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Comments on NASDAQ OMX PHLX LLC (Phlx)Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer a Customer Rebate

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Date Sort descending	Letter Type	Release Number	Commenter Name
March 16, 2015	Public Comment	34-73953	Michael J. Simon, Secretary and General Counsel, International Securities Exchange, LLC
Jan. 20, 2015	Public Comment	34-73953	Eugene Scalia, Gibson, Dunn and Crutcher LLP, Washington, District of Columbia
June 30, 2014	Public Comment	34-71891	Letter in Response to Request for Oral Presentation
May 30, 2014	Public Comment	34-71891	Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland
May 20, 2014	Public Comment	34-71891	Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland
May 20, 2014	Public Comment	34-71891	Michael Simon, Secretary, International Securities Exchange, LLC, New York, New York
May 9, 2014	Public Comment	34-71891	Jeffrey S. Davis, Vice President, NASDAQ OMX, Rockville, Maryland
May 8, 2014	Public Comment	34-71891	Parker M. Normann, Ph.D., Partner, Edgeworth Economics LLC, Washington, District of Columbia
April 18, 2014	Public Comment	34-71891	Jeffrey S. Davis, Vice President & Deputy General Counsel, NASDAQ OMX, Rockville, Maryland
Jan. 30, 2014	Meeting with SEC Officials	34-70940	Memorandum from the Office of Commissioner Michael S. Piwowar regarding a January 30, 2014, meeting with representatives of NASDAQ OMX
Jan. 24, 2014	Public Comment	34-70940	Joan C. Conley, Senior Vice President and Corporate Secretary, NASDAQ OMX, Rockville, Maryland
Jan. 24, 2014	Public Comment	34-70940	Motion for Oral Argument submitted by NASDAQ OMX PHLX LLC
Dec. 20, 2013	Public Comment	34-70940	Angelo Evangelou, Associate General Counsel, CBOE, Chicago, Illinois
Dec. 20, 2013	Public Comment	34-70940	Michael J. Simon, General Counsel, International Securities Exchange LLC, New York, New York
Dec. 18, 2013	Public Comment	34-70940	John Nagel, Esq., Managing Director and General Counsel, Citadel Securities, Chicago, Illinois
Nov. 27, 2013	Public Comment	34-70940	Brian O'Neill, Vice President and Senior Counsel, Miami International Securities Exchange, LLC
Nov. 12, 2013	Public Comment	34-70866	William O'Brien, Chief Executive Officer, Direct Edge Holdings LLC
Nov. 11, 2013	Public Comment	34-70866	Michael J. Simon, General Counsel, International Securities Exchange LLC, New York, New York

Last Reviewed or Updated: Jan. 8, 2026

File Number

SR-Phlx-2013-113

Release Number

34-73953

34-71891

34-70940

34-70866

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