33-7049, 34-33741, FR-42
March 9, 1994
S7-04-94
Statement of the Commission Regarding Disclosure Obligations of Municipal Securities Issuers and Others
Federal Register version
33-7049, 34-33741, FR-42
March 9, 1994
S7-04-94
Statement of the Commission Regarding Disclosure Obligations of Municipal Securities Issuers and Others
Federal Register version
34-31661, IA-1357
Dec. 12, 1992
Registration of Successors to BrokerDealers and Investment Advisers
34-31661, IA-1357
Dec. 12, 1992
Registration of Successors to BrokerDealers and Investment Advisers
33-6900, 34-29314
June 17, 1991
Limited Partnership Reorganizations and Public Offerings of Limited Partnership Interests
33-6900, 34-29314
June 17, 1991
Limited Partnership Reorganizations and Public Offerings of Limited Partnership Interests
33-6835, 34-26831, IC-16961, FR-36
May 18, 1989
Management's Discussion and Analysis of Financial Condition and Results of Operations; Certain Investment Company Disclosures
33-6835, 34-26831, IC-16961, FR-36
May 18, 1989
Management's Discussion and Analysis of Financial Condition and Results of Operations; Certain Investment Company Disclosures
33-6835, 34-26831, IC-16961, FR-36
May 18, 1989
Management's Discussion and Analysis of Financial Condition and Results of Operations; Certain Investment Company Disclosures
33-6835, 34-26831, IC-16961, FR-36
May 18, 1989
Management's Discussion and Analysis of Financial Condition and Results of Operations; Certain Investment Company Disclosures
IA-1092
Oct. 8, 1987
Applicability of the Investment Advisers Act to Financial Planners, Pension Consultants, and Other Persons Who Provide Investment Advisory Services as a Component of Other Financial Services
IA-770
Aug. 13, 1981
Applicability of the Investment Advisers Act to Financial Planners, Pension Consultants, and Other Persons Who Provide Investment Advisory Services as a Component of Other Financial Services
34-17111
Sept. 2, 1980
Regulation of Transfer Agents.
34-15292
Nov. 2, 1978
Division of Investment Management's Interpretive Positions Relating to Rule 13f-1 and Related Form 13F
34-10429
Oct. 12, 1973
Guidelines for Control Locations for Foreign Securities Pursuant to Subparagraphs (c)(4) and (c)(7) of Rule 15c3-3 Under the Securities Exchange Act of 1934
33-5347
Jan. 4, 1973
Guidelines As to the Applicability of Federal Securities Laws to Offers and Sales of Condominiums or Units in a Real Estate Development
33-5211
Nov. 30, 1971
Multi-level Distributorships and Pyramid Sales Plans
33-4298, 34-6419, IC-3140
Nov. 18, 1960
Statement of the Commission as to the applicability of theFederal securities laws to real estate investment trusts
33-4298, 34-6419, IC-3140
Nov. 18, 1960
Statement of the Commission as to the applicability of theFederal securities laws to real estate investment trusts
33-4298, 34-6419, IC-3140
Nov. 18, 1960
Statement of the Commission as to the applicability of theFederal securities laws to real estate investment trusts