Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:


Release Number	SEC Issue Date	File Number	Details
33-10634, 34-85721	April 25, 2019	265-32	Small Business Capital Formation Advisory Committee *Comments Due:* May 6, 2019 Federal Register version (84 FR 18620)
34-85682	April 17, 2019	SR-CboeBZX-2018-044	Cboe BZX Exchange, Inc.; Order Scheduling Filing of Statements on Review Federal Register version (84 FR 18098)
34-85538	April 8, 2019		Order Cancelling Registrations of Certain Municipal Advisors Pursuant to Section 15B(c)(3) Of the Securities Exchange Act of 1934
34-85447	March 28, 2019	3-19124	Order Issuing Stay (In the Matter of Rule 610T of Regulation NMS) File Nos.: 3-19124, S7-05-18
34-85412	March 26, 2019	2019-4	Order Determining Whistleblower Award Claim
33-10621, 34-85402	March 25, 2019		Order Regarding Review of FASB Accounting Support Fee for 2019 under Section 109 of the Sarbanes-Oxley Act of 2002
33-10621, 34-85402	March 25, 2019		Order Regarding Review of FASB Accounting Support Fee for 2019 under Section 109 of the Sarbanes-Oxley Act of 2002
33-10620, 34-85401, IA-5207, IC-33428	March 22, 2019	S7-04-19	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-04-19 Federal Register version (84 FR 29783)
33-10620, 34-85401, IA-5207, IC-33428	March 22, 2019	S7-04-19	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-04-19 Federal Register version (84 FR 29783)
33-10620, 34-85401, IA-5207, IC-33428	March 22, 2019	S7-04-19	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-04-19 Federal Register version (84 FR 29783)
33-10620, 34-85401, IA-5207, IC-33428	March 22, 2019	S7-04-19	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-04-19 Federal Register version (84 FR 29783)
34-85383	March 21, 2019	265-30	Fixed Income Market Structure Advisory Committee *Comments Due:* April 10, 2019 Submit a Comment on 265-30 Federal Register version (84 FR 11371)
33-10616	March 20, 2019		Wells Fargo Services, LLC (Order Under Rule 506(d)(2)(ii) and Rule 262(b)(2)of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(ii) and Rule 262(a)(2) Disqualification Provisions)
34-85287	March 11, 2019		Order Making Fiscal Year 2019 Annual Adjustments to Transaction Fee Rates Federal Register version (84 FR 9576)
33-10613	March 11, 2019	3-19100	Deutsche Bank Securities, Inc., RBC Capital Markets, LLC, Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC (Order Under Rules 262(B)(2), 405, 506(D)(2)(ii), and 602(e) of the Securities Act of 1933 and Rule 503(b)(2) of Regulation Crowdfunding Granting Waivers of the Disqualification Provisions of Rules 262(b)(3), 506(d)(1)(iv), and 602(c)(3) of the Securities Act of 1933, Rule 503(a)(4)(ii) of Regulation Crowdfunding, and Granting Waivers From Being Ineligible Issuers)
