NSCC Rulemaking

We encourage the public to submit comments on the following National Securities Clearing Corporation (NSCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NSCC File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
First Quarter
SR-NSCC-2017-020
34-82494 Jan. 12, 2018 Notice of Filing of a Proposed Rule Change to Enhance the Calculation of the Volatility Component of the Clearing Fund Formula that Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NSCC-2017-017
34-82430 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due:  January 29, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NSCC-2017-018
34-82428 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Amend the Loss Allocation Rules and Make Other Changes
Comments due:  January 29, 2018
Additional Materials: Exhibit 5

NSCC File Number List for 2018

Release No. Date Details

There are no file number entries at this time.