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Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Raising the Limit for Simplified Arbitration

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Date Sort descending	Letter Type	Commenter Name
April 19, 2012	Public Comment	Margo A. Hassan, FINRA Dispute Resolution, New York, New York
March 20, 2012	Public Comment	Jill I. Gross, Director; Edward Pekarek, Assistant Director; and Genavieve Shingle, Student Intern; Investor Rights Clinic, Pace Law School, White Plains, New York
March 20, 2012	Public Comment	Lisa A. Catalano, Director; Christine Lazaro, Supervising Attorney; Anna Andreescu, Julia Iodice, and Ashley Morris, Legal Interns; St. John's School of Law Securities Arbitration Clinic, Queens, New York
March 20, 2012	Public Comment	William A. Jacobson, Associate Clinical Professor of Law, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York
March 16, 2012	Public Comment	Ryan K. Bakhtiari, President, Public Investors Arbitration Bar Association
March 2, 2012	Public Comment	Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2012-012

Release Number

34-66442

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