33-10612	March 11, 2019	3-19026	Certain Investment Advisers Participating in the Share Class Selection Disclosure Initiative (Order Under Rules 262(b)(2), 405, 506(d)(2)(ii), and 602(e) of the Securities Act of 1933 and Rule 503(b)(2) of Regulation Crowdfunding Granting Waivers of the Disqualification Provisions of Rules 262(b)(3), 506(d)(1)(iv), and 602(c)(3) of the Securities Act of 1933, Rule 503(a)(4)(ii) of Regulation Crowdfunding, and Granting Waivers From Being Ineligible Issuers) File Nos.: 3-19026, 3-19027, 3-19028, 3-19029, 3-19030, 3-19031, 3-19032, 3-19033, 3-19034, 3-19035, 3-19036, 3-19037, 3-19038, 3-19039, 3-19040, 3-19041, 3-19042, 3-19043, 3-19044, 3-19045, 3-19046, 3-19047, 3-19048, 3-19049, 3-19050, 3-19051, 3-19052, 3-19053, 3-19054, 3-19055, 3-19056, 3-19057, 3-19058, 3-19059, 3-19060, 3-19061, 3-19062, 3-19063, 3-19064, 3-19065, 3-19066, 3-19067, 3-19068, 3-19069, 3-19070, 3-19071, 3-19072, 3-19073, 3-19074, 3-19075, 3-19076, 3-19077, 3-19078, 3-19079, 3-19080, 3-19081, 3-19082, 3-19083, 3-19084, 3-19085, 3-19086, 3-19087, 3-19088, 3-19089, 3-19090, 3-19091, 3-19092, 3-19093, 3-19094, 3-19095, 3-19096, 3-19097, 3-19098, 3-19099, 3-19100, 3-19101, 3-19102
34-85273	March 8, 2019	2019-3	Order Determining Whistleblower Award Claim
33-10611, 34-85271	March 8, 2019	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (84 FR 9189)
33-10611, 34-85271	March 8, 2019	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (84 FR 9189)
34-85227	March 1, 2019		Notice of Intent to Cancel Registration of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-85174	Feb. 22, 2019		Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
33-10604	Feb. 13, 2019		Adjustments to Civil Monetary Penalty Amounts Federal Register version (84 FR 5122)
34-84985	Jan. 15, 2019	265-30	Fixed Income Market Structure Advisory Committee Meeting (Notice of Meeting Cancellation - Monday, January 28)
34-84943	Dec. 21, 2018	265-30	Fixed Income Market Structure Advisory Committee *Comments Due:* January 23, 2019 View Received Comments Submit a Comment on 265-30 Federal Register version (83 FR 67396)
34-84891	Dec. 20, 2018	10-233	In the Matter of the Application of MIAX EMERALD, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission See Also - Release no. 34-84313, Form 1 Application and Exhibits Federal Register version (83 FR 67421)
33-10592, 34-84877	Dec. 19, 2018		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2019
33-10592, 34-84877	Dec. 19, 2018		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2019
33-10589	Dec. 19, 2018		Capital States Capital Markets, LLC (Order Under Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 506(d)(1)(iv)(B) Disqualification Provision)
33-10588, 34-84842	Dec. 18, 2018	S7-26-18	Request for Comment on Earnings Releases and Quarterly Reports *Comments Due:* March 21, 2019 View Received Comments Submit a Comment on S7-26-18 Federal Register version (83 FR 65601)
33-10588, 34-84842	Dec. 18, 2018	S7-26-18	Request for Comment on Earnings Releases and Quarterly Reports *Comments Due:* March 21, 2019 View Received Comments Submit a Comment on S7-26-18 Federal Register version (83 FR 65601)
34-84709	Nov. 30, 2018	10-234	Long-Term Stock Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* 45 days from publication in the Federal Register View Received Comments See Also - Findings, Opinion, and Order of the Commission, Form 1 Application and Exhibits, Letter Consenting to Extension of Initial Review Period Submit a Comment on 10-234 Federal Register version (83 FR 62941)
34-84689	Nov. 29, 2018		Order Regarding Alternative Net Capital Computation for BofAML Securities, Inc.
