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Comments on NASDAQ OMX PHLX LLC (Phlx)Rulemaking
Order Granting Petition for Review and Scheduling Filing of Statements
(Release No. 34-73953; File No. SR-Phlx-2013-113)
Request for Comment and Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer a Customer Rebate
(Release No. 34-71891; File No. SR-Phlx-2013-113)
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Jun. 30, 2014 | Letter in Response to Request for Oral Presentation |
May 30, 2014 | Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland |
May 20, 2014 | Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland |
May 20, 2014 | Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York |
May 9, 2014 | Jeffrey S. Davis, Vice President, NASDAQ OMX, Rockville, Maryland |
May 8, 2014 | Parker M. Normann, Ph.D., Partner, Edgeworth Economics LLC, Washington, District of Columbia |
Apr. 18, 2014 | Jeffrey S. Davis, Vice President & Deputy General Counsel, NASDAQ OMX, Rockville, Maryland |
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer a Customer Rebate
(Release No. 34-70940; File No. SR-Phlx-2013-113)
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Jan. 24, 2014 | Motion for Oral Argument submitted by NASDAQ OMX PHLX LLC |
Jan. 24, 2014 | Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland |
Dec. 20, 2013 | Angelo Evangelou, Associate General Counsel, CBOE, Chicago, Illinois |
Dec. 20, 2013 | Michael J. Simon, General Counsel, International Securities Exchange LLC, New York, New York |
Dec. 18, 2013 | John Nagel, Esq., Managing Director and General Counsel, Citadel Securities, Chicago, Illinois |
Nov. 27, 2013 | Brian O'Neill, Vice President and Senior Counsel, Miami International Securities Exchange, LLC |
Meetings with SEC Officials
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Jan. 30, 2014 | Memorandum from the Office of Commissioner Michael S. Piwowar regarding a January 30, 2014, meeting with representatives of NASDAQ OMX |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Customer Rebate
(Release No. 34-70866; File No. SR-Phlx-2013-113)
http://www.sec.gov/comments/sr-phlx-2013-113/phlx2013113.shtml
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