Forms Index

This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

Forms List RSS Feed
Number Description Last Updated SEC Number Topic(s)
N-8F Application for deregistration of certain registered investment companies (PDF)

SEC1691

Investment Company Act of 1940, Investment Companies
N-CEN Annual Report for Registered Investment Companies (PDF)

SEC 2846

Investment Company Act of 1940, Investment Companies
N-CR Current Report, Money Market Fund Material Events (PDF)

SEC2918

Investment Company Act of 1940, Investment Companies
N-CSR Certified shareholder report of registered management investment companies (PDF)

SEC2569

Investment Company Act of 1940, Investment Companies
N-MFP Monthly Schedule of Portfolio Holdings of Money Market Funds (PDF)

SEC2847

Investment Company Act of 1940, Investment Companies
N-PORT Monthly Portfolio Investments Report (PDF)

SEC 2940

Investment Company Act of 1940, Investment Companies
N-PX Annual Report of Proxy Voting Record of Registered Management Investment Company (PDF)

SEC2451

Investment Company Act of 1940, Investment Companies
N-RN Current Report For Registered Management Investment Companies and Business Development Companies (PDF)

SEC 2941

Investment Company Act of 1940, Investment Companies