Forms Index

This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

This list does not include Schedules and certain other non-Form Submissions that are included in the Code of Federal Regulations, including Schedule 13D and Schedule 13G which are separately hyperlinked. For more information, please visit the relevant Division’s webpage.

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Number Description Last Updated SEC Number Topic(s)
1-A Regulation A Offering Statement (PDF)

SEC486

 Securities Act of 1933, Small Businesses
1-K Annual Reports and Special Financial Reports (PDF)

SEC2913

 Securities Act of 1933, Small Businesses
1-SA Semiannual Report or Special Financial Report Pursuant to Regulation A (PDF)

SEC2914

 Securities Act of 1933, Small Businesses
1-U Current Report Pursuant to Regulation A (PDF)

SEC2915

 Securities Act of 1933, Small Businesses
1-Z Exit Report Under Regulation A (PDF)

SEC2916

 Securities Act of 1933, Small Businesses
144 Notice of proposed sale of securities pursuant to Rule 144 (PDF)

SEC1147

 Securities Act of 1933, Investors
ABS-EE Form for Submission of Electronic Exhibits for Asset-Backed Securities (PDF)

SEC2910

 Securities Act of 1933
C Form C (PDF)

SEC 2930

 Securities Act of 1933, Small Businesses
CB Tender offer/rights offering notification form (PDF)

SEC2560

 Proxy and Tender Offer, Securities Act of 1933, Securities Exchange Act of 1934
D Notice of Exempt Offering of Securities

SEC1972

 Securities Act of 1933, Small Businesses
F-1 Registration statement for securities of certain foreign private issuers (PDF)

SEC1981

 Securities Act of 1933, International
F-10 Registration statement for securities of certain Canadian issuers (PDF)

SEC2292

 Securities Act of 1933, International
F-3 Registration statement for securities of certain foreign private issuers (PDF)

SEC1983

 Securities Act of 1933, International
F-4 Registration statement for securities of certain foreign private issuers issued in certain business combination transactions (PDF)

SEC2078

 Securities Act of 1933, International
F-6 Registration statement under the Securities Act of 1933 for depositary shares evidenced by American depositary receipts (PDF)

SEC2001

 Securities Act of 1933, International
F-7 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders (PDF)

SEC2289

 Securities Act of 1933, International
F-8 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)

SEC2290

 Securities Act of 1933, International
F-80 Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)

SEC2282

 Securities Act of 1933, International
F-N Appointment of agent for service of process by foreign banks and foreign insurance companies (PDF)

SEC2306

 Securities Act of 1933
F-X Appointment of agent for service of process and undertaking (PDF)

SEC2288

 Securities Act of 1933, International
ID Uniform application for access codes to file on EDGAR

SEC2084

 Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
S-1 Registration statement under Securities Act of 1933 (PDF)

SEC870

 Securities Act of 1933, Public Companies, Small Businesses
S-11 Registration of securities of certain real estate companies (PDF)

SEC907

 Securities Act of 1933, Public Companies
S-20 Registration statement under the Securities Act of 1933 (PDF)

SEC2013

 Securities Act of 1933, Public Companies
S-3 Registration statement under Securities Act of 1933 (PDF)

SEC1379

 Securities Act of 1933, Public Companies
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