Clearing Agency

Release Number SEC Issue Date File Number Details
34-79707 600-36 LCH SA; Order Granting Application for Registration as a Clearing Agency and Request for Exemptive Relief
Comments Due: 30 days after publication in the Federal Register
See Also - Form CA-1 Application, LCH SA Request for Exemptive Relief
Federal Register version (82 FR 1398)
34-79577 601-01 Euroclear Bank SA/NV; Order of the Commission Approving an Application To Modify an Existing Exemption From Clearing Agency Registration
Federal Register version (81 FR 93994)
34-78941 600-36 LCH SA; Notice of Filing of Application for Registration as a Clearing Agency and Request for Exemptive Relief
Comments Due: 30 days after publication in the Federal Register
See Also - Form CA-1 Application
Federal Register version (81 FR 68074)
34-78710 601-01 Euroclear Bank SA/NV; Notice of Filing of Application To Modify an Existing Exemption From Clearing Agency Registration
Comments Due: October 6, 2016
View Received Comments
See Also - Form CA-1 Application
Federal Register version (81 FR 61271)
34-76678 600-35 Order Granting Chicago Mercantile Exchange Inc.'s Request To Withdraw From Registration as a Clearing Agency
Federal Register version (80 FR 79983)
34-76514 600-33 Bloomberg STP LLC; SS&C Technologies, Inc.; Order of the Commission Approving Applications for an Exemption From Registration as a Clearing Agency
File Nos.: 600-33, 600-34 Federal Register version (80 FR 75387)
34-75762 600-35 Notice of Filing and Request for Comment on Chicago Mercantile Exchange Inc.'s Request To Withdraw From Registration as a Clearing Agency
Comments Due: September 22, 2015
Federal Register version (80 FR 52815)
34-74794 600-34 SS&C Technologies, Inc.; Notice of Filing of Application for Exemption From Registration as a Clearing Agency
Comments Due: May 28, 2015
View Received Comments
See Also - Form CA-1 Application
Federal Register version (80 FR 23618)
34-74394 600-33 Bloomberg STP LLC; Notice of Filing of Application for Exemption From Registration as a Clearing Agency
Comments Due: April 6, 2015
View Received Comments
See Also - Form CA-1 Application
Federal Register version (80 FR 12048)
34-66458 600-9 Order Cancelling Clearing Agency Registration
Federal Register version (77 FR 12896)
34-66459 600-11 Order Cancelling Clearing Agency Registration
Federal Register version (77 FR 12896)
34-66460 600-10 Order Cancelling Clearing Agency Registration
Federal Register version (77 FR 12897)
34-66461 600-7 Order Cancelling Clearing Agency Registration
Federal Register version (77 FR 12898)
34-64707 600-23 Notice of Filing and Order Approving an Extension of Temporary Registration as a Clearing Agency
Comments Due: July 15, 2011
Federal Register version (76 FR 37165)
34-53851 600-29 Clearstream Banking, S.A.; Notice of Filing of Application To Continue an Existing Exemption From Clearing Agency Registration
Comments Due: June 21, 2006
Federal Register version (71 FR 30969)
34-47061 600-19 Philadelphia Depository Trust Company; Notice of Request for Comment and Order Granting Request for Withdrawal from and Cancellation of Registration as Clearing Agency
Federal Register version (67 FR 79172)
34-38810 600-30 Emerging Markets Clearing Corporation; Notice of Filing of Application for Registration as a Clearing Agency
Federal Register version (62 FR 37093)