33374
Feb. 13, 2019
812-14974
Pacer Funds Trust, Pacer Advisors, Inc. and Pacer Financial, Inc. Federal Register version (84 FR 5125)
33371
Feb. 8, 2019
812-14985
Victory Capital Management Inc., et al. Federal Register version (84 FR 3836)
33372
Feb. 8, 2019
812-14891
Pharos Capital BDC, Inc., et al. Federal Register version (84 FR 4116)
33369
Feb. 6, 2019
812-14986
Victory Capital Management Inc. et al. Federal Register version (84 FR 3269)
33368
Feb. 6, 2019
812-14965
Yleana Advisors, LLC and Yleana Trust Federal Register version (84 FR 3263)
33370
Feb. 6, 2019
812-14966
Yleana Advisors, LLC and Yleana Trust Federal Register version (84 FR 3267)
33367
Feb. 4, 2019
812-14937
Special Opportunities Fund, Inc. and Bulldog Investors, LLC Federal Register version (84 FR 2937)
33343
Dec. 21, 2018
812-14812
AQR Trust and AQR Capital Management, LLC; Notice of Application Federal Register version (83 FR 67438)
33342
Dec. 21, 2018
812-14811
AQR Trust and AQR Capital Management, LLC; Notice of Application Federal Register version (83 FR 67441)
33341
Dec. 21, 2018
812-14910
Hercules Capital, Inc. Federal Register version (83 FR 67447)
33334
Dec. 20, 2018
812-14947
TigerShares Trust, et al.; Notice of Application Federal Register version (83 FR 67417)
33331
Dec. 19, 2018
812-14958
Timothy Plan and Timothy Partners, Ltd. Federal Register version (83 FR 66812)
33330
Dec. 19, 2018
812-14960
OSI ETF Trust, et al. Federal Register version (83 FR 66785)
33332
Dec. 19, 2018
812-14961
RYZZ Capital Management, LLC, et al. Federal Register version (83 FR 66783)
33327
Dec. 18, 2018
812-14912
Ai Funds, Inc. and Deep A.I. ETF Trust Federal Register version (83 FR 65762)
33325
Dec. 17, 2018
812-14969
Hoya Capital Real Estate, LLC, et al.
33323
Dec. 14, 2018
812-14893
Investment Managers Series Trust and 361 Capital, LLC Federal Register version (83 FR 65385)
33320
Dec. 11, 2018
812-14933
Pacific Global ETF Trust and Cadence Capital Management LLC Federal Register version (83 FR 64389)
33318
Dec. 6, 2018
812-14902
Cliffwater Corporate Lending Fund and Cliffwater LLC Federal Register version (83 FR 63929)
33317
Dec. 6, 2018
812-14942
Symmetry Panoramic Trust and Symmetry Partners, LLC Federal Register version (83 FR 63918)
33315
Dec. 4, 2018
812-14900
Stone Ridge Trust II, et al. Federal Register version (83 FR 63546)
33309
Nov. 29, 2018
812-14822
American Fidelity Assurance Company, et al. Federal Register version (83 FR 62924)
33296
Nov. 19, 2018
812-14934
Pacific Global ETF Trust and Cadence Capital Management LLC Federal Register version (83 FR 60520)
33295
Nov. 14, 2018
812-14920
ABR Dynamic Funds, LLC, et al. Federal Register version (83 FR 58315)
33289
Nov. 6, 2018
812-14855
Stellus Capital Investment Corporation, et al. Federal Register version (83 FR 56391)
33288
Nov. 5, 2018
812-14924
Toroso Investments, LLC and Tidal ETF Trust Federal Register version (83 FR 56111)
33285
Oct. 30, 2018
812-14945
Cushing Asset Management, LP and Cushing ETF Trust Federal Register version (83 FR 55438)
33277
Oct. 22, 2018
812-14936
Beyond Advisors IC, et al. Federal Register version (83 FR 54151)
33274
Oct. 17, 2018
812-14771
Procure ETF Trust I, et al. Federal Register version (83 FR 53334)
33273
Oct. 17, 2018
812-14772
Procure Active ETF Trust, et al. Federal Register version (83 FR 53341)
33271
Oct. 16, 2018
812-14931
Blackstone Real Estate Income Fund, et al. Federal Register version (83 FR 53329)
33270
Oct. 12, 2018
812-14862
Audax Credit BDC Inc., et al.; Notice of Application Federal Register version (83 FR 52860)
33268
Oct. 11, 2018
812-14903
Destra International & Event-Driven Credit Fund and Destra Capital Advisors LLC; Notice of Application Federal Register version (83 FR 52602)
