NRSRO

Release Number SEC Issue Date File Number Details
34-65765 S7-04-09 Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment
View Received Comments
Federal Register version (76 FR 72227)
34-60473 Order Providing NRSROs a Temporary Exemption From the Requirement in Rule 17g-2(d) (Incorporating the Provisions of Rule 17g-2(a)(8)) of the Securities Exchange Act of 1934 That CUSIP Numbers Be Displayed
Federal Register version (74 FR 41176)
34-58000 Order Granting Registration of Realpoint LLC as a Nationally Recognized Statistical Rating Organization
34-57300 Order Granting Registration Of LACE Financial Corp. As A Nationally Recognized Statistical Rating Organization
34-56513 Securities Exchange Act of 1934; Order Granting Registration of Standard & Poor's Ratings Services as a Nationally Recognized Statistical Rating Organization
Federal Register version (72 FR 55260)
34-56512 Rating and Investment Information, Inc. (Order Granting Registration of Rating and Investment Information, Inc. as a Nationally Recognized Statistical Rating Organization)
34-56510 Japan Credit Rating Agency, Ltd. (Order Granting Registration of Japan Credit Rating Agency, Ltd. as a Nationally Recognized Statistical Rating Organization)
34-56509 Securities Exchange Act of 1934; Order Granting Registration of Fitch, Inc. as a Nationally Recognized Statistical Rating Organization
Federal Register version (72 FR 55258)
34-56508 Securities Exchange Act Of 1934; Order Granting Registration Of DBRS Limited As A Nationally Recognized Statistical Rating Organization
Federal Register version (72 FR 55259)
34-56507 Securities Exchange Act of 1934; Order Granting Registration of A.M. Best Company, Inc. as a Nationally Recognized Statistical Rating Organization
Federal Register version (72 FR 55258)