SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Raising the Limit for Simplified Arbitration

(Release No. 34-66442; File No. SR-FINRA-2012-012)

Apr. 19, 2012 Margo A. Hassan, FINRA Dispute Resolution, New York, New York
Mar. 20, 2012 Jill I. Gross, Director; Edward Pekarek, Assistant Director; and Genavieve Shingle, Student Intern; Investor Rights Clinic, Pace Law School, White Plains, New York
Mar. 20, 2012 Lisa A. Catalano, Director; Christine Lazaro, Supervising Attorney; Anna Andreescu, Julia Iodice, and Ashley Morris, Legal Interns; St. John's School of Law Securities Arbitration Clinic, Queens, New York
Mar. 20, 2012 William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
Mar. 16, 2012 Ryan K. Bakhtiari, President, Public Investors Arbitration Bar Association
Mar. 2, 2012 Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York

Modified: 05/04/2012