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(Click here for meetings with SEC officials)
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| Aug. 31, 2020 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Jul. 16, 2020 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Jul. 1, 2020 | Anonymous |
| Jun. 30, 2020 | Anonymous |
| Jun. 22, 2020 | Martha Redding, Associate General Counsel, AssistantSecretary, NYSE |
| Apr. 20, 2020 | Burke Dempsey, Executive Vice PresidentHead of Investment Banking, Wedbush Securities |
| Apr. 16, 2020 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Mar. 16, 2020 | Elizabeth King, Chief Regulatory Officer, ICE; General Counsel & Corporate Secretary, NYSE |
| Mar. 05, 2020 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Feb. 26, 2020 | Paul Abrahimzadeh and Russell Chong, Co-Heads U.S. Equity Capital Markets, Citigroup Global Markets Inc. |
| Feb. 18, 2020 | Stephen Berger, Managing Director, Citadel Securities |
| Feb. 7, 2020 | David Ludwig, Head of Americas Equity Capital Markets, Goldman Sachs |
| Jan. 21, 2020 | Matthew B. Venturi, Founder and CEO, ClearingBid, Inc. |
| Jan. 16, 2020 | Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Jan. 3, 2020 | Anonymous |
| Dec. 12, 2019 | Christopher A. Iacovella, Chief Executive Officer, ASA |
| Dec. 5, 2019 | Tina Rosenbalm |
| Dec. 4, 2019 | Anonymous |
| Dec. 4, 2019 | Allan Rosenbalm |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Oct. 13, 2020 | Memorandum from the Office of Counsel to Commissioner Allison Herren Lee regarding a meeting on October 13, 2020 with representatives of ASA |
| Feb. 12, 2020 | Memorandum from the Office of Chairman Clayton regarding a meeting on January 31, 2020 with representatives of New York Stock Exchange |
| Feb. 12, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a February 12, 2020, meeting with New York Stock Exchange LLC |
| Jan. 31, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 31, 2020, meeting with representatives of the New York Stock Exchange (“NYSE”) |
| Jan. 30, 2020 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 30, 2020, meeting with representatives of the New York Stock Exchange |
