National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101487 | Oct 31, 2024 | SR-NSCC-2024-008 | National Securities Clearing Corporation | Order Approving of Proposed Rule Change to Decommission the ID Net Service |
| 34-101337 | Oct 15, 2024 | SR-NSCC-2024-006 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest. Comments Due: September 24, 2024 Submit a Comment
|
| 34-101131 | Sep 23, 2024 | SR-NSCC-2024-008 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Decommission the ID Net Service See Also - Exhibit 5 |
| 34-101084 | Sep 18, 2024 | SR-NSCC-2024-003 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Clearing Agency Risk Management Framework |
| 34-100897 | Sep 3, 2024 | SR-NSCC-2024-007 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NSCC Rules & Procedures to Accommodate Fractional Share Trading Programs Comments Due: September 30, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100841 | Aug 27, 2024 | SR-NSCC-2024-006 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Adopt the Clearing Agency Framework for Certain Requirements on Governance and Conflicts of Interest Comments Due: September 24, 2024 See Also - Exhibit 3, Exhibit 5 |
| 34-100507 | Jul 11, 2024 | SR-NSCC-2024-005 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Paperless Replacements and Producer Authorization Service Offerings to I&RS and Make Certain Clarification Changes in the Rules Comments Due: August 7, 2024 See Also - Exhibit 5 |
| 34-100486 | Jul 10, 2024 | SR-NSCC-2024-004 | National Securities Clearing Corporation | Order Approving Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool |
| 34-100400 | Jun 21, 2024 | SR-DTC-2024-003, SR-FICC-2024-006, SR-NSCC-2024-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Clearing Agency Risk Management Framework Comments Due: 21 days after publication in the Federal Register. Rebuttal Comments should be submitted 35 days after date of publication in the Federal Register. |
| 34-100237 | May 29, 2024 | SR-NSCC-2024-004 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool Comments Due: June 25, 2024 See Also - Exhibit 5 |