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Comments on Bloomberg STP LLC(Notice of Filing of Application for Exemption from Registration as a Clearing Agency)
[Release No. 34-74394, File No. 600-33]
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(Click here for meetings with SEC officials)
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| Aug. 26, 2015 | Benjamin Macdonald, President, Bloomberg STP LLC |
| Jun. 23, 2015 | Larry E. Thompson, Vice Chairman and General Counsel, The Depository Trust and Clearing Corporation, New York, New York |
| May 21, 2015 | Ben Macdonald, President, Bloomberg STP LLC |
| Apr. 9, 2015 | James Wallin, Senior Vice President, Fixed Income, AllianceBernstein |
| Apr. 6, 2015 | Russell H. Stamey, The Northern Trust Co., Chicago, Illinois |
| Apr. 6, 2015 | Thomas Murphy, Managing Director, Citigroup Global Markets Inc. |
| Apr. 6, 2015 | Nick Solinger, Head of Product Strategy and Chief Marketing Officer, Traiana, Inc. |
| Apr. 6, 2015 | Larry E. Thompson, Vice Chairman and General Counsel, The Depository Trust & Clearing Corporation, New York, New York |
| Apr. 6, 2015 | Jerome Matthews, CFA, Vice President, Investment Operations, Prudential Fixed Income |
| Apr. 6, 2015 | Barbara Naratil, COO, New York, New York |
| Apr. 3, 2015 | David Pearson, Head of Post-trade Strategy, Fidessa, London, United Kingdom |
| Apr. 2, 2015 | Timothy W. Cameron, Esq., Managing Director, Asset Management Group - Head, and Elisa Nuottajarvi,
Asset Management Group, The Asset Managers Forum; Securities Industry and Financial Markets Association
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| Apr. 1, 2015 | Frank D. Dore, Head of Securities Operations, Acadian Asset Management LLC |
| Mar. 31, 2015 | Barbara Naratil, COO, New York, New York |
| Mar. 31, 2015 | Joseph Denci, Vice President, COO, Scotia Capital (USA) Inc. |
| Mar. 29, 2015 | Jon Ambos |
| Mar. 26, 2015 | James Lang, Managing Director Cedar Hill Capital Partners, New York, New York |
| Mar. 26, 2015 | Peter J. Durant, New York, New York |
| Mar. 26, 2015 | Subramanian M., Capital Market Solutions, Wipro Limited, Chennai, India |
| Mar. 24, 2015 | Diane C. Altieri, White Oak Global Advisors, LLC, San Francisco, California |
| Mar. 18, 2015 | Terrence J. Ransford, Senior Vice President, Northern Trust Securities Inc. |
| Mar. 16, 2015 | Fredrick Scuteri, VP, Head of Trade Operations, AQR Capital Management, LLC, Greenwich, Connecticut |
| Mar. 16, 2015 | Anonymous |
| Mar. 16, 2015 | James Connolly, Managing Director, Head of US Broker Dealer Operations, RBC Capital Markets, LLC |
| Mar. 11, 2015 | Paul Puskuldjian, Chief Operating Officer, Kinetix Trading Solutions, Inc. |
| Mar. 11, 2015 | Shawn McCafferty |
| Mar. 10, 2015 | Bruce James, Managing Director, Chief Operations Officer, Amherst Pierpont Securities LLC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May 28, 2015 | Memorandum from the Division of Trading and Markets regarding a May 28, 2015, conference call with representatives of the Depository Trust and Clearing Corporation (DTCC) |
| May 7, 2015 | Memorandum from the Division of Trading and Markets regarding a May 7, 2015, meeting with representatives of Omgeo LLC and the Depository Trust and Clearing Corporation (DTCC) |
http://www.sec.gov/comments/600-33/600-33.shtml
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