Comments on NASD Rulemaking

Notice of Filing and Order Granting Accelerated Partial Approval to Proposed Rule Change to Implement, On a Pilot Basis, New Primary Nasdaq Market Maker Standards For All Nasdaq National Market Securities and to Extend the Short Sale Rule Pilot

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Date Received
Date Letter Type Commenter Name
Public Comment Lon Gorman, Charles Schwab & Co., Inc., et al.
Public Comment Steven D. Piper, Compliance Officer, Volpe Brown Whelan & Company, LLC, San Francisco, Calif.
Public Comment Benjamin A. Marsh, Managing Director, Adams, Harkness & Hill Inc., Boston, Mass.
Public Comment Nicholas Karos, Manager, OTC Trading; Managing Director, Piper Jaffray Companies (PJC), Minneapolis, Minn.
Public Comment Raymond J. Dorado, Director and Counsel, Credit Suisse First Boston Corporation(CSFB)
Public Comment Edward J. Johnsen, Vice President and Assistant General Counsel, J.P. Morgan Securities Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-98-26
Release Number
34-39819
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