Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Chapter One of the Listed Company Manual to Modify the Provisions Relating to Direct Listings

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Counsel to Commissioner Allison Herren Lee regarding a meeting on October 13, 2020 with representatives of ASA
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Anonymous
Public Comment Anonymous
Public Comment Martha Redding, Associate General Counsel, AssistantSecretary, NYSE
Public Comment Burke Dempsey, Executive Vice PresidentHead of Investment Banking, Wedbush Securities
Public Comment Jeff Mahoney, General Counsel, Council of Institutional Investors
Public Comment Elizabeth King, Chief Regulatory Officer, ICE; General Counsel & Corporate Secretary, NYSE
Public Comment Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment Paul Abrahimzadeh and Russell Chong, Co-Heads U.S. Equity Capital Markets, Citigroup Global Markets Inc.
Public Comment Stephen Berger, Managing Director, Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Chairman Clayton regarding a meeting on January 31, 2020 with representatives of New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a February 12, 2020, meeting with New York Stock Exchange LLC
Public Comment David Ludwig, Head of Americas Equity Capital Markets, Goldman Sachs
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a January 31, 2020, meeting with representatives of the New York Stock Exchange (“NYSE”)
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 30, 2020, meeting with representatives of the New York Stock Exchange
Public Comment Matthew B. Venturi, Founder and CEO, ClearingBid, Inc.
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Anonymous
Public Comment Christopher A. Iacovella, Chief Executive Officer, ASA
Public Comment Tina Rosenbalm
Public Comment Allan Rosenbalm
Public Comment Anonymous

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2019-67
Release Number
34-87821
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