments Due: Exhibit 5 Federal Register version (76 FR 74103)
34-65811
Nov. 23, 2011
SR-NYSEAmex-2011-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 80C to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule Comments Due: Exhibit 5 Federal Register version (76 FR 74082)
34-65818
Nov. 23, 2011
SR-CHX-2011-32
Notice of Filing Proposed Rule Change To Exclude Rights and Warrants From the Individual Securities Circuit Breaker Rule Comments Due: Federal Register version (76 FR 74088)
34-65813
Nov. 23, 2011
SR-Phlx-2011-158
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude All Rights and Warrants From the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 74113)
34-65812
Nov. 23, 2011
SR-NYSEArca-2011-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule Comments Due: Exhibit 5 Federal Register version (76 FR 74099)
34-65810
Nov. 23, 2011
SR-NYSE-2011-57
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C to Exclude All Rights and Warrants From the Single Stock Circuit Breaker Under the Rule Comments Due: Exhibit 5 Federal Register version (76 FR 74080)
34-65815
Nov. 23, 2011
SR-BX-2011-079
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude All Rights and Warrants From the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility Comments Due: Federal Register version (76 FR 74109)
34-65814
Nov. 23, 2011
SR-NASDAQ-2011-154
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (76 FR 74084)
34-65820
Nov. 23, 2011
SR-ISE-2011-79
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102(f) to Exclude From the Pilot Rule All Rights and Warrants Comments Due: Exhibit 5 Federal Register version (76 FR 74095)
34-65819
Nov. 23, 2011
SR-FINRA-2011-068
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Rule 6121.01 (Trading Pauses) To Exclude Rights and Warrants From the Trading Pause Pilot Comments Due: Federal Register version (76 FR 74105)
34-65824
Nov. 23, 2011
SR-CBOE-2011-111
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Individual Stock Trading Pause Pilot Program Comments Due: Federal Register version (76 FR 74111)
34-65825
Nov. 23, 2011
SR-C2-2011-036
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trading Halts Comments Due: Federal Register version (76 FR 74097)
34-65804
Nov. 22, 2011
SR-NSX-2011-012
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NSX Rules To Conform with Section 957 of the Dodd-Frank Act Prohibiting Members Voting Uninstructed Shares on Certain Matters Comments Due: Federal Register version (76 FR 73756)
34-65805
Nov. 22, 2011
SR-NYSEAmex-2011-89
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase From 20 to 30 the Number of Short Term Options Series That May Be Opened for Each Option Class That Participates in the Exchange's Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (76 FR 73750)
34-65807
Nov. 22, 2011
SR-OCC-2011-13
Notice of Filing of Amendment No. 2 and Amendment No. 3 to Proposed Rule Relating to Relative Performance Indexes Comments Due: Rel. No. 34-65483 , Rel. No. 34-66070 , Rel. No. 34-65483 , Rel. No. 34-66070 Federal Register version (76 FR 73752)
34-65806
Nov. 22, 2011
SR-NYSEArca-2011-88
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase From 20 to 30 the Number of Short Term Options Series That May Be Opened for Each Option Class That Participates in the Exchange's Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (76 FR 73753)
34-65797
Nov. 21, 2011
SR-NYSEArca-2011-83
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates Relating to Executed Qualified Contingent Cross Orders Comments Due: Exhibit 5 Federal Register version (76 FR 72988)
34-65794
Nov. 21, 2011
SR-OPRA-2011-03
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Implement New Policies Regarding Reporting and Usage-Based Vendor Fees Comments Due: Federal Register version (76 FR 72989)
34-65795
Nov. 21, 2011
SR-OPRA-2011-04
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Implement the Datafeed Policy Comments Due: Federal Register version (76 FR 72986)
34-65796
Nov. 21, 2011
SR-OPRA-2011-05
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Adopt a Policy Named "Policy With Respect to Disaster Recovery Facilities" Comments Due: Federal Register version (76 FR 72993)
34-65800
Nov. 21, 2011
SR-C2-2011-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to a Temporary Quote Risk Monitor Mechanism Rule Comments Due: Federal Register version (76 FR 72991)