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
33-10576, 34-84640, 39-2523, IA-5067, IC-33298	Nov. 21, 2018	S7-25-18	List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-25-18 Federal Register version (83 FR 60791)
34-84614	Nov. 16, 2018	SR-BOX-2018-24	BOX Exchange LLC (Order Granting Petition for Review and Scheduling Filing of Statements) See Also - Rel. No. 83728, Rel. No. 84168, Rel. No. 85184
33-10573, 34-84574	Nov. 9, 2018	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 57786)
33-10573, 34-84574	Nov. 9, 2018	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 57786)
34-84503	Oct. 30, 2018	2019-2	Order Determining Whistleblower Award Claim
34-84506	Oct. 30, 2018	2019-1	Order Determining Whistleblower Award Claim
34-84497	Oct. 29, 2018		Order Lifting the Automatic Stay of the Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act
33-10568, 34-84441	Oct. 17, 2018	265-28	Investor Advisory Committee Meeting Federal Register version (83 FR 53337)
33-10568, 34-84441	Oct. 17, 2018	265-28	Investor Advisory Committee Meeting Federal Register version (83 FR 53337)
34-84440, IC-33272	Oct. 16, 2018		Order concerning Hurricane Michael (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
34-84440, IC-33272	Oct. 16, 2018		Order concerning Hurricane Michael (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
34-84356	Oct. 4, 2018	265-30	Fixed Income Market Structure Advisory Committee Federal Register version (83 FR 51026)
34-84368	Oct. 4, 2018	SR-CboeBZX-2018-001	In the Matter of the Cboe BZX Exchange, Inc.; For an Order of Disapproval of Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF (File No. SR-CboeBZX-2018-001); Order Scheduling Filing of Statements on Review View Received Comments Federal Register version (83 FR 51520)
34-84369	Oct. 4, 2018	SR-NYSEArca-2017-139	Securities Exchange Act of 1934 Federal Register version (83 FR 51520)
34-84370	Oct. 4, 2018	SR-NYSEArca-2018-02	In the Matter of the NYSE Arca, Inc. For an Order of Disapproval of Proposed Rule Change Relating To Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares, and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E (File No. SR-NYSEArca-2018-02); Order Scheduling Filing of Statements on Review Federal Register version (83 FR 51531)
33-10563, 34-84307	Sept. 28, 2018		Walgreens Boots Alliance, Inc.
33-10563, 34-84307	Sept. 28, 2018		Walgreens Boots Alliance, Inc.
34-84313	Sept. 28, 2018	10-233	MIAX EMERALD, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* November 19, 2018 See Also - Form 1 Application and Exhibits, Release No. 34-84891 Federal Register version (83 FR 49965)
34-84270	Sept. 24, 2018	2018-13	Order Determining Whistleblower Award Claim
34-84210, IC-33240	Sept. 19, 2018		Order concerning Hurricane Florence (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
34-84210, IC-33240	Sept. 19, 2018		Order concerning Hurricane Florence (Order Under Section 15B, Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder)
34-84125	Sept. 14, 2018	2018-12	Order Determining Whistleblower Award Claim
34-84046	Sept. 6, 2018	2018-11	Order Determining Whistleblower Award Claim
33-10538, 34-83935	Aug. 24, 2018		Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates Federal Register version (83 FR 44101)
33-10538, 34-83935	Aug. 24, 2018		Order Making Fiscal Year 2019 Annual Adjustments to Registration Fee Rates Federal Register version (83 FR 44101)
33-10531, 34-83874	Aug. 17, 2018	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 42552)
33-10531, 34-83874	Aug. 17, 2018	265-28	Investor Advisory Committee Meeting Submit a Comment on 265-28 Federal Register version (83 FR 42552)
34-83856	Aug. 15, 2018	SR-FINRA-2010-056	Order Granting Petition for Review and Scheduling Filing of Statements See Also - Rel. No. 34-63933, Rel No. 34-63316 Federal Register version (83 FR 42340)
33-10527, 34-83787, IA-4978, IC-33194	Aug. 9, 2018	S7-20-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
33-10527, 34-83787, IA-4978, IC-33194	Aug. 9, 2018	S7-20-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
33-10527, 34-83787, IA-4978, IC-33194	Aug. 9, 2018	S7-20-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
33-10527, 34-83787, IA-4978, IC-33194	Aug. 9, 2018	S7-20-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-20-18 Federal Register version (83 FR 58167)
34-83760	Aug. 3, 2018		Order Denying Applications by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for Confidential Treatment Pursuant to Rule 24b-2 under the Exchange Act for Material Filed Pursuant to Rule 6a-2 under the Exchange Act See Also - 34-84497
