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SRO Filing of Statements

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Release Number	SEC Issue Date	File Number	Details
34-94724	April 14, 2022		Financial Industry Regulatory Authority, Inc. (Order Granting Petition for Review and Scheduling Filing of Statements) Comments received for SR-FINRA-2021-010 View Received Comments
34-94242	Feb. 14, 2022		In the Matter of New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, To Amend Each Exchange's Fee Schedule To Add Two Partial Cabinet Bundles Available in Co-Location and Establish Associated Fees Federal Register version (87 FR 9404)
34-93934	Jan. 7, 2022	SR-NYSE-2020-96	New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners View Received Comments Federal Register version (87 FR 2189)
34-91501	April 7, 2021	SR-CboeBZX-2020-053	Cboe BZX Exchange, Inc. (Order Scheduling Filing of Statements on Review)
34-91502	April 7, 2021	SR-CboeBZX-2020-070	Cboe BZX Exchange, Inc. (Order Scheduling Filing of Statements on Review)
34-90001	Sept. 25, 2020	SR-NYSE-2019-67	New York Stock Exchange LLC Regarding an Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings (Order Granting Petition for Review, Scheduling Filing of Statements, and Denying New York Stock Exchange LLC's Motion to Lift the Stay) *Comments Due:* January 21, 2020 View Received Comments See Also - 2020, 2020 Submit a Comment on SR-NYSE-2019-67
34-88214	Feb. 14, 2020	SR-FINRA-2019-008	In the Matter of the Financial Industry Regulatory Authority, Inc. for an Order Granting the Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Establish a Corporate Bond New Issue Reference Data Service (File No. SR-FINRA-2019-008); Order Granting Petition for Review and Scheduling Filing of Statements Federal Register version (85 FR 9887)
34-84614	Nov. 16, 2018	SR-BOX-2018-24	BOX Exchange LLC (Order Granting Petition for Review and Scheduling Filing of Statements) See Also - Rel. No. 83728, Rel. No. 84168, Rel. No. 85184
34-84368	Oct. 4, 2018	SR-CboeBZX-2018-001	In the Matter of the Cboe BZX Exchange, Inc.; For an Order of Disapproval of Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF (File No. SR-CboeBZX-2018-001); Order Scheduling Filing of Statements on Review View Received Comments Federal Register version (83 FR 51520)
34-84369	Oct. 4, 2018	SR-NYSEArca-2017-139	Securities Exchange Act of 1934 Federal Register version (83 FR 51520)
34-84370	Oct. 4, 2018	SR-NYSEArca-2018-02	In the Matter of the NYSE Arca, Inc. For an Order of Disapproval of Proposed Rule Change Relating To Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares, and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E (File No. SR-NYSEArca-2018-02); Order Scheduling Filing of Statements on Review Federal Register version (83 FR 51531)
34-83856	Aug. 15, 2018	SR-FINRA-2010-056	Order Granting Petition for Review and Scheduling Filing of Statements See Also - Rel. No. 34-63933, Rel No. 34-63316 Federal Register version (83 FR 42340)
34-82794	March 1, 2018	SR-BatsBZX-2017-34	Order Granting Petitions for Review and Scheduling Filing of Statements Federal Register version (83 FR 9561)
34-73953	Dec. 30, 2014		NASDAQ OMX PHLX LLC (Order Granting Petition for Review and Scheduling Filing of Statements) *Comments Due:* January 20, 2015 View Received Comments Submit a Comment
34-61722	March 17, 2010	SR-ISE-2009-35	Chicago Board Options Exchange, Inc. (Order Extending Time to File Statements) See Also - Statements received are available, Rel. No. 34-60989
34-60989	Nov. 12, 2009	SR-ISE-2009-35	Chicago Board Options Exchange, Inc. (Order Granting Petition for Review and Scheduling Filing of Statements) See Also - Statements received are available, Rel. No. 34-61722