SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Changes to Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and to Require Certain Communications About an Investment Banking Services Transaction to be Fair, Balanced and Not Misleading (Release No. 34-51358; File No. SR-NYSE-2004-24)

  • Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System, April 1, 2005 (File name: lfhacking040105.pdf)


    Modified: 04/06/2005