34-65793
Nov. 18, 2011
SR-NYSEAmex-2011-87
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Correcting an Error by Renumbering the Subsections of Section 101 of the Company Guide Comments Due: Federal Register version (76 FR 72738)
34-65792
Nov. 18, 2011
SR-CHX-2011-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Trade Processing Fee Comments Due: Federal Register version (76 FR 72739)
34-65790
Nov. 18, 2011
SR-Phlx-2011-150
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce Transaction Fees for Members Engaging in Certain Accommodation Transactions Comments Due: Exhibit 5 Federal Register version (76 FR 72744)
34-65788
Nov. 18, 2011
SR-NSCC-2011-10
Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Creation of a Service To Provide Post-Trade Information Comments Due: Rel. No. 34-66068 Federal Register version (76 FR 72741)
34-65787
Nov. 18, 2011
SR-FINRA-2011-044
Notice of Filing of Proposed Rule Change Relating to FINRA's Code of Procedure Comments Due: Rel. No. 34-66096 Federal Register version (76 FR 72463)
34-65777
Nov. 17, 2011
SR-Phlx-2011-151
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Professional Routing Fee to the BATS Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (76 FR 72480)
34-65779
Nov. 17, 2011
SR-Phlx-2011-152
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality Comments Due: Federal Register version (76 FR 72467)
34-65778
Nov. 17, 2011
SR-NYSEArca-2011-80
Notice of Filing of Proposed Rule Change To List and Trade Shares of the Rockledge SectorSAM ETF Under NYSE Arca Equities Rule 8.600 Comments Due: Rel. No. 34-66112 Federal Register version (76 FR 72474)
34-65769
Nov. 17, 2011
SR-BX-2011-074
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Simplify the $1 Strike Price Interval Program Comments Due: Exhibit 5 Federal Register version (76 FR 72470)
34-65773
Nov. 17, 2011
SR-BX-2011-075
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Expand the Short Term Option Series Program Comments Due: Exhibit 5 Federal Register version (76 FR 72490)
34-65780
Nov. 17, 2011
SR-BX-2011-076
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality Comments Due: Federal Register version (76 FR 72486)
34-65768
Nov. 17, 2011
SR-NASDAQ-2011-151
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BATS Exchange, Inc. Comments Due: Federal Register version (76 FR 72484)
34-65774
Nov. 17, 2011
SR-CBOE-2011-108
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Weeklys Program Comments Due: Federal Register version (76 FR 72488)
34-65781
Nov. 17, 2011
SR-CBOE-2011-101
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify That CBSX Will Process Only Round-Lot Orders of HOLDRS Comments Due: Federal Register version (76 FR 72469)
34-65770
Nov. 17, 2011
SR-NYSE-2011-48
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-NASDAQ-2011-131
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-FINRA-2011-054
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-C2-2011-024
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-EDGX-2011-30
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-BYX-2011-025
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-NSX-2011-11
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-CHX-2011-30
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-NYSEArca-2011-68
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-BX-2011-068
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-ISE-2011-61
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-CBOE-2011-087
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-BATS-2011-038
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-EDGA-2011-31
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-NYSEAmex-2011-73
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
34-65770
Nov. 17, 2011
SR-Phlx-2011-129
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility File Nos.: Comments Due: View Received Comments Rel. No. 34-67090 , Rel. No 34-66680 , Rel. No. 34-66065 , Rel. No. 34-65433 , Rel. No. 34-65425 , Rel. No. 34-65440 , Rel. No. 34-65438 , Rel. No. 34-65430 , Rel. No. 34-65435 , Rel. No. 34-65427 , Rel. No. 34-65439 , Rel. No. 34-65434 , Rel. No. 34-65426 , Rel. No. 34-65432 , Rel. No. 34-65436 , Rel. No. 34-65431 , Rel. No. 34-65429 , Rel. No. 34-65428 , Rel. No. 34-65437 Federal Register version (76 FR 72492)