33265
Oct. 5, 2018
812-14883
Natixis Funds Trust I, et al.; Notice of Application Federal Register version (83 FR 51744)
33263
Oct. 3, 2018
812-14923
Vident Advisory, LLC et al. Federal Register version (83 FR 50737)
33255
Sept. 26, 2018
812-14899
Hedge Fund Guided Portfolio Solution, et al. Federal Register version (83 FR 49604)
33256
Sept. 26, 2018
812-14860
BC Partners Lending Corporation, et al.; Notice of Application Federal Register version (83 FR 49608)
33244
Sept. 24, 2018
812-14906
Distillate Capital Partners LLC, et al. Federal Register version (83 FR 48884)
33243
Sept. 21, 2018
812-14892
Ares Credit and Income Trust and Ares Capital Management III LLC; Notice of Application Federal Register version (83 FR 48663)
33242
Sept. 20, 2018
812-14895
Variant Alternative Income Fund and Variant Investments, LLC Federal Register version (83 FR 48488)
33228
Sept. 14, 2018
812-14875
Exact Sciences Corporation Federal Register version (83 FR 47657)
33223
Sept. 11, 2018
812-14919
Wealthn LLC and TigerShares Trust Federal Register version (83 FR 46768)
33220
Sept. 7, 2018
812-14928
Broadstone Real Estate Access Fund, et al.
33219
Sept. 6, 2018
812-14767
PIMCO Flexible Credit Income Fund, et al. Federal Register version (83 FR 46225)
33214
Aug. 24, 2018
812-14837
Innovator ETFs Trust, et al. Federal Register version (83 FR 44374)
33213
Aug. 24, 2018
812-14807
THL Credit, Inc., et al. Federal Register version (83 FR 44322)
33206
Aug. 21, 2018
812-14918
Cushing Asset Management, LP et al. Federal Register version (83 FR 43713)
33205
Aug. 21, 2018
812-14839
Tortoise Capital Advisors, L.L.C., et al. Federal Register version (83 FR 43715)
33201
Aug. 15, 2018
812-14831
AXA Equitable Life Insurance Company, et al. Federal Register version (83 FR 42324)
33197
Aug. 9, 2018
812-14838
Thrivent Financial for Lutherans, et al. Federal Register version (83 FR 40587)
33169
July 24, 2018
812-14833
Advisors Asset Management, Inc. and ETF Series Solutions; Notice of Application Federal Register version (83 FR 36646)
33168
July 24, 2018
812-14853
OFI Carlyle Private Credit Fund and OC Private Capital, LLC; Notice of Application Federal Register version (83 FR 36652)
33163
July 19, 2018
812-14889
IndexIQ ETF Trust, et al. Federal Register version (83 FR 35289)
33158
July 11, 2018
812-14828
SL Advisors, LLC and ETF Series Solutions Federal Register version (83 FR 33286)
33159
July 11, 2018
812-14829
TriLine Index Solutions, LLC and ETF Series Solutions Federal Register version (83 FR 33285)
33156
July 10, 2018
812-14884
DMS ETF Trust I, et al. Federal Register version (83 FR 32925)
33157
July 10, 2018
812-14926
Charles Schwab & Co. Inc. and Charles Schwab Investment Management, Inc. Federal Register version (83 FR 32926)
33152
July 9, 2018
812-14925
AB Private Credit Investors Corp., et al. Federal Register version (83 FR 32699)
33148
July 6, 2018
812-14886
DMS ETF Trust I, et al. Federal Register version (83 FR 32167)
33149
July 6, 2018
812-14835
Blackstone/GSO Floating Rate Enhanced Income Fund, et al. Federal Register version (83 FR 32174)
33147
July 3, 2018
812-14896
Vivaldi Opportunities Fund and Vivaldi Asset Management, LLC Federal Register version (83 FR 31800)
33146
July 3, 2018
812-14921
Altaba Inc. Federal Register version (83 FR 31808)
33141
June 28, 2018
812-14888
Motley Fool Asset Management, LLC and The RBB Fund, Inc. Federal Register version (83 FR 31434)
33137
June 27, 2018
812-14764
Goldman Sachs Trust, et al. Federal Register version (83 FR 31011)
33136
June 27, 2018
812-14879
Defiance ETFs, LLC, et al. Federal Register version (83 FR 31013)
33134
June 21, 2018
812-14846
Impact Shares Trust I, et al. Federal Register version (83 FR 30208)
33126
June 19, 2018
