Comments on Bloomberg STP LLC(Notice of Filing of Application for Exemption from Registration as a Clearing Agency)

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Date Received
Date Letter Type Commenter Name
Public Comment Benjamin Macdonald, President, Bloomberg STP LLC
Public Comment Larry E. Thompson, Vice Chairman and General Counsel, The Depository Trust and Clearing Corporation, New York, New York
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 28, 2015, conference call with representatives of the Depository Trust and Clearing Corporation (DTCC)
Public Comment Ben Macdonald, President, Bloomberg STP LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 7, 2015, meeting with representatives of Omgeo LLC and the Depository Trust and Clearing Corporation (DTCC)
Public Comment James Wallin, Senior Vice President, Fixed Income, AllianceBernstein
Public Comment Barbara Naratil, COO, New York, New York
Public Comment Jerome Matthews, CFA, Vice President, Investment Operations, Prudential Fixed Income
Public Comment Larry E. Thompson, Vice Chairman and General Counsel, The Depository Trust & Clearing Corporation, New York, New York
Public Comment Nick Solinger, Head of Product Strategy and Chief Marketing Officer, Traiana, Inc.
Public Comment Russell H. Stamey, The Northern Trust Co., Chicago, Illinois
Public Comment Thomas Murphy, Managing Director, Citigroup Global Markets Inc.
Public Comment David Pearson, Head of Post-trade Strategy, Fidessa, London, United Kingdom
Public Comment Timothy W. Cameron, Esq., Managing Director, Asset Management Group - Head, and Elisa Nuottajarvi, Asset Management Group, The Asset Managers Forum; Securities Industry and Financial Markets Association
Public Comment Frank D. Dore, Head of Securities Operations, Acadian Asset Management LLC
Public Comment Barbara Naratil, COO, New York, New York
Public Comment Joseph Denci, Vice President, COO, Scotia Capital (USA) Inc.
Public Comment Jon Ambos
Public Comment James Lang, Managing Director Cedar Hill Capital Partners, New York, New York
Public Comment Peter J. Durant, New York, New York
Public Comment Subramanian M., Capital Market Solutions, Wipro Limited, Chennai, India
Public Comment Diane C. Altieri, White Oak Global Advisors, LLC, San Francisco, California
Public Comment Terrence J. Ransford, Senior Vice President, Northern Trust Securities Inc.
Public Comment Anonymous
Public Comment Fredrick Scuteri, VP, Head of Trade Operations, AQR Capital Management, LLC, Greenwich, Connecticut
Public Comment James Connolly, Managing Director, Head of US Broker Dealer Operations, RBC Capital Markets, LLC
Public Comment Paul Puskuldjian, Chief Operating Officer, Kinetix Trading Solutions, Inc.
Public Comment Shawn McCafferty
Public Comment Bruce James, Managing Director, Chief Operations Officer, Amherst Pierpont Securities LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
600-33
Release Number
34-74394
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