Options Clearing Corporation (OCC) Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Note:  Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.

Chronological List
First Quarter

OCC File Number List for 2022

Additional Archives

Chronological List for 2022

(Search any column)
Release No. Date Details
First Quarter
SR-OCC-2021-014
34-93916 Jan. 6, 2022 Notice of Filing of Proposed Rule Change Concerning The Options Clearing Corporation's Cash and Investment Management
Comments due: February 2, 2022
Additional Materials: Exhibit 5b

There are no file number entries at this time.