34-83723	July 26, 2018	SR-BatsBZX-2016-30	Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Winklevoss Bitcoin Trust Federal Register version (83 FR 37579)
34-83689	July 23, 2018	2018-10	Order Determining Whistleblower Award Claim
34-83475	June 20, 2018	265-30	Fixed Income Market Structure Advisory Committee *Comments Due:* July 11, 2018 Submit a Comment on 265-30 Federal Register version (83 FR 29582)
34-83463	June 19, 2018		Draft 2018-2022 Strategic Plan for Securities and Exchange Commission *Comments Due:* 30 days from publication in the Federal Register View Received Comments Submit a Comment Federal Register version (83 FR 29589)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10505, 34-83379, IC-33114	June 5, 2018	S7-13-18	Request for Comments on the Processing Fees Charged by Intermediaries for Distributing Materials Other Than Proxy Materials To Fund Investors *Comments Due:* October 31, 2018 View Received Comments Submit a Comment on S7-13-18 Federal Register version (83 FR 27055)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
33-10503, 34-83376, IC-33113	June 5, 2018	S7-12-18	Request for Comment on Fund Retail Investor Experience and Disclosure *Comments Due:* October 31, 2018 View Received Comments See Also - Fund Disclosure Feedback Flier Submit a Comment on S7-12-18 Federal Register version (83 FR 26891)
34-83378	June 5, 2018		Order Affirming Action by Delegated Authority Approving SR-NYSE-2016-55 and Discontinuing Stay
34-83361	June 1, 2018	084-06306	Order Cancelling Registrations of Certain Transfer Agents File Nos.: 084-06306, 084-06171, 084-06327, 084-06440, 084-06173, 084-06204, 084-01911, 084-06197, 084-05425, 084-06274, 084-6193, 084-06084, 084-06174, 084-06228, 084-06208, 084-05445, 084-01822, 084-06113, 084-01123, 084-01425, 084-05831, 084-06046, 084-06094, 084-06257, 084-06122, 084-06518, 084-06268, 084-05621, 084-06500, 084-06360, 084-05819, 084-6121, 084-01300, 084-06293, 084-05663, 084-00012, 084-06246 Federal Register version (83 FR 26331)
33-10499, 34-83308	May 23, 2018	265-28	Investor Advisory Committee Meeting *Comments Due:* June 14, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 24836)
33-10499, 34-83308	May 23, 2018	265-28	Investor Advisory Committee Meeting *Comments Due:* June 14, 2018 View Received Comments Submit a Comment on 265-28 Federal Register version (83 FR 24836)
34-83057	April 17, 2018		Order Making Fiscal Year 2018 Annual Adjustments to Transaction Fee Rates Federal Register version (83 FR 17577)
34-83037	April 12, 2018	2018-9	Order Determining Whistleblower Award Claim
33-10476, 34-82997	April 5, 2018		Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Federal Register version (83 FR 15658)
33-10476, 34-82997	April 5, 2018		Order Regarding Review of FASB Accounting Support Fee for 2018 Under Section 109 of the Sarbanes-Oxley Act of 2002 Federal Register version (83 FR 15658)
34-82996	April 5, 2018	2018-8	Order Determining Whistleblower Award Claim
IA-4873	April 2, 2018		Order Granting Hearing on Cancellation and Scheduling Filing of Statements
33-10474, 34-82971	March 30, 2018		Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934
33-10474, 34-82971	March 30, 2018		Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(A)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934
33-10475	March 30, 2018		Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer
34-82955	March 27, 2018	2018-7	Order Determining Whistleblower Award Claim
34-82897	March 19, 2018	2018-6	Order Determining Whistleblower Award Claim
34-82896	March 16, 2018	SR-BatsBZX-2017-34	Order Granting Motion for Extension of Time
34-82884	March 15, 2018	265-30	Meeting of the Fixed Income Market Structure Advisory Committee *Comments Due:* April 9, 2018 Submit a Comment on 265-30 Federal Register version (83 FR 12431)
33-10470, 34-82869, IA-4869	March 14, 2018	S7-06-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
33-10470, 34-82869, IA-4869	March 14, 2018	S7-06-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
33-10470, 34-82869, IA-4869	March 14, 2018	S7-06-18	Regulatory Flexibility Agenda *Comments Due:* 30 days after publication in the Federal Register View Received Comments Submit a Comment on S7-06-18 Federal Register version (83 FR 27279)
IA-4867	March 8, 2018		Order Cancelling Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisers Act of 1940

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