812-14734
AXA Equitable Life Insurance Company, et al. Federal Register version (83 FR 29596)
33123
June 15, 2018
812-14872
Sprott ETF Trust and Sprott Asset Management USA Inc. Federal Register version (83 FR 28697)
33120
June 12, 2018
812-14880
Aptus Capital Advisors, LLC and ETF Series Solutions Federal Register version (83 FR 28016)
33119
June 6, 2018
812-14901
BlackRock Variable Series Funds, Inc., et al. Federal Register version (83 FR 27035)
33112
June 1, 2018
812-14871
Sprott ETF Trust and Sprott Asset Management USA Inc. Federal Register version (83 FR 26506)
33108
May 24, 2018
812-14662
Pioneer ILS Interval Fund and Amundi Pioneer Asset Management, Inc.; Notice of Application Federal Register version (83 FR 25071)
33103
May 22, 2018
812-14885
DMS ETF Trust I, et al. Federal Register version (83 FR 24534)
33101
May 21, 2018
812-14832
Weiss Strategic Interval Fund and Weiss Multi-Strategy Advisers LLC Federal Register version (83 FR 24377)
33098
May 15, 2018
812-14815
PFM Multi-Manager Series Trust and PFM Asset Management LLC Federal Register version (83 FR 23305)
33095
May 10, 2018
812-14819
Franklin Alternative Strategies Funds, et al. Federal Register version (83 FR 22720)
33092
May 9, 2018
812-14869
U.S. Global Investors, Inc. et al. Federal Register version (83 FR 22541)
33094
May 9, 2018
812-14765
TCW Direct Lending LLC, et al.; Federal Register version (83 FR 22560)
33076A
April 26, 2018
812-14873
Redwood Investment Management, LLC and Two Roads Shared Trust Federal Register version (83 FR 19367)
33079
April 24, 2018
812-14521
BMO Exchange Traded Funds, et al. Federal Register version (83 FR 18864)
33075
April 23, 2018
812-14857
The Swiss Helvetia Fund, Inc., et al. Federal Register version (83 FR 18602)
33068
April 6, 2018
812-14601
Application; Benefit Street Partners BDC, Inc., et al. Federal Register version (83 FR 15648)
33066
April 5, 2018
812-14851
Angel Oak Strategic Credit Fund and Angel Oak Capital Advisors, LLC Federal Register version (83 FR 15431)
33061
March 28, 2018
812-14321
Aquila Funds Trust, et al. Federal Register version (83 FR 14299)
33058
March 27, 2018
812-14670
Aberdeen Asset Management Inc., et al. Federal Register version (83 FR 14068)
33048
March 14, 2018
812-14788
Destra Exchange-Traded Fund Trust, et al. Federal Register version (83 FR 12208)
33049
March 14, 2018
812-14789
Destra Exchange-Traded Fund Trust, et al. Federal Register version (83 FR 12227)
33047
March 14, 2018
812-14848
Triloma EIG Energy Income Fund, et al. Federal Register version (83 FR 12221)
33042
March 8, 2018
812-14849
Nationwide Fund Advisors and ETF Series Solutions Federal Register version (83 FR 10942)
33043
March 8, 2018
812-14882
Corporate Capital Trust, Inc., et al. Federal Register version (83 FR 10941)
33037
Feb. 28, 2018
812-14773
TriplePoint Venture Growth BDC Corp., et al. Federal Register version (83 FR 9357)
33038
Feb. 28, 2018
812-14760
Alcentra Capital Corporation, et al. Federal Register version (83 FR 9564)
33035
Feb. 26, 2018
812-14845
Little Harbor Advisors, LLC and ETF Series Solutions Federal Register version (83 FR 9049)
33031
Feb. 23, 2018
812-14766
Bain Capital Specialty Finance, Inc., et al. Federal Register version (83 FR 8712)
33005A
Feb. 15, 2018
812-14808
Morningstar Funds Trust, et al.
33005
Feb. 14, 2018
812-14808
Morningstar Funds Trust, et al.
32998
Jan. 30, 2018
812-14842
Columbia Funds Series Trust, et al. Federal Register version (83 FR 5153)
32999
Jan. 30, 2018
812-14859
Gadsden ETF Trust and Gadsden, LLC Federal Register version (83 FR 5151)
32995
Jan. 26, 2018
812-14874
BNP Paribas USA, Inc., et al.
32993
Jan. 26, 2018
812-14858
EquBot LLC and ETF Series Solutions Federal Register version (83 FR 